[Form 4] AvePoint, Inc. Insider Trading Activity
Brian Michael Brown, Chief Legal Officer and director of AvePoint, Inc. (AVPT), reported a transaction on Form 4 showing a disposition of 5,010 shares on 09/12/2025. The filing states the transaction was an exempt withholding to satisfy tax obligations in connection with the net settlement of restricted stock units (RSUs) granted under the company’s 2021 Equity Incentive Plan, at an effective price of $15.61 per share.
After the withholding, the reporting person beneficially owned 1,140,288 shares, which includes both non‑RSU common stock and aggregate vested and unvested RSUs previously reported. The filing is signed and dated 09/16/2025.
Brian Michael Brown, Chief Legal Officer e direttore di AvePoint, Inc. (AVPT), ha riportato una transazione sul Modulo 4 che mostra una disposizione di 5.010 azioni in data 09/12/2025. La dichiarazione indica che la transazione è stata una ritenuta esentiva per soddisfare gli obblighi fiscali in relazione al net settlement di RSU (restricted stock units) concessi ai sensi del piano azionario 2021 dell'azienda, ad un prezzo effettivo di $15,61 per azione.
Dopo la ritenuta, la persona che ha riportato possedeva beneficiariamente 1.140.288 azioni, che includono sia azioni ordinarie non negoziate come RSU sia RSU maturate e non maturate riportate in precedenza. La dichiarazione è firmata e datata 16/09/2025.
Brian Michael Brown, Director Jurídico y miembro del consejo de AvePoint, Inc. (AVPT), informó una operación en el Formulario 4 que muestra una disposición de 5,010 acciones en 12/09/2025. El registro indica que la transacción fue una retención exenta para satisfacer obligaciones fiscales relacionadas con el acuerdo de liquidación neta de unidades de acciones restringidas (RSU) otorgadas bajo el Plan de Incentivos de Acciones de 2021 de la empresa, a un precio efectivo de $15,61 por acción.
Después de la retención, la persona que reporta posee beneficiosamente 1,140,288 acciones, que incluyen tanto acciones ordinarias no RSU como RSU consolidadas y no consolidadas reportadas previamente. El formulario está firmado y fechado el 16/09/2025.
Brian Michael Brown, AvePoint, Inc.의 Chief Legal Officer 겸 이사, 2025년 9월 12일에 5,010주를 처분한 Form 4의 거래를 보고했습니다. 신고서는 이 거래가 회사의 2021년 주식 인센티브 계획에 따라 부여된 RSU의 순결제(net settlement)와 관련된 세무 의무를 충족하기 위한 면제 예치(withholding)였다고 명시하고 있으며, 주당 실제 가격은 $15.61입니다.
세금 공제 후, 보고자는 1,140,288주를 실질적으로 보유하고 있으며, 이는 비-RSU 일반 주식과 이전에 보고된 취득 및 미취득 RSU를 모두 포함합니다. 신고서는 2025년 9월 16일에 서명되었습니다.
Brian Michael Brown, Directeur juridique et administrateur d’AvePoint, Inc. (AVPT), a déclaré une transaction sur le Formulaire 4 montrant une cession de 5 010 actions le 12/09/2025. Le dossier indique que la transaction était une retenue d’impôt exonérée afin de satisfaire les obligations fiscales liées au règlement net des unités d’actions restreintes (RSU) accordées dans le cadre du Plan d’Attribution d’Actions 2021 de l’entreprise, à un prix effectif de $15,61 par action.
Après la retenue, la personne détenant le rapport possédait 1 140 288 actions de manière bénéficiaire, ce qui inclut à la fois des actions ordinaires non RSU et des RSU acquises et non acquises précédemment rapportées. Le dossier est signé et daté du 16/09/2025.
Brian Michael Brown, Chief Legal Officer und Vorstandsmitglied von AvePoint, Inc. (AVPT), meldete eine Transaktion im Formular 4, die eine Veräußerung von 5.010 Aktien am 12.09.2025 zeigt. Die Einreichung gibt an, dass die Transaktion eine freigestellte Abführung zur Begleichung der steuerlichen Verpflichtungen im Zusammenhang mit der Nettobaumausgleichung von RSUs war, die gemäß dem 2021 Equity Incentive Plan des Unternehmens gewährt wurden, zu einem effektiven Preis von $15,61 pro Aktie.
Nach der Abführung besaß die meldende Person rechtlich gesehen 1.140.288 Aktien, einschließlich sowohl nicht-RSU-Stammaktien als auch zuvor berichteter vesteter und unvesteter RSUs. Die Einreichung ist unterzeichnet und datiert 16.09.2025.
برايان مايكل براون، كبير المستشارين القانونيين ومدير AvePoint, Inc. (AVPT)، أبلغ عن معاملة في النموذج 4 تُظهر التصرف في 5,010 أسهم في 12/09/2025. تنص الإفادة على أن الصفقة كانت خصمـاً معفـى لتلبية الالتزامات الضريبية المتعلقة بالتسوية الصافية لقرائن الأسهم المقيدة (RSUs) الممنوحة بموجب خطة الحوافز الأسهمية 2021 للشركة، بسعر فعّال قدره $15.61 للسهم.
بعد الخصم، أصبح للمرجِع المفوَّض ملكية مفيدة لـ 1,140,288 سهم، والتي تشمل كلا من الأسهم العادية غير المرتبطة بـRSU وRSUs المُكتسبة وغير المكتسبة التي سبق الإبلاغ عنها. التوقيع على الملف والتاريخ 16/09/2025.
