Every Form 4 that American Water Works Company, Inc (AWK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AWK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AWK filings page.
American Water Works Company, Inc. director Raffiq Nathoo received an equity award of 1,374 stock units that settle in common stock on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into common shares, bringing his direct holdings to 2,536 shares.
American Water Works Company, Inc. director Stuart M. McGuigan received an equity grant of 1,374 stock units that settle in common stock on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into shares.
Following this award, McGuigan directly holds 3,340 shares of American Water Works common stock. This is a compensation-related acquisition rather than an open-market purchase.
American Water Works Company, Inc. director Michael Marberry reported an equity award in the form of 1,374 stock units that settle solely in common stock on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into shares, increasing his direct holdings to 11,395 common shares. This was a compensation-related grant at no cash cost per share, not an open-market purchase.
American Water Works Company director Karl F. Kurz received a grant of 2,159 stock units that vest immediately and convert into common shares on a one-share-per-unit basis at no cost. After this grant, he directly holds 22,758 shares of American Water Works common stock.
American Water Works Company, Inc. director Patricia L. Kampling received an award of 1,374 units that settle in common stock on a one-share-per-unit basis. The stock units vested on the grant date and were immediately converted into shares of common stock. Following this compensation-related grant, she directly holds 9,028 shares of American Water Works common stock.
American Water Works Company, Inc. director Julia L. Johnson received a grant of 1374 stock units that settle solely in the company’s common stock on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into shares of common stock.
After this award, Johnson directly holds 32052 shares of American Water Works common stock. This was a compensation-related grant at a stated transaction price of $0.0000 per share, not an open-market stock purchase or sale.
American Water Works Company, Inc. director Laurie P. Havanec received an award of 1,374 shares of Common Stock on May 13, 2026. The award was granted at no cash cost to her and increased her directly held position to 5,369 shares. According to the disclosure, the award was structured as stock units that vested on the grant date and were immediately converted into shares of company common stock on a one-share-per-unit basis.
American Water Works Company, Inc. director Lisa A. Grow received an award of 1,374 shares of common stock in the form of stock units that settle on a one-share-per-unit basis. The units vested on the grant date and were immediately converted into shares.
Following this compensation-related grant, Grow directly holds 2,242 shares of American Water Works common stock.
American Water Works Company, Inc. director Jeffrey N. Edwards received a grant of 1,374 shares of common stock at a price of $0 per share as a stock award. The stock units vested on the grant date and were immediately converted into common shares on a one-share-per-unit basis.
After this award, Edwards holds 11,826 shares of American Water common stock directly. This total includes 239 shares acquired through automatic reinvestment of cash dividends into company stock since his last Form 4 report.
American Water Works Company, Inc. executive Melissa K. Wikle, SVP and Chief Accounting Officer, reported equity compensation changes involving the company’s common stock. She acquired 608 shares underlying a new restricted stock unit (RSU) award and 1,064 shares from vested performance stock units (PSUs), all granted under the 2017 Omnibus Equity Compensation Plan.
The RSU award granted on February 17, 2026 will vest in three approximately equal installments on January 31, 2027, 2028 and 2029, subject to continued employment and certain retirement provisions. On the same date, 543 shares were disposed of through share withholding at a price of $133.51 per share to cover tax obligations, leaving her with 8,383 directly held shares afterward.
American Water Works Company, Inc. executive Lori Sutton, EVP and CHRO, reported an equity grant tied to restricted stock units. She acquired 1,364 shares of common stock in the form of RSUs granted on February 17, 2026, under the company’s 2017 Omnibus Equity Compensation Plan. These RSUs will vest in three roughly equal installments on January 31, 2027, 2028, and 2029, contingent on continued employment and certain retirement provisions. Each RSU will be settled solely in one share of common stock, and her direct holdings after this grant total 2,721 shares.
American Water Works Company, Inc. EVP and COO Cheryl Norton reported equity compensation-related transactions in company common stock. She acquired 4,258 shares through a grant of restricted stock units and 5,901 shares through vested performance stock units, both settled in stock. To cover tax obligations, 2,910 shares were disposed of at a price of $133.51 per share. After these transactions, her directly held ownership increased, with reported post-transaction holdings of 28,741 and 31,651 shares in the respective line items.
American Water Works Company, Inc. executive Stacy A. Mitchell, EVP and General Counsel, reported equity compensation transactions in company common stock. On February 17, 2026, she acquired 2,550 shares underlying a new award of restricted stock units granted under the 2017 Omnibus Equity Compensation Plan. These RSUs will vest in three roughly equal installments on January 31 of 2027, 2028 and 2029, subject to continued employment and certain retirement provisions, and will be settled in one share of stock per unit.
She also acquired 1,060 shares that vested from performance stock unit awards originally granted in February 2023, which were settled solely in stock on February 17, 2026. In a separate transaction coded as a tax-withholding disposition, 524 shares were delivered at $133.51 per share to cover tax obligations associated with these awards, leaving her with 9,203 shares of directly owned common stock after the transactions.
