Every Form 4 that Vuzix (VUZI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow VUZI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full VUZI filings page.
Harned Timothy Heydenreich reported acquisition or exercise transactions in this Form 4 filing.
Vuzix Corp director Harned Timothy Heydenreich received an equity award of 29,412 restricted share units (RSUs) on July 15, 2026. Each RSU represents a contingent right to receive one share of common stock and will vest on June 30, 2027, subject to his continued service. Following this grant, he directly holds 29,412 RSUs and 318,158 shares of common stock, totaling 347,570 securities beneficially owned.
Whitten-Doolin Paula Beck reported acquisition or exercise transactions in this Form 4 filing.
Vuzix Corp director Whitten-Doolin Paula Beck received a grant of 29,412 restricted share units (RSUs) under the Vuzix Corp 2023 Equity Incentive Plan. Each RSU represents a contingent right to one common share and will vest on June 30, 2027, subject to her continued service. After this award, she holds 120,080 common shares and RSUs in total, including 90,668 shares of common stock.
MacKinnon Alasdair John reported acquisition or exercise transactions in this Form 4 filing.
Vuzix Corp director Alasdair John MacKinnon received a grant of 29,412 restricted share units (RSUs), each representing a contingent right to one share of common stock. The RSUs vest on June 30, 2027, subject to continued service. After this award, his directly reported holdings total 94,707 shares, including 65,295 restricted stock awards, of which 55,295 have vested.
Vuzix Corp director Paula Beck Whitten-Doolin reported an open-market sale of 32,000 shares of common stock at a weighted average price of $4.682 per share. According to the filing, the shares were sold to cover her tax liability upon the vesting of equity compensation, making this a tax-related, non-discretionary transaction. After the sale, she directly holds 90,668 shares of Vuzix common stock.
Vuzix Corp director Timothy Heydenreich Harned sold 10,000 shares of Common Stock in an open-market transaction at a weighted-average price of $4.73 per share. According to the filing, the shares were sold to cover his tax liability arising from the vesting of equity compensation.
After this sale, Harned directly holds 318,158 Vuzix shares. The price reflected multiple trades between $4.69 and $4.75, with detailed breakdowns available to regulators and security holders on request.
Russell Grant reported acquisition or exercise transactions in this Form 4 filing.
Vuzix Corp reported that its CFO, Russell Grant, received a grant of 193,258 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. This award increases his direct RSU holdings to 193,258 units.
According to the terms, 50% of the RSUs, or 96,629 units, vest based on time, in three equal installments on December 15, 2026, December 15, 2027, and December 15, 2028. The remaining 50% (96,629 RSUs) will vest only if specified performance goals are achieved up to December 31, 2028, and this performance-based portion can increase to as many as 144,943 RSUs if certain bonus targets are met.
Vuzix Corp President and CEO Paul J Travers received a grant of 477,178 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. All RSUs were acquired at no cash cost in a compensation-related award, not an open‑market purchase.
Half of the grant, 238,589 RSUs, vests over time in three equal installments on December 15, 2026, 2027, and 2028. The remaining 238,589 RSUs vest only if specified performance goals are achieved up to December 31, 2028, and this performance-based portion can increase to as many as 357,884 RSUs if certain bonus targets are met.
Former Vuzix Corp officer Christopher Iain Parkinson reported a disposition of 1,000,000 Restricted Stock Units (RSUs) back to the company. Each RSU represented the right to receive one share of common stock, but these awards were tied to revenue and EBITDA targets for the Enterprise Solutions business.
The RSUs would have vested only if specific revenue and EBITDA goals were achieved by December 31, 2028. After this disposition to the issuer, Parkinson holds no remaining RSUs from this grant, and there was no sale of shares in the market.
Vuzix Corp executive Christopher Iain Parkinson reported an open-market sale of common stock to cover taxes. He sold 11,663 shares at an average price of $2.6895 per share, and held 131,130 shares of Vuzix common stock directly after the transaction.
Chris Parkinson, President of Vuzix Enterprise Solutions, reported insider grants on 09/29/2025. He was granted 150,000 shares of restricted common stock issued at no cash price and will own 152,250 shares following the transaction. In addition, he received 1,000,000 Restricted Stock Units (RSUs) that each represent the right to one share; those RSUs will vest only if specified revenue and EBITDA targets for the Enterprise Solutions business unit are met by December 31, 2028. The restricted shares will vest quarterly over one year.
Alasdair MacKinnon, a director of Vuzix Corp (VUZI), was granted 65,295 shares of restricted common stock on 08/05/2025. The Form 4 reports the acquisition at a reported price of $0, indicating a restricted stock grant rather than a market purchase. Following the grant MacKinnon beneficially owns 65,295 shares directly. The grant vests in three tranches: 45,295 shares vest on June 30, 2026, 10,000 shares vest on June 30, 2026, and 10,000 shares vest on June 30, 2027. The Form 4 is signed by MacKinnon on 09/25/2025.
Quanta Computer Inc. purchased 230,242 shares of Vuzix Corp's Series B Preferred Stock on 09/19/2025 at a price of $21.716 per share under the third closing of a securities purchase agreement dated September 3, 2024. Each Series B preferred share is convertible into 10 shares of Vuzix common stock, representing 2,302,420 underlying common shares. The Form 4 was filed as a single reporting person and lists Quanta as a director-related reporting person; the form is signed by C.C. Leung on 09/23/2025.