Every Form 4 that Vroom, Inc. (VRM) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow VRM and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full VRM filings page.
Mudrick Capital Management, L.P. reported reported purchase transactions in this Form 4 filing.
Mudrick Capital–affiliated reporting persons disclosed acquiring Senior Secured Delayed Draw Convertible Notes due 2032 of Vroom, Inc. under an Exchange and Subscription Agreement dated May 14, 2026. These Notes are convertible into 570,199 shares of common stock at a conversion price of $11.42 per share, with an earliest exercise date of April 1, 2032 and expiration on June 30, 2032. The underlying shares are held across several Mudrick funds and managed accounts, and the filers disclaim beneficial ownership beyond their pecuniary interests.
Mudrick Capital Management, L.P. reported reported purchase transactions in this Form 4 filing.
Mudrick Capital–affiliated funds and accounts reported acquiring Senior Secured Delayed Draw Convertible Notes due 2032 from Vroom, Inc. under a May 14, 2026 Exchange and Subscription Agreement. These notes, acquired on August 13, 2026, are convertible into up to 570,199 shares of common stock at a conversion price of $11.42 per share, subject to adjustment. The positions are reported as indirect holdings across multiple Mudrick funds and managed accounts, and the reporting persons disclaim beneficial ownership beyond their pecuniary interests.
Vroom, Inc. reported that Chief Executive Officer Thomas H. Shortt received a grant of 205,000 stock options on August 6, 2026. The options have an exercise price of $13.68 per share and expire on August 6, 2036, covering 205,000 shares of common stock. According to the vesting terms, the award will vest in 22 equal installments of 9,221 options from January 16, 2029 through March 28, 2029, plus one installment of 2,138 options on February 26, 2029, subject to the CEO’s continued service. Following this award, Shortt holds 205,000 derivative securities directly.
Vroom, Inc. reported that CFO Jonathan Sandison received a grant of 30,000 stock options to purchase common stock. The options carry an exercise price of $13.68 per share and expire on August 6, 2036. Following this award, Sandison holds 30,000 options directly. The award vests in four tranches during 2029, each contingent on his continued service with Vroom and UACC.
Vroom, Inc. reported that officer Anna-Lisa Christina Corrales (CLO, CCO, Secretary) received a grant of 22,000 stock options on August 6, 2026. The options have an exercise price of $13.68 per share and expire on August 6, 2036. According to the award terms, the options will vest in three tranches in 2029, contingent on her continued service.
Vroom, Inc. reported that Principal Accounting Officer Jacob Shlomo Benzaquen received a grant of 7,500 stock options on August 6, 2026. The options have an exercise price of $13.68 per share and an expiration date of August 6, 2036. According to the award terms, these options will vest on January 22, 2029, subject to his continued service with the company. Following this grant, he holds 7,500 options directly.
Vroom, Inc. reported that its CFO, Jonathan Sandison, acquired 13,271 shares of common stock in the form of a restricted stock unit (RSU) award at no purchase price. Following this grant, he directly holds 54,506 shares.
The 13,271 RSUs will vest in six installments during early 2028: five tranches of 2,330 shares and a final tranche of 1,621 shares, each vesting date requiring his continued service. Each RSU represents the right to receive one share of Vroom common stock when it vests.
Benzaquen Jacob Shlomo reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. reported an equity compensation grant to its Principal Accounting Officer, Jacob Shlomo Benzaquen. He received 6,422 shares of common stock on a cost-free basis as a restricted stock unit (RSU) award. Following this grant, his direct holdings increased to 16,737 shares.
The award consists of RSUs that will vest in three installments in 2028: 2,330 shares on January 13, 2028, 2,330 shares on January 27, 2028, and 1,762 shares on March 28, 2028, each subject to his continued service on those dates. Each RSU represents a contingent right to receive one share of Vroom common stock.
Shortt Thomas H reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. reported that Chief Executive Officer Thomas H. Shortt received a grant of 65,382 restricted stock units (RSUs) of common stock. The award was made at no cash purchase price as part of his equity compensation.
The RSUs will vest in a series of installments on various dates between January 3, 2028 and March 28, 2028, subject to his continued service. Each RSU represents a contingent right to receive one share of Vroom common stock. Following this grant, Shortt holds 357,972 shares of common stock directly.