American Water Works Company, Inc. reported that President and CEO John C. Griffith received equity awards and related share settlements in company stock. On February 17, 2026, he acquired 12,729 shares underlying new restricted stock units and 8,322 shares from performance stock units that vested the same day.
A separate transaction disposed of 4,101 shares at $133.51 per share to satisfy tax withholding through delivery of shares rather than cash. After these awards and the tax-withholding disposition, Griffith directly owned 37,686 shares of American Water Works common stock.
American Water Works Company, Inc. executive Maureen Duffy reported equity compensation activity in the company’s common stock. On February 17, 2026, she acquired 1,301 shares through a grant of restricted stock units and 2,014 shares from vested performance stock units, both settled in stock rather than cash.
On the same date, 932 shares were disposed of at $133.51 per share to satisfy tax withholding obligations. After these transactions, Duffy directly owned 28,906 common shares.
American Water Works Company EVP and CFO David Bowler reported equity compensation transactions. He acquired 3,711 shares underlying a new restricted stock unit award and 1,632 performance stock unit shares that vested, all in common stock. Separately, 693 shares were disposed of to satisfy tax withholding obligations, leaving him with 10,598 directly owned shares.
The RSU award, granted under the 2017 Omnibus Equity Compensation Plan, will vest in three roughly equal installments on January 31 of 2027, 2028 and 2029, subject to continued employment and retirement-related vesting provisions. Both RSUs and PSUs are settled solely in shares, not cash.
American Water Works Company, Inc. officer Melissa K. Wikle, SVP and Chief Accounting Officer, reported a disposition of company common stock. On January 31, 2026, a Form 4 shows a transaction coded "F" involving 318 shares of common stock at $129.13 per share.
Following this transaction, Wikle directly beneficially owned 7,254 shares of American Water Works Company, Inc. common stock. The filing indicates the holdings are reported as directly owned, with no indirect ownership arrangement disclosed in the excerpt.
American Water Works Company, Inc. executive Lori Sutton, EVP and CHRO, reported an insider transaction in company common stock. On January 31, 2026, Sutton disposed of 199 shares of common stock at $129.13 per share. Following this transaction, she directly beneficially owns 1,357 shares of American Water Works common stock. The filing was made as a Form 4 under Section 16, reflecting changes in ownership by a company officer.
American Water Works Company, Inc. executive Cheryl Norton, EVP and COO, reported a Form 4 insider transaction. On 01/31/2026, 1,777 shares of common stock were withheld at $129.13 per share in a transaction coded "F," typically reflecting shares withheld to cover taxes on equity awards.
After this transaction, Norton beneficially owned 21,492 shares of American Water common stock directly. This total includes approximately 346 shares accumulated through automatic dividend reinvestment since her last Form 4 report.
American Water Works Company, Inc. executive Stacy A. Mitchell, EVP and General Counsel, reported a disposition of common stock on January 31, 2026. The Form 4 shows 729 shares of common stock disposed of at $129.13 per share, leaving 6,117 shares beneficially owned directly.
The remaining holdings include approximately 80 shares acquired through automatic dividend reinvestment since the prior Form 4 filing, a program that reinvests cash dividends into additional company shares under an exemption from Section 16.
American Water Works Company, Inc. President and CEO John C. Griffith reported a Form 4 transaction involving company common stock. On 01/31/2026, a transaction coded “F” disposed of 3,226 shares at $129.13 per share. Following this transaction, Griffith beneficially owned 20,736 shares of American Water Works common stock in direct form.
The reported holdings include approximately 162 shares acquired through automatic dividend reinvestment in company stock since his prior Form 4, as described in the footnote. These dividend reinvestment acquisitions are identified as exempt from Section 16 under Rule 16a-11.
American Water Works Company EVP Maureen Duffy reported a Code F transaction in company stock. On 01/31/2026, 603 shares of common stock were disposed of at $129.13 per share, leaving her with beneficial ownership of 26,523 shares.
This balance includes 560 shares acquired through automatic dividend reinvestment in American Water common stock since her prior Form 4, as noted in the footnote.
American Water Works Company EVP and CFO David Bowler reported a non-derivative stock transaction in Common Stock. On 01/31/2026, a transaction coded "F" was recorded for 791 shares at $129.13 per share, classified as a disposition. Following this event, Bowler directly beneficially owned 5,948 shares of American Water Works Company, Inc. common stock.
Lori A. Sutton, Executive Vice President and Chief Human Resources Officer of American Water Works Company, received an award of 90 restricted stock units (RSUs) effective October 1, 2025. The RSUs will settle 1:1 into common stock and vest in three approximately equal installments on January 31, 2026, 2027, and 2028, subject to continued employment on each vesting date. Following the grant, Sutton beneficially owns 1,556 shares of AWK common stock. The award is granted under the company’s 2017 Omnibus Equity Compensation Plan and RSUs may not be settled in cash.