Every Form 4 that VELO3D INC WTS (VLDXW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow VLDXW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full VLDXW filings page.
Velo3D, Inc. director Lloyd Jason Michael reported the exercise of 1,960 restricted stock units into 1,960 shares of common stock on September 12, 2026. After this derivative exercise, he holds 16,335 shares of common stock directly, 7,000 shares indirectly through an individual retirement account, and 5,883 RSUs directly. The RSUs, granted under the Company’s 2021 Equity Incentive Plan, are scheduled to vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027 and June 12, 2027, subject to continued service. No Rule 10b5-1 trading plan is reported for these transactions.
Velo3D, Inc. (VELO) director Stefan Krause reported the exercise of 1,960 Restricted Stock Units into 1,960 shares of common stock on September 12, 2026. Following the transactions, he held 15,370 common shares and 5,883 RSUs directly. No Rule 10b5-1 trading plan is reported.
The RSUs, granted under the company’s 2021 Equity Incentive Plan, each represent a contingent right to receive one common share. The RSUs are scheduled to vest 25% quarterly starting September 12, 2026, then on December 12, 2026, March 12, 2027 and June 12, 2027, subject to continued service.
Velo3D, Inc. (VELO) director Adrian Keppler reported the settlement of 1,960 Restricted Stock Units into 1,960 shares of Common Stock on September 12, 2026. Following this RSU conversion, he holds 15,208 shares of Common Stock and 5,883 RSUs directly, with no Rule 10b5-1 plan reported.
Velo3D, Inc. (VELO) reported that CEO, director and ten-percent owner Arun Jeldi exercised 3,146 Restricted Stock Units into 3,146 shares of common stock on August 15, 2026. Following the transactions, he holds 18,874 common shares directly and 12,737,940 shares indirectly through Arrayed Notes Acquisition Corp., which is wholly owned by Arrayed Additive, Inc.
Velo3D, Inc. disclosed that CEO Arun Jeldi received a grant of stock options covering 964,474 shares of common stock at an exercise price of $18.40 per share. The options vest over up to five years only if Velo3D’s market capitalization reaches ambitious milestones of $1 billion, $3 billion, $5 billion, and $10 billion, with 10%, 20%, 30%, and 40% of the option shares vesting at each level, respectively, while he remains in service. Following this grant, Jeldi holds options on 964,474 shares directly.
Velo3D director Stefan Krause exercised restricted stock units into common shares. On June 27 2026, 3,188 RSUs converted into 3,188 shares of Velo3D common stock, with no shares sold. Following the transaction, Krause holds 13,410 common shares directly and 7,843 RSUs that vest quarterly through June 27 2026, subject to continued service.
Velo3D, Inc. director Adrian Keppler reported a compensation-related equity transaction involving restricted stock units (RSUs) converting into common stock. On June 27, 2026, 3,188 RSUs were exercised into 3,188 shares of common stock at a stated price of $16.64 per share, increasing his directly held common stock to 13,248 shares.
The RSUs were granted under Velo3D’s 2021 Equity Incentive Plan, with each RSU representing a contingent right to receive one share of common stock. According to the footnotes, the RSUs vest in four quarterly installments of 25% each, on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to Mr. Keppler’s continued service. After this transaction, 7,843 RSUs remain outstanding. The Compensation Committee may settle earned RSUs in cash, shares, or a combination.
Velo3D, Inc. director Lloyd Jason Michael reported routine equity compensation activity. On June 27, 2026, he exercised restricted stock units to acquire 3,188 shares of Common Stock, reflected as an exercise of a derivative security.
Following this transaction, he held 14,375 shares of Common Stock directly and 7,000 shares indirectly, with the indirect holdings kept in an individual retirement account for his benefit. The RSUs were granted under Velo3D’s 2021 Equity Incentive Plan and may be settled in cash, shares, or a combination, at the Compensation Committee’s discretion.
Krause Stefan reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Stefan Krause reported a new equity award and his updated holdings. He received a grant of 7,843 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan, each representing a contingent right to one share of common stock.
The RSUs vest in four equal quarterly installments of 25% starting on September 12, 2026, then on December 12, 2026, March 12, 2027 and June 12, 2027, subject to his continued service. The Compensation Committee may settle earned RSUs in cash, common shares, or a mix of both. Following the reported positions, he directly holds 10,222 shares of common stock and 11,031 RSUs.
Keppler Adrian reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Adrian Keppler reported an equity compensation grant rather than an open-market trade. On June 12, 2025, he received 7,843 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan, each representing a right to one share of common stock.
The RSUs vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027, and June 12, 2027, subject to his continued service. Following the reported transactions, he directly holds 10,060 shares of common stock and 11,031 RSUs.
Mei Lily reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Mei Lily received a grant of 7,843 restricted stock units as equity compensation. Each RSU represents a contingent right to receive one share of Velo3D common stock under the company’s 2021 Equity Incentive Plan. The initial award was granted after she joined the Board and will vest on the first anniversary of the grant date, as long as she continues serving as a director through that vesting date. The Compensation Committee may choose to settle vested RSUs in cash, shares, or a combination of both.
Lloyd Jason Michael reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Lloyd Jason Michael reported an equity compensation grant and updated holdings. He received 7,843 restricted stock units (RSUs), each representing a contingent right to one share of Velo3D common stock under the 2021 Equity Incentive Plan.
The RSUs vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027 and June 12, 2027, subject to his continued service. After these transactions, he holds 11,187 shares of common stock directly, 7,000 shares indirectly through an IRA, and 11,031 RSUs directly.
