Every Form 4 that 111, Inc. (YI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow YI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full YI filings page.
111, Inc. director Chen Yang Luke reported a mix of RSU grants and share dispositions in Class A ordinary shares. He received awards of 54,759 RSUs on May 11, 2026 and 413,168 RSUs on May 12, 2026, each RSU representing one Class A share.
He also reported open‑market sales of 49,920 shares on June 12, 2026 and 44,000 shares on June 15, 2026 at prices of about $0.23 per share. Footnotes state that additional sales of 1,440 shares on May 26, 2026 and 3,400 shares on May 27, 2026 were made to satisfy tax withholding obligations tied to RSU vesting.
After these transactions, Chen directly holds 495,462 Class A shares. The filing notes that each RSU represents a contingent right to receive one Class A ordinary share, and that as of the Form 4 date the referenced RSUs have fully vested.
111, Inc. director Sun Jian David reported a mix of RSU grants and share sales in Class A ordinary shares. He received grants of 378,737 RSUs on May 11, 2026 and 413,168 RSUs on May 12, 2026, each RSU representing one Class A share.
Between May 26 and June 15, 2026, he sold a total of 397,060 Class A shares at prices between $0.22 and $0.27 per share. Footnotes state that 29,280 and 70,440 of these shares were sold to satisfy tax withholding obligations tied to RSU vesting. After the latest transaction, he holds 413,211 shares directly, and the filing indicates all such RSUs are fully vested as of its date.
111, Inc. director Sun Jian David reported a mix of RSU grants and sales in Class A ordinary shares. He received grants of 378,737 RSUs on May 11, 2026 and 413,168 RSUs on May 12, 2026, each RSU equal to one share. Between May 26 and June 11, 2026, he sold blocks of 29,280, 70,440, 12,000, 115,440 and 111,100 shares at prices around $0.22–$0.27 per share, with the May 26 and May 27 sales specifically used to satisfy tax withholding obligations on vesting RSUs. After these transactions, he directly holds 472,011 RSUs/Class A shares.
111, Inc. director Sun Jian David reported a mix of RSU grants and share sales. On May 11, 2026, he received 378,737 RSUs that vested in full on the grant date. On May 12, 2026, he received a further 413,168 RSUs that vest 25% on each of the first four anniversaries of May 12, 2026, with pro rata vesting if his service ends other than for cause.
Between May 26, 2026 and June 10, 2026, he sold 227,160 Class A ordinary shares tied to RSUs at prices between $0.22 and $0.27 per share. Footnotes state that 29,280 shares and 70,440 shares were sold to satisfy tax withholding obligations on RSU vesting. After these transactions, he directly holds 583,111 RSUs (Class A).
111, Inc. director Luo Jun Justin reported a mix of RSU awards and related share sales. He received grants of 378,737 and 413,168 RSUs, each representing one Class A ordinary share, with the larger grant vesting in stages from May 12, 2026. To satisfy tax withholding obligations tied to RSU vesting, 29,280 Class A shares were sold at $0.27 per share and 70,440 Class A shares were sold at $0.25 per share. After these compensation-related transactions, he holds 710,551 Class A shares directly.
111, Inc. director Sun Jian David reported a series of RSU-related transactions in Class A ordinary shares. He received grants of 378,737 RSUs on May 11, 2026 that vested in full on the grant date and 413,168 RSUs on May 12, 2026 that vest in four annual installments. On May 26, 2026 and May 27, 2026, a total of 99,720 Class A shares were sold solely to satisfy tax withholding obligations tied to RSU vesting, at prices of $0.27 and $0.25 per share. After these transactions, Sun directly holds 710,551 Class A shares.
111, Inc. director Chen Yang Luke reported RSU awards and related tax-share sales. He received grants of 54,759 and 413,168 RSUs (Class A), each representing one Class A ordinary share. As RSUs vested, he sold 1,440 and 3,400 Class A shares to satisfy tax withholding obligations, and held 589,382 Class A shares directly after the latest transaction.
Teo Nee Chuan reported acquisition or exercise transactions in this Form 4 filing.
111, Inc. director Teo Nee Chuan reported equity compensation in the form of restricted stock units (RSUs) tied to Class A ordinary shares. The filing shows grants of 378,737 RSUs that vest in full on May 11, 2026 and 413,168 RSUs granted on May 12, 2026, scheduled to vest in four equal annual installments from that date. Following the latest grant, Teo directly holds 811,889 RSUs representing the right to receive an equal number of Class A shares.
Chen Yang Luke reported acquisition or exercise transactions in this Form 4 filing.
111, Inc. director Chen Yang Luke reported multiple grants of restricted stock units (RSUs) tied to the company’s Class A ordinary shares. On May 12, 2026, he received 413,168 RSUs (Class A), each representing one Class A ordinary share. This award vests in four equal annual installments on the first through fourth anniversaries of May 12, 2026, with pro rata vesting in a year if his service ends other than for cause.
The filing also shows a separate grant of 54,759 RSUs (Class A) dated May 11, 2026, which fully vested on the grant date, and an earlier grant of 126,295 RSUs dated September 8, 2023. Following the most recent grant, Luke directly holds 594,222 Class A RSUs or shares, reflecting his equity-based compensation rather than open-market purchases or sales.
Luo Jun Justin reported acquisition or exercise transactions in this Form 4 filing.
111, Inc. director Luo Jun Justin reported awards of restricted stock units (RSUs) tied to the company’s Class A ordinary shares. On May 11, 2026, he received 378,737 RSUs that vest in full on the grant date. On May 12, 2026, he received a further 413,168 RSUs that vest 25% on each of the first four anniversaries of May 12, 2026, with pro rata vesting in a year if his service ends other than for cause. Earlier, on September 12, 2018, he was granted 18,366 RSUs. Following the most recent grant, his direct holdings reported in this filing include 810,271 RSUs.
Sun Jian David reported acquisition or exercise transactions in this Form 4 filing.
111, Inc. director Sun Jian David reported awards of restricted stock units (RSUs) tied to the company’s Class A ordinary shares. On May 11, 2026, he received 378,737 RSUs that vest in full on the grant date, giving an immediate right to the same number of Class A shares.
On May 12, 2026, he was granted a further 413,168 RSUs, scheduled to vest in four equal 25% installments on each anniversary of May 12, 2026, with pro rata vesting in certain termination scenarios. Earlier, on September 12, 2018, he had received 18,366 RSUs. Following the latest grant, his directly held RSUs total 810,271, reflecting compensation awards rather than open‑market share purchases or sales.