Every Form 4 that Axalta Coating Sys Ltd (AXTA) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AXTA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AXTA filings page.
Axalta Coating Systems Ltd. (AXTA) reported that SVP and CFO Carl Douglas Anderson II had 20,657 restricted stock units automatically convert into an equal number of common shares on August 14, 2026. Of these, 9,485 shares were withheld at $37.31 per share to satisfy tax-withholding obligations related to the vesting of a portion of a restricted stock unit award. The restricted stock units convert to common shares on a one-for-one basis and relate to a grant of 61,969 RSUs originally awarded on August 14, 2023, vesting in three equal annual installments beginning August 14, 2024.
Axalta Coating Systems Ltd. VP, Finance & CAO Anthony Massey converted 2,071 restricted stock units into an equal number of common shares on August 1, 2026. The restricted stock units convert into common shares on a one-for-one basis.
In connection with the vesting, 641 common shares were withheld at $35.8100 per share to satisfy tax withholding obligations, with the transactions reported as directly owned. The units exercised relate to a 6,211-unit restricted stock grant originally awarded on August 1, 2023, vesting in three equal annual installments. These transactions were not reported as made under a Rule 10b5-1 trading plan.
Axalta Coating Systems Ltd. SVP & CHRO Amy Tufano reported equity awards and related share movements. She received 23,674 restricted stock units, each representing a right to one common share and vesting in three equal annual installments beginning on the first anniversary of the grant date.
Performance share units converted into common shares on a one-for-one basis, with 283 and 426 performance share units exercised into common shares. To cover tax obligations on these vested awards, 145 and 219 common shares were withheld at $31.68 per share.
After these transactions, Tufano directly held 19,531 common shares and 23,674 restricted stock units. Footnotes explain that portions of earlier performance share awards were previously accelerated in connection with Section 280G mitigation tied to a pending transaction between Axalta and Akzo Nobel N.V., with final PSU payouts earned at 169.4% of target based on Adjusted EBITDA and 89.07% of target based on relative total shareholder return.
Axalta Coating Systems Ltd. SVP, General Counsel and Corporate Secretary Alex Tablin-Wolf reported equity award activity and related share settlements. The executive received 33,143 restricted stock units, each representing a contingent right to one common share, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Performance share units converted into common shares on a one-for-one basis, including 245 and 369 performance share units that were exercised into the same number of common shares. To cover tax withholding obligations tied to performance share unit vesting, 127 and 191 common shares were disposed of at $31.68 per share.
Footnotes state that certain performance share units related to a prior award were ultimately earned at 169.4% of target based on Adjusted EBITDA and 89.07% of target based on relative total shareholder return, in the context of Section 280G mitigation associated with a pending transaction between the Company and Akzo Nobel N.V.
Axalta Coating Systems Ltd. SVP and CFO Carl Douglas Anderson II reported multiple equity award transactions on March 3–4, 2026. He acquired common shares through the vesting and conversion of performance share units and restricted stock units, which convert into common shares on a one-for-one basis.
The filing also shows dispositions of common shares at about $31.40–$31.68 per share to cover tax withholding obligations tied to these vestings. Following these transactions, he directly held tens of thousands of Axalta common shares and a substantial balance of restricted stock units that vest over time.
Axalta Coating Systems Ltd. CEO & President Chris Villavarayan reported multiple equity compensation transactions. On March 3, 2026, he received a direct grant of 220,959 restricted stock units (RSUs), which vest in three equal annual installments beginning on the first anniversary of the grant date. Each RSU and performance share unit converts into one common share.
On the same date, performance share unit awards granted on February 28, 2023 vested based on Axalta’s achievement of relative total shareholder return and Adjusted EBITDA, at 89.07% of target and 169.4% of target, respectively, leading to conversions of 50,663 and 96,354 units into common shares. Related tax obligations were settled by delivering 23,265 and 44,246 common shares at prices of 31.68 per share.
On March 4, 2026, an additional 26,246 RSUs converted into common shares, and 12,053 common shares at 31.40 per share were withheld to satisfy tax liabilities. After these transactions, Villavarayan directly held 230,443 common shares and 52,494 restricted stock units.
Axalta Coating Systems Ltd. executive Troy D. Weaver, President, Global Refinish, reported multiple equity-compensation transactions. On March 3, 2026, he received 35,511 restricted stock units, each representing a contingent right to one common share and vesting in three equal annual installments beginning on the first anniversary of the grant date.