Corrales Anna-Lisa Christina reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. reported that its CLO, CCO and Secretary Anna-Lisa Christina Corrales received an equity grant in the form of 10,431 shares of common stock on June 30, 2026 at a price of $0.00 per share. This award is structured as restricted stock units that vest in five installments during 2028, each unit representing a contingent right to receive one share of Vroom common stock. Following this grant, Corrales directly owns 41,460 shares of the company’s common stock.
Vroom, Inc. director Robert J. Mylod Jr. reported selling common stock and warrants tied to Vroom shares in privately negotiated transactions. An entity he manages, Annox Capital, LLC, sold 13,171 shares of common stock at $7.22 per share and 13,171 related warrants at $0.01 per warrant, eliminating its reported holdings in those securities.
Mylod personally sold 2,424 shares of common stock at $7.22 per share and 2,424 warrants at $0.01 per warrant. After these transactions, he directly holds 17,693 shares of Vroom common stock and no warrants, according to the filing and its corrective footnote.
Mudrick-affiliated investment funds increased their stake in Vroom, Inc. by purchasing additional common stock and matching warrants. On June 15, 2026, entities managed by Mudrick Capital Management bought 15,595 shares of Common Stock in a privately negotiated stock purchase and the same number of immediately exercisable warrants linked to Common Stock.
Following this transaction, the reporting Mudrick funds and accounts collectively directly hold 3,982,846 shares of Common Stock across multiple vehicles such as Mudrick Distressed Opportunity Fund Global, Drawdown II and III funds, DISL, SIF, and certain managed accounts. The newly acquired warrants carry an exercise price of $60.95 per share and are scheduled to expire on January 14, 2030.
The filing is made jointly by several Mudrick entities, which may be deemed to beneficially own these securities through general partner and investment manager relationships. However, the reporting persons expressly disclaim beneficial ownership beyond their respective pecuniary interests in these positions.
Mudrick Capital–affiliated investment funds increased their indirect stake in Vroom, Inc. through a privately negotiated stock and warrant purchase. The reporting Mudrick entities bought 15,595 shares of Vroom common stock at $7.22 per share and 15,595 immediately exercisable warrants at $0.01 per warrant, each warrant convertible into one share of common stock at an exercise price of $60.95 and expiring on January 14, 2030. Following the stock purchase, the Mudrick-managed vehicles collectively report indirect holdings of 3,982,846 Vroom common shares, while disclaiming beneficial ownership beyond their pecuniary interests.
Mudrick Capital Management, L.P. reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. reported that investment funds associated with Mudrick Capital received an award of 9,832 shares of Common Stock in the form of restricted stock units. The RSUs were granted to director Matthew Pietroforte, who has assigned all rights in the award to Mudrick Capital Management, L.P.
The RSUs will vest on the earlier of the day immediately preceding the first annual meeting of stockholders following the grant date or on June 11, 2027, subject to his continued service. Following this grant, the indirect holdings reported in this Form 4 total 19,018 shares of Common Stock.
Mudrick Capital Management, L.P. reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. reported a Form 4 showing an equity award tied to funds managed by Mudrick Capital. On June 11, 2026, board member Matthew Pietroforte received 9,832 restricted stock units (RSUs) as compensation, which he assigned to Mudrick Capital Management, L.P.. The RSUs vest on the earlier of the day immediately before the first annual stockholder meeting after the grant date or June 11, 2027, subject to continued service. Following this award, Mudrick-related entities report 19,018 shares of Vroom common stock as indirectly held, reflecting a routine, non-cash grant rather than an open‑market purchase or sale.
Patel Nikul reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. reported that director Nikul Patel received an equity grant of 9,832 shares of Common Stock as a restricted stock unit award. These RSUs will vest on the earlier of the day immediately preceding the first annual stockholders’ meeting following the grant date, or June 11, 2027, as long as he continues in service. After this grant, Patel holds 16,895 shares of Vroom common stock directly.
MYLOD ROBERT J JR reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. director Robert J. Mylod Jr. reported an equity award of common stock. He received 9,832 shares at a price of $0.00 per share, characterized as a grant or award rather than an open‑market purchase.
The related restricted stock units will vest on the earlier of the day immediately preceding the first annual stockholders’ meeting following the grant date or June 11, 2027, subject to his continued service. After this grant, he holds 20,117 shares directly and 13,171 shares indirectly through Annox Capital, LLC, where he is managing member and disclaims beneficial ownership beyond any pecuniary interest.
