AstroNova SVP granted 4,590 restricted stock units

Carll Thomas Wayne reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/02/2026 - 04:48 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Carll Thomas Wayne reported acquisition or exercise transactions in this Form 4 filing.

AstroNova, Inc. Senior Vice President Thomas Wayne Carll received a grant of 4,590 restricted stock units on February 26, 2026. Each unit represents the right to receive one share of AstroNova common stock at no purchase price. These units vest in three equal annual installments beginning on February 26, 2027, giving him a time-based incentive to remain with the company and align his compensation with future share performance.

Insider Trade Summary

Grant/Award: 4,590 shares

Grant/Award 1 txn

Insider Carll Thomas Wayne

Role Senior Vice President

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	4,590	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 4,590 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
2. F2. The restricted stock units vest in three equal annual installments beginning February 26, 2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AstroNova (ALOT) report for Thomas Wayne Carll?

AstroNova reported that Senior Vice President Thomas Wayne Carll received 4,590 restricted stock units on February 26, 2026. These RSUs were granted at no purchase price and represent a form of equity compensation tied to AstroNova’s common stock.

How many restricted stock units were granted to the AstroNova (ALOT) executive?

The executive received a grant of 4,590 restricted stock units. Each unit is a contingent right to receive one share of AstroNova common stock, providing potential future ownership if vesting conditions are satisfied over the scheduled vesting period.

When do the AstroNova (ALOT) restricted stock units for Thomas Wayne Carll vest?

The restricted stock units vest in three equal annual installments beginning February 26, 2027. This structure spreads vesting over three years, encouraging longer-term retention and aligning the executive’s incentives with AstroNova’s multi-year performance.

What does each AstroNova (ALOT) restricted stock unit represent in this grant?

Each restricted stock unit represents a contingent right to receive one share of AstroNova common stock. The units convert into shares only as they vest according to the schedule, meaning ownership develops gradually rather than immediately at grant.

Did the AstroNova (ALOT) executive pay a price for the restricted stock units?

The filing shows a transaction price per share of 0.0000 for the 4,590 restricted stock units. This indicates the RSUs were granted as compensation, rather than purchased in the open market for cash consideration by the executive.

How many AstroNova (ALOT) restricted stock units does Thomas Wayne Carll hold after this grant?

After this grant, Thomas Wayne Carll is reported to beneficially own 4,590 restricted stock units directly. This total reflects the newly granted award, which will vest over time starting on February 26, 2027, subject to the stated vesting schedule.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carll Thomas Wayne

(Last) (First) (Middle)

C/O ASTRONOVA, INC.

600 EAST GREENWICH AVENUE

(Street)

WEST WARWICK RI 02893

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AstroNova, Inc. [ ALOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/26/2026		A		4,590		(2)	(2)	Common Stock	4,590	$0	4,590	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

2. The restricted stock units vest in three equal annual installments beginning February 26, 2027.

	/s/ Daniel Clevenger, by Power of Attorney	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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