Performance share unit awards granted on February 28, 2023 vested based on relative total shareholder return and Adjusted EBITDA goals, converting into common shares on a one-for-one basis at 89.07% and 169.4% of target, respectively. On March 3–4, 2026, related derivative exercises increased his common share holdings, while 13,959 common shares were withheld at prices around $31.40–$31.68 to cover tax obligations. Following these transactions, Weaver directly owned 108,035 common shares of Axalta.
Axalta Coating Systems Ltd. executive Timothy Earl Joseph Bowes, President, Global Industrial Coatings, reported multiple equity compensation transactions. On March 3, 2026, performance share units covering 8,070 and 15,348 units were converted into common shares, with related tax-withholding dispositions of 3,706 and 7,048 common shares at about $31.68 per share.
Also on March 3, 2026, he received a grant of 28,409 restricted stock units, which vest in three equal annual installments beginning on the first anniversary of the grant date. On March 4, 2026, 3,500 restricted stock units converted into common shares, and 1,608 common shares were withheld to cover taxes at $31.40 per share.
Axalta Coating Systems Ltd. executive Hadi Awada reported multiple equity compensation transactions. On March 3, 2026, he received a grant of 28,409 restricted stock units (RSUs), each representing a contingent right to one common share and vesting in three equal annual installments.
On the same date, performance share unit awards granted on February 28, 2023 converted into common shares on a one-for-one basis, vesting at 89.07% of target for a relative total shareholder return award and 169.4% of target for an Adjusted EBITDA award. On March 3–4, 2026, these RSU and performance share unit conversions increased his common share holdings, while 3,128, 5,948, and 1,526 common shares were withheld at prices of $31.68 and $31.40 per share to satisfy tax withholding obligations.
Axalta Coating Systems Ltd. VP, Finance & CAO Anthony Massey reported multiple equity transactions involving restricted stock units, performance share units, and common shares. On March 3, 2026, he was granted 11,837 restricted stock units, each representing a contingent right to one common share, with the grant vesting in three equal annual installments beginning on the first anniversary of the grant date.
Also on March 3, performance share unit awards granted on February 28, 2023 vested based on Axalta’s achievement of relative total shareholder return and Adjusted EBITDA, converting into common shares on a one-for-one basis. These awards vested at 89.07% and 169.4% of target, respectively, leading to exercises of derivative securities into common shares and automatic share dispositions to cover tax withholding obligations.
On March 4, 2026, additional restricted stock units converted into common shares, again paired with share-withholding transactions for taxes. After these activities, Massey directly owned 44,272 common shares and 4,375 restricted stock units.
Axalta Coating Systems Ltd. director Mary Slagle Zappone reported equity-based compensation activity. On March 4, 2026, 5,832 restricted stock units were exercised or converted into 5,832 common shares at a stated price of $0.00 per share, bringing her directly owned common shares to 13,453.
On March 3, 2026, she received a grant of 6,313 restricted stock units, each representing a contingent right to receive one Axalta common share. The filing notes that restricted stock units convert into common shares on a one-for-one basis and that such grants vest in full on the first anniversary of the grant date.
Axalta Coating Systems Ltd. director Kevin M. Stein reported equity award activity involving restricted stock units (RSUs) and common shares. On March 4, 2026, he exercised or converted 5,832 RSUs into 5,832 common shares at a stated price of $0.00 per share, increasing his directly held common shares to 14,350.
On March 3, 2026, he received a new grant of 6,313 RSUs, which each represent a contingent right to one Axalta common share and vest in full on the first anniversary of the grant date. Footnotes indicate a prior award of 5,832 RSUs was granted on March 4, 2025 and vested in full on March 4, 2026. In addition to his direct holdings, 36,600 common shares are held indirectly through a revocable trust.
Axalta Coating Systems Ltd. director Samuel L. Smolik increased his direct ownership through restricted stock activity. On March 3, 2026, he received a grant of 6,313 restricted stock units (RSUs), each representing a contingent right to one common share.
On March 4, 2026, 5,832 previously granted RSUs, originally awarded on March 4, 2025 and vesting on March 4, 2026, were converted on a one-for-one basis into 5,832 common shares at no cash cost. After this conversion, he directly owned 66,473 common shares of Axalta.
Axalta Coating Systems Ltd. director Rakesh Sachdev reported equity compensation activity involving restricted stock units and common shares. On March 4, 2026, 5,832 restricted stock units were exercised or converted into 5,832 common shares at a stated price of $0.00 per share, bringing his directly held common shares to 146,827.