Velo3D director Kenneth Dale Thieneman reported routine equity activity related to his board compensation and indirect holdings. A holding entry shows 1,145,830 shares of Common Stock held indirectly through Thieneman Construction, Inc., reflecting an existing position rather than a new trade.
On the same date, an initial Restricted Stock Unit (RSU) award granted when he joined the Board fully vested and was settled. 1,623 RSUs, each representing a right to receive one share of Common Stock for no cash consideration, were converted into 1,623 shares of Common Stock, bringing his directly held Common Stock to 11,187 shares. The Form 4 characterizes this as an exercise or conversion of a derivative security tied to continued board service, not an open‑market purchase or sale.
Velo3D, Inc. director Lloyd Jason Michael reported routine equity compensation activity rather than open-market trading. On May 28, 2026, he exercised Restricted Stock Units, receiving 1,623 shares of Common Stock for no cash consideration.
After this RSU vesting, he holds 11,187 shares of Common Stock directly and 7,000 shares indirectly through an individual retirement account. The filing also shows 3,188 Restricted Stock Units remaining after the transaction and notes a correction to a previously reported share amount due to a clerical error.
Velo3D, Inc. director and CEO Arun Jeldi reported a compensation-related share vesting and updated holdings. On May 15, 2026, he exercised 3,145 restricted stock units (RSUs) into an equal number of common shares, at a reported price of $19.84 per share, increasing his directly held common stock to 15,728 shares.
The filing also shows 12,737,940 common shares held indirectly through Arrayed Notes Acquisition Corp., a wholly owned subsidiary of an entity he controls. Footnotes correct earlier reporting errors, clarifying the RSU vesting start date of February 15, 2026 and the proper split between unvested RSUs and directly owned shares.
Suva James D reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. granted its CFO, James D. Suva, 135,000 restricted stock units (RSUs), each representing a right to receive one share of common stock. The RSUs were awarded at a price of $0.00 per unit under the company’s 2021 Equity Incentive Plan.
According to the grant terms, 25% of the RSUs will vest on May 15, 2027, with the remaining units vesting in equal 1/16th installments on each Quarterly Vest Date (February 15, May 15, August 15 and November 15) thereafter. The compensation committee may settle vested RSUs in cash, shares, or a combination.
Velo3D, Inc. director Lloyd Jason Michael exercised restricted stock units into common shares as part of his equity compensation. On March 27, 2026, he exercised 3,188 Restricted Stock Units, receiving 3,188 shares of Common Stock. Following the transactions, he held 9,564 common shares directly and 7,000 common shares indirectly in an individual retirement account, reflecting both his direct ownership and retirement-related holdings.
Velo3D director Stefan Krause exercised previously granted Restricted Stock Units, converting them into 3,188 shares of Common Stock. The Form 4 shows an exercise price of $10.00 per share for the common stock entry, and that Krause now directly holds 10,222 Common Stock shares after the transactions. Footnotes explain that each RSU represents a right to receive one share for no cash consideration and that the award vests in quarterly installments through June 27, 2026, conditioned on his continued service.
Velo3D, Inc. director Adrian Keppler reported a compensation-related equity transaction. He exercised Restricted Stock Units (RSUs) to acquire 3,188 shares of Common Stock, increasing his direct holdings to 10,060 shares after the transaction.
Each RSU represents a right to receive one share of Common Stock for no cash consideration. The RSU grant vests in 25% quarterly installments starting on June 27, 2025, with additional vesting on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to his continued service.
Velo3D, Inc. director Kenneth Dale Thieneman reported that an entity associated with him, Thieneman Construction, Inc., converted a 12.0% Senior Secured Convertible Promissory Note into common stock. The February 10, 2025 note had $10,000,000 principal and was converted on March 4, 2026.
According to the filing, Thieneman Construction delivered a notice of conversion for $10,000,000 of principal plus accrued and unpaid interest into 1,145,830 shares of common stock, at a stated conversion price of $10.5000 per share. Following the transaction, 1,145,830 shares are reported as owned indirectly through Thieneman Construction, and 6,376 shares are held directly by Mr. Thieneman.
Velo3D, Inc. director Kenneth Dale Thieneman reported an indirect acquisition of a 12.0% Senior Secured Convertible Promissory Note with a principal amount of $10,000,000, held by Thieneman Construction, Inc.
The note is dated February 10, 2025. Effective as of August 19, 2025, upon the listing of Velo3D common stock on the Nasdaq Capital Market, he had the right, at his option, to convert all or any portion of the outstanding principal into common shares at a conversion price of $10.50 per share.
Velo3D, Inc. director Lloyd Jason Michael reported two indirect open-market purchases of the company’s common stock. On September 4, 2025, he bought 6,000 shares at $3.74 per share, and on November 3, 2025, he bought 1,000 shares at $4.95 per share. The shares are held in an IRA and a managed investment account for his benefit, and he retains beneficial ownership. Following these transactions, he indirectly owns 13,376 shares.
Velo3D, Inc. CEO and director Arun Jeldi reported acquiring 12,583 shares of common stock on February 15, 2026 through the exercise and settlement of 12,583 restricted stock units at a price of $0.00 per share. Following this derivative exercise and conversion, his direct holdings increased to 37,746 shares of common stock.
The footnotes explain that each restricted stock unit represents a right to receive one common share for no consideration. They also clarify that 25% of the RSU grant vests on February 15, 2026, with the remaining 75% vesting in equal quarterly installments over the next three years, and correct an earlier Form 4 that had misstated the initial vesting date.