Welcome to our dedicated page for AMERICAN EXPRESS CO SEC filings (Ticker: AXP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Express Company filings document the regulatory record of a global payments company with consumer, small-business, commercial, and merchant-network activities. Current reports and Regulation FD disclosures cover operating results, supplemental financial data, Card Member loan delinquency and write-off statistics for U.S. Consumer and U.S. Small Business portfolios, and risk disclosures tied to spending volumes, partnerships, regulation, litigation, competition, and reputation.
Its filings also address capital structure and governance, including fixed-to-floating rate note issuances under shelf registration materials, common-share dividend actions, annual meeting voting results, director elections, auditor ratification, executive compensation votes, shareholder proposals, and related proxy disclosures.
American Express Co director Noel R. Wallace reported a compensation-related award of derivative securities tied to the company’s common stock. On June 30, 2026, he acquired 108.520 Share Equivalent Units, each reflecting the value of one common share at a reference price of $334.040 per unit.
The units were granted under the Directors' Deferred Compensation Plan, will be settled in cash after his service as a director ends, and are convertible immediately upon termination of service with no expiration date. Following this award, Wallace holds a total of 972.184 Share Equivalent Units, including amounts accumulated through a dividend reinvestment feature.
AMERICAN EXPRESS CO director Charles E. Phillips Jr. reported a compensation-related award of share equivalent units tied to the company’s common stock. He acquired 56.131 Share Equivalent Units at a reference value of $334.0400 per unit under the Directors' Deferred Compensation Plan, with each unit reflecting one common share and settling in cash after his board service ends. Following this grant, he holds a total of 10,501.273 Share Equivalent Units, which convert into cash based on the value of American Express common stock upon termination of service as a director.
American Express director Deborah P. Majoras reported a compensation-related award of share-based units. She acquired 54.260 Share Equivalent Units on June 30, 2026 at a reference price of $334.0400 per unit, bringing her total holdings to 5,126.258 Share Equivalent Units.
Each Share Equivalent Unit reflects the value of one American Express common share and is tied to the Directors' Deferred Compensation Plan. These units will be settled in cash after she terminates service as a director and are immediately convertible upon termination, with no expiration date.
American Express director John Joseph Brennan reported a routine compensation grant of cash-settled share units. He acquired 198.33 Share Equivalent Units tied to American Express common stock at a reference value of $334.04 per unit under the Directors' Deferred Compensation Plan. Each unit mirrors one common share in value and will be settled in cash after his board service ends, bringing his total reported Share Equivalent Units to 29,489.108.
AMERICAN EXPRESS CO director Thomas J. Baltimore Jr. received 108.520 Share Equivalent Units as a compensation award. Each unit tracks the value of one common share and is linked to a reference price of $334.0400 per unit.
These units were acquired under the Directors' Deferred Compensation Plan, include amounts from a dividend reinvestment feature, and will be settled in cash after his service as a director ends. Following this grant, he holds a total of 10,384.230 Share Equivalent Units.
American Express director Michael J. Angelakis reported a compensation-related grant of share-based units rather than an open-market trade. On this Form 4, he received 54.260 Share Equivalent Units tied to American Express common stock, bringing his total to 1,907.889 units.
Each Share Equivalent Unit reflects the value of one common share and was acquired under the Directors' Deferred Compensation Plan. These units will be settled in cash after his service as a director ends and are convertible upon termination of service, with no stated expiration date.
American Express Company reported the results of its company-run 2026 Dodd-Frank Act Stress Test and confirmed it will continue to operate with a Stress Capital Buffer of 2.5 percent, the minimum level, through September 30, 2027.
The company highlighted its capital return strategy, noting a previously announced 16 percent increase in its quarterly common dividend to $0.95 per share starting with the first-quarter 2026 declaration, and that it returned $8.7 billion to shareholders via buybacks and dividends over the 12 months ended March 31, 2026.
American Express Company Chief Partner Officer Glenda G. McNeal sold 7,033 shares of common stock in an open-market transaction. The sale on June 15, 2026 was executed at a weighted average price of $339.36 per share, with individual trade prices ranging from $339.11 to $339.53.
Following this sale, McNeal directly holds 9,715.139 shares of American Express common stock. The reported holdings include shares that were previously acquired through dividend reinvestment.
American Express Company issued €750,000,000 of 3.835% Fixed-to-Floating Rate Notes due June 16, 2034. The notes were issued on June 17, 2026 under an existing shelf registration on Form S-3, using a prospectus dated February 9, 2024 and a June 10, 2026 prospectus supplement.
The notes are senior debt securities issued under a senior indenture dated August 1, 2007 with The Bank of New York Mellon as trustee, as amended by supplemental indentures from 2021 and 2023. The filing also includes a legal opinion from Cleary Gottlieb Steen & Hamilton LLP and related counsel consents as exhibits.
AXP reports proposed sales of Common stock on a Form 144 in connection with restricted stock vesting under a registered plan. The notice lists 1,373 shares with a vesting date of 01/29/2023 and 5,660 shares with a vesting date of 02/01/2026, and shows Morgan Stanley Smith Barney LLC as the broker.