AvePoint insider tax‑withholding: 5,010 shares withheld, 1.14M owned

Rhea-AI Filing Summary

Brian Michael Brown, Chief Legal Officer and director of AvePoint, Inc. (AVPT), reported a transaction on Form 4 showing a disposition of 5,010 shares on 09/12/2025. The filing states the transaction was an exempt withholding to satisfy tax obligations in connection with the net settlement of restricted stock units (RSUs) granted under the company’s 2021 Equity Incentive Plan, at an effective price of $15.61 per share.

After the withholding, the reporting person beneficially owned 1,140,288 shares, which includes both non‑RSU common stock and aggregate vested and unvested RSUs previously reported. The filing is signed and dated 09/16/2025.

Positive

• Maintains substantial beneficial ownership of 1,140,288 shares after the withholding
• Disposition is an issuer‑administered tax withholding (Code F), not a voluntary market sale

Negative

• Shares were withheld (5,010 shares) to satisfy tax obligations, reducing the reporting person's share count

Insights

Securities Compliance Analyst

TL;DR: Routine tax‑withholding disposition of RSUs; no discretionary sale.

The Form 4 indicates a Code F transaction, meaning the issuer withheld shares to satisfy tax liabilities upon RSU vesting rather than the insider selling shares on the open market. Such transactions are common and typically neutral from a corporate governance or market signal perspective because they do not reflect an intentional liquidity event by the reporting person. The filing discloses continued substantial beneficial ownership of 1,140,288 shares, preserving alignment with shareholders.

Corporate Governance Specialist

TL;DR: Transaction consistent with compensation mechanics; material ownership remains.

The explanation clarifies the shares disposed were withheld by the issuer under Rule 16b-3 mechanics to cover tax withholding on vested RSUs, not an active sale. While the withholding reduced the reporting person’s holdings by 5,010 shares, the insider still holds over one million shares, which is notable for alignment but not presented as a change in control or strategy. No red flags such as extraordinary transfers or related-party sales are disclosed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Brown Brian Michael

(Last) (First) (Middle)

C/O AVEPOINT, INC.

901 E BYRD ST, SUITE 900

(Street)

RICHMOND VA 23219

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AvePoint, Inc. [ AVPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	09/12/2025		F		5,010(2)	D	$15.61	1,140,288(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

	/s/ Brian Michael Brown	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did AVPT insider Brian M. Brown report on Form 4?

He reported a disposition of 5,010 shares on 09/12/2025 due to issuer withholding to satisfy taxes on vested RSUs.

Was the Form 4 transaction a sale on the open market?

No. The filing states the transaction was an exempt withholding under Rule 16b‑3, not a discretionary sale.

How many AVPT shares does the reporting person beneficially own after the transaction?

The filing shows beneficial ownership of 1,140,288 shares, including vested and unvested RSUs and non‑RSU common stock.

What price is shown for the withheld shares?

The transaction is reported at an effective price of $15.61 per share.

Which position does the reporting person hold at AVPT?

Brian Michael Brown is listed as a Director and the company's Chief Legal Officer.