The filing also shows an award of 6,313 restricted stock units on March 3, 2026, each representing a contingent right to receive one Axalta common share on a one-for-one basis. One grant of 5,832 restricted stock units was originally awarded on March 4, 2025 and vested in full on March 4, 2026.
Axalta Coating Systems Ltd. director Deborah J. Kissire reported equity awards and conversions involving restricted stock units and common shares. On March 4, 2026, 5,832 restricted stock units were exercised or converted into 5,832 common shares at $0.00 per share, increasing her direct common share holdings to 60,673 shares.
On March 3, 2026, she received a new grant of 6,313 restricted stock units, each representing a contingent right to receive one common share on a one-for-one basis. A prior grant of 5,832 restricted stock units, awarded on March 4, 2025, vested in full on March 4, 2026.
Axalta Coating Systems Ltd. director Jordan Tyrone Michael reported equity compensation-related transactions, not open-market trades. On March 4, 2026, 5,832 restricted stock units were exercised and converted into 5,832 common shares at a stated price of $0.00 per share, increasing his direct common share holdings to 29,114 shares.
On March 3, 2026, he also received a grant of 6,313 restricted stock units, each representing a contingent right to receive one common share, which vests in full on the first anniversary of the grant date.
Axalta Coating Systems Ltd. director William M. Cook reported equity award activity involving restricted stock units and common shares. On March 4, 5,832 restricted stock units were exercised, converting on a one-for-one basis into 5,832 common shares at a stated price of $0.0000 per share.
Following this exercise, Cook directly held 43,959 common shares. On March 3, he was granted 6,313 new restricted stock units, each representing a contingent right to receive one common share and vesting in full on the first anniversary of the grant date. In addition, 6,000 common shares are held indirectly by a trust for the benefit of Cook and his spouse.
Axalta Coating Systems director Jan Bertsch reported equity compensation activity. On March 3, 2026, Bertsch received 6,313 restricted stock units (RSUs), each representing a contingent right to one common share and vesting in full on the first anniversary of the grant date.
On March 4, 2026, Bertsch exercised 5,832 RSUs that had been granted on March 4, 2025, converting them on a one-for-one basis into 5,832 common shares at a stated price of $0.00 per share. Following these transactions, Bertsch directly held 21,074 common shares and 6,313 RSUs.
Axalta Coating Systems Ltd. executive Troy D. Weaver, President, Global Refinish, reported multiple equity transactions dated February 28, 2026. He exercised or converted restricted stock units into common shares in several moves and had some common shares withheld at $33.41 per share to cover tax obligations. After these RSU conversions and tax-withholding dispositions, he directly owned 91,599 Axalta common shares.
Axalta Coating Systems Ltd. CEO and President Chris Villavarayan reported equity award activity involving restricted stock units that convert into common shares on a one-for-one basis. On February 28, 2026, he exercised restricted stock units into common shares and had some shares withheld to cover tax obligations tied to vesting. After these transactions, he directly owned 136,744 common shares.
Axalta Coating Systems Ltd. officer Anthony Massey reported equity transactions tied to vesting restricted stock units. On February 28, 2026, 2,727 and 2,925 restricted stock units were converted into the same number of common shares at $0.00 per share. To cover tax withholding on these vestings, 855 and 1,060 common shares were withheld at $33.41 per share, characterized as tax-withholding dispositions. After these transactions, Massey directly owned 40,328 common shares of Axalta.
Axalta Coating Systems Ltd. executive and 10% owner, the President of Global Industrial Coatings, reported routine equity compensation activity on February 28, 2026. Restricted stock units converted into common shares, and a portion of the resulting shares was withheld to cover taxes.
The filing shows 4,027 common shares and 3,695 common shares acquired through the vesting of prior restricted stock unit grants, with corresponding dispositions of 1,854 shares and 1,697 shares at $33.41 per share for tax withholding. Following these transactions, the executive directly owns 11,261 common shares and 3,695 restricted stock units.
Axalta Coating Systems Ltd. officer Hadi Awada reported multiple equity compensation transactions on February 28, 2026. He exercised and converted 3,580 and 3,695 restricted stock units into common shares, while 1,561 and 1,722 common shares were automatically withheld to cover tax obligations. After these transactions, he directly held 43,663 common shares. Footnotes explain that the restricted stock units convert into common shares one-for-one and relate to prior grants of 10,739 units from February 28, 2023 and 11,085 units from February 28, 2024, each vesting in three equal annual installments.