Crow Timothy M reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. director Timothy M. Crow received an equity award of 9,832 shares of common stock in the form of Restricted Stock Units (RSUs). The award was granted at no cash cost per share and is compensation-related, not an open-market purchase.
The RSUs will vest on the earlier of the day immediately preceding the first annual meeting of stockholders following the grant date, or June 11, 2027, subject to his continued service. After this grant, Crow directly holds 18,080 shares of Vroom common stock.
Krakowiak Robert R. reported acquisition or exercise transactions in this Form 4 filing.
Vroom, Inc. director Robert R. Krakowiak received a grant of 9,832 shares of Common Stock in the form of Restricted Stock Units at a price of $0.00 per share. Following this equity award, he holds a total of 21,071 shares directly.
The Restricted Stock Units will vest on the earlier of the day immediately preceding the first annual meeting of stockholders following the grant date or June 11, 2027, as long as he continues to serve through the applicable vesting date.
Vroom, Inc. director Robert J. Mylod Jr. reported acquisitions of Senior Secured Delayed Draw Convertible Notes due 2032 that are convertible into Vroom common stock. These awards reflect grants of convertible debt rather than open‑market stock purchases or sales.
On May 14, 2026, he and Annox Capital, LLC entered an Exchange and Subscription Agreement with Vroom, receiving notes convertible at $13.68 per share into underlying common stock, with portions held directly and indirectly through Annox Capital. On May 29, 2026, additional notes were granted with a conversion price of $14.47 per share. Mylod is managing member of Annox Capital and may be deemed to beneficially own its holdings but disclaims beneficial ownership beyond any pecuniary interest.
Vroom, Inc. reported that investment entities affiliated with Mudrick Capital Management acquired senior secured delayed draw convertible notes that are convertible into its common stock. One note tranche, acquired on May 14, 2026, is convertible into 584,800 shares at a conversion price of $13.68 per share. A second tranche, dated May 29, 2026, is convertible into 517,515 shares at a conversion price of $14.47 per share, with both series currently showing zero exercised shares. The notes are issued under an Exchange and Subscription Agreement dated May 14, 2026 and are scheduled to be exercisable starting April 1, 2032 and to expire June 30, 2032. The Mudrick reporting persons collectively may be deemed to beneficially own these positions through multiple funds and accounts, while formally disclaiming beneficial ownership beyond their pecuniary interest.
Vroom, Inc. insider filing shows Mudrick-affiliated funds acquiring new convertible note positions tied to Vroom common stock. Two grants of Senior Secured Delayed Draw Convertible Notes due 2032 were reported under an Exchange and Subscription Agreement dated May 14, 2026.
One note is convertible at $13.68 per share into 584,800 shares of common stock, and another at $14.47 per share into 517,515 shares. The positions are reported as indirect holdings across multiple Mudrick entities, which disclaim beneficial ownership beyond their pecuniary interests.
Vroom, Inc. reported that its Chief Legal Officer, Chief Compliance Officer and Secretary, Anna-Lisa Christina Corrales, sold 35 shares of common stock on May 8, 2026 at a weighted average price of $12.2022 per share. According to the footnotes, these shares were sold solely to satisfy tax withholding obligations related to vesting equity awards, rather than as a discretionary sale. After this small transaction, she directly holds 31,029 shares of Vroom common stock.
Vroom, Inc. chief legal officer and corporate secretary Anna-Lisa Christina Corrales reported a small sale of 18 shares of common stock on March 20, 2026 at a weighted average price of $12.0657 per share. According to the disclosure, these shares were sold solely to satisfy tax withholding obligations related to the vesting of equity awards, rather than as a discretionary open-market trade. After this transaction, Corrales directly holds 31,064 shares of Vroom common stock. The shares were sold in multiple trades at prices ranging from $11.08 to $12.31 per share.
Vroom, Inc. Principal Accounting Officer Jacob Shlomo Benzaquen reported a very small open-market sale of 7 shares of common stock at a weighted average price of $12.0657 per share on March 20, 2026. The shares were sold to satisfy tax withholding obligations from vesting equity awards, and he continued to hold 10,315 shares afterward.
Vroom, Inc. chief executive officer Thomas H. Shortt reported routine share withholdings to cover taxes on vested restricted stock units. On March 11, 2026, a total of 3,740 shares of common stock were disposed of at $12.77 per share as tax-withholding transactions, not open-market sales. After these entries, Shortt directly owned 292,590 shares of Vroom common stock.