布莱恩·迈克尔·布朗，AvePoint, Inc.（AVPT）的首席法务官兼董事，提交的 Form 4 显示在 2025/09/12完成对 5,010 股的处置。文件称该交易是为满足因公司 2021 年股权激励计划下授予的受限股票单位（RSU）净结算而进行的免税代扣，实际价格为每股 $15.61。
扣除后，申报人实际持有 1,140,288 股，其中包括非 RSU 的普通股以及此前已报告的已归属和未归属的 RSU。该文件签署并日期为 2025/09/16。
- Maintains substantial beneficial ownership of 1,140,288 shares after the withholding
- Disposition is an issuer‑administered tax withholding (Code F), not a voluntary market sale
- Shares were withheld (5,010 shares) to satisfy tax obligations, reducing the reporting person's share count
Insights
TL;DR: Routine tax‑withholding disposition of RSUs; no discretionary sale.
The Form 4 indicates a Code F transaction, meaning the issuer withheld shares to satisfy tax liabilities upon RSU vesting rather than the insider selling shares on the open market. Such transactions are common and typically neutral from a corporate governance or market signal perspective because they do not reflect an intentional liquidity event by the reporting person. The filing discloses continued substantial beneficial ownership of 1,140,288 shares, preserving alignment with shareholders.
TL;DR: Transaction consistent with compensation mechanics; material ownership remains.
The explanation clarifies the shares disposed were withheld by the issuer under Rule 16b-3 mechanics to cover tax withholding on vested RSUs, not an active sale. While the withholding reduced the reporting person’s holdings by 5,010 shares, the insider still holds over one million shares, which is notable for alignment but not presented as a change in control or strategy. No red flags such as extraordinary transfers or related-party sales are disclosed.
Brian Michael Brown, Chief Legal Officer e direttore di AvePoint, Inc. (AVPT), ha riportato una transazione sul Modulo 4 che mostra una disposizione di 5.010 azioni in data 09/12/2025. La dichiarazione indica che la transazione è stata una ritenuta esentiva per soddisfare gli obblighi fiscali in relazione al net settlement di RSU (restricted stock units) concessi ai sensi del piano azionario 2021 dell'azienda, ad un prezzo effettivo di $15,61 per azione.
Dopo la ritenuta, la persona che ha riportato possedeva beneficiariamente 1.140.288 azioni, che includono sia azioni ordinarie non negoziate come RSU sia RSU maturate e non maturate riportate in precedenza. La dichiarazione è firmata e datata 16/09/2025.
Brian Michael Brown, Director Jurídico y miembro del consejo de AvePoint, Inc. (AVPT), informó una operación en el Formulario 4 que muestra una disposición de 5,010 acciones en 12/09/2025. El registro indica que la transacción fue una retención exenta para satisfacer obligaciones fiscales relacionadas con el acuerdo de liquidación neta de unidades de acciones restringidas (RSU) otorgadas bajo el Plan de Incentivos de Acciones de 2021 de la empresa, a un precio efectivo de $15,61 por acción.
Después de la retención, la persona que reporta posee beneficiosamente 1,140,288 acciones, que incluyen tanto acciones ordinarias no RSU como RSU consolidadas y no consolidadas reportadas previamente. El formulario está firmado y fechado el 16/09/2025.
Brian Michael Brown, AvePoint, Inc.의 Chief Legal Officer 겸 이사, 2025년 9월 12일에 5,010주를 처분한 Form 4의 거래를 보고했습니다. 신고서는 이 거래가 회사의 2021년 주식 인센티브 계획에 따라 부여된 RSU의 순결제(net settlement)와 관련된 세무 의무를 충족하기 위한 면제 예치(withholding)였다고 명시하고 있으며, 주당 실제 가격은 $15.61입니다.
세금 공제 후, 보고자는 1,140,288주를 실질적으로 보유하고 있으며, 이는 비-RSU 일반 주식과 이전에 보고된 취득 및 미취득 RSU를 모두 포함합니다. 신고서는 2025년 9월 16일에 서명되었습니다.
Brian Michael Brown, Directeur juridique et administrateur d’AvePoint, Inc. (AVPT), a déclaré une transaction sur le Formulaire 4 montrant une cession de 5 010 actions le 12/09/2025. Le dossier indique que la transaction était une retenue d’impôt exonérée afin de satisfaire les obligations fiscales liées au règlement net des unités d’actions restreintes (RSU) accordées dans le cadre du Plan d’Attribution d’Actions 2021 de l’entreprise, à un prix effectif de $15,61 par action.
Après la retenue, la personne détenant le rapport possédait 1 140 288 actions de manière bénéficiaire, ce qui inclut à la fois des actions ordinaires non RSU et des RSU acquises et non acquises précédemment rapportées. Le dossier est signé et daté du 16/09/2025.
Brian Michael Brown, Chief Legal Officer und Vorstandsmitglied von AvePoint, Inc. (AVPT), meldete eine Transaktion im Formular 4, die eine Veräußerung von 5.010 Aktien am 12.09.2025 zeigt. Die Einreichung gibt an, dass die Transaktion eine freigestellte Abführung zur Begleichung der steuerlichen Verpflichtungen im Zusammenhang mit der Nettobaumausgleichung von RSUs war, die gemäß dem 2021 Equity Incentive Plan des Unternehmens gewährt wurden, zu einem effektiven Preis von $15,61 pro Aktie.
Nach der Abführung besaß die meldende Person rechtlich gesehen 1.140.288 Aktien, einschließlich sowohl nicht-RSU-Stammaktien als auch zuvor berichteter vesteter und unvesteter RSUs. Die Einreichung ist unterzeichnet und datiert 16.09.2025.
FAQ
What did AVPT insider Brian M. Brown report on Form 4?
Was the Form 4 transaction a sale on the open market?
How many AVPT shares does the reporting person beneficially own after the transaction?
What price is shown for the withheld shares?
Which position does the reporting person hold at AVPT?