Axalta Coating Systems Ltd. SVP and CFO Carl Douglas Anderson II reported equity award activity tied to restricted stock units (RSUs). On February 28, 2026, 7,184 RSUs were converted into the same number of common shares at a price of $0.00 per share.
In a related transaction, 3,012 common shares were withheld at $33.41 per share to cover tax obligations arising from the RSU vesting, a tax-withholding disposition rather than an open-market sale. Following these transactions, he directly held 31,253 common shares.
Axalta Coating Systems Ltd. executive equity update: Timothy Earl Joseph Bowes, President, Global Industrial Coatings, reported equity transactions tied to a restricted stock unit (RSU) vesting on January 27, 2026. A total of 2,017 RSUs converted into 2,017 common shares on a one-for-one basis at an exercise price of $0.
To cover tax withholding on the vesting, 1,034 common shares were withheld at a price of $33.6 per share, rather than sold in an open-market transaction. Following these transactions, Bowes directly owns 7,090 common shares and 2,017 RSUs. The footnotes note that these RSUs were part of a 4,034-unit grant from January 27, 2025, vesting in two equal annual installments starting January 27, 2026.
Axalta Coating Systems Ltd. reported a Form 4 transaction for its SVP & CHRO involving the vesting of restricted stock units and performance share units on 12/23/2025. These equity awards convert into common shares on a one-for-one basis, and a portion of the resulting shares was withheld at $32.28 per share to cover tax obligations.
The filing explains that several tranches from grants made in 2023, 2024 and 2025 had vesting accelerated from 2026 as part of a "Section 280G Mitigation" tied to a pending transaction between Axalta and Akzo Nobel N.V.. Part of the performance share unit vesting is based on estimated performance for Adjusted EBITDA and relative total shareholder return and will be subject to later true-up once actual performance is known. The newly vested awards may also be subject to clawback if it is determined the executive ultimately would not have vested.
Axalta Coating Systems Ltd. executive Andrew Hughs reported multiple equity award transactions on December 23, 2025. As SVP, General Counsel and Corporate Secretary, he exercised several restricted stock unit and performance share unit awards that convert into common shares on a one-for-one basis, raising his directly held stake to 23,365 common shares.
Some of the newly vested shares were withheld at a price of $32.28 per share to cover tax obligations. The filing explains that portions of awards granted in 2023, 2024 and 2025 had their vesting accelerated from 2026 as part of a Section 280G mitigation effort related to a pending transaction between Axalta and Akzo Nobel N.V.
Certain performance-based awards vest based on Adjusted EBITDA and relative total shareholder return, with potential payout ranging from zero to 200% of a 943‑unit target. These accelerations are subject to later true-up based on actual performance and may be clawed back if it is determined the executive would not ultimately have vested in the awards.
Axalta Coating Systems Ltd. reported an insider equity transaction by its President, Global Refinish. On 12/22/2025, the officer exercised an employee stock option for 11,006 common shares at an exercise price of $23.24 per share, increasing direct ownership at that moment. In a related transaction the same day, 9,346 shares were withheld by Axalta to cover the option exercise price and tax obligations, which the filing clarifies does not represent a market sale by the insider. Following these transactions, the officer directly owned 86,782 Axalta common shares. The option exercised had originally vested in three equal installments on February 2 of 2017, 2018 and 2019 and is now fully exercised.
Alex Tablin-Wolf, SVP, GC and Corporate Secretary of Axalta Coating Systems Ltd. (AXTA), reported equity transactions on 09/19/2025. The filing shows 4,877 restricted stock units (RSUs) vested and were converted one-for-one into 4,877 common shares. To satisfy tax withholding on the vesting, 2,255 shares were sold/withheld at $30.27 per share, leaving the reporting person with 17,724 shares beneficially owned after the transactions. The RSUs originated from a 09/19/2023 grant of 14,630 RSUs that vest in three equal annual installments beginning 09/19/2024. The Form 4 was signed by an attorney-in-fact on 09/23/2025.
Amy Tufano, SVP & CHRO of Axalta Coating Systems (AXTA), reported received restricted stock units that vested and converted into common shares on 09/19/2025. The filing shows 3,657 restricted stock units treated under transaction code M and converted one-for-one into common shares, increasing her holdings to 15,744 shares before tax withholding. The company withheld 1,680 shares to satisfy tax obligations at an indicated price of $30.27, leaving 14,064 common shares reported as beneficially owned. The Form 4 discloses the original RSU grant of 10,972 units awarded on 09/19/2023, vesting in three equal annual installments beginning 09/19/2024. The form was signed by an attorney-in-fact on 09/23/2025.