Welcome to our dedicated page for Sprinklr SEC filings (Ticker: CXM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Sprinklr, Inc. (NYSE: CXM) SEC filings page on Stock Titan provides access to the company’s official U.S. Securities and Exchange Commission disclosures, along with AI-powered tools to help interpret them. Sprinklr’s Class A common stock is listed on the New York Stock Exchange under the symbol CXM, and its filings offer detailed information on financial performance, executive changes, compensation arrangements, and other material events.
Investors can review current reports on Form 8-K that Sprinklr files to announce significant developments. Recent 8-K filings have covered topics such as quarterly financial results, appointments and departures of senior executives, and the designation of new principal financial and accounting officers. These documents often reference accompanying press releases that summarize results of operations and financial condition for specific quarters.
Sprinklr’s periodic reports on Form 10-Q and Form 10-K (accessible via EDGAR and linked from this page when available) provide broader context on the company’s Unified-CXM subscription business, risk factors, and key metrics like remaining performance obligations (RPO) and current RPO (cRPO). The company also discloses its use of non-GAAP financial measures, explaining adjustments such as stock-based compensation, amortization of acquired intangibles, and restructuring charges.
Stock Titan enhances these filings with AI-powered summaries that highlight the most important points in lengthy documents, helping users quickly understand revenue trends, operating margins, and changes in leadership or governance. Real-time updates from EDGAR ensure that new CXM filings, including 10-Q, 10-K, 8-K, and other forms, appear promptly. Users can also examine executive compensation and severance arrangements described in filings, as well as board and management transitions documented under Item 5.02 of Form 8-K.
For those researching insider or executive activity, this page centralizes Sprinklr’s SEC disclosures so that investors can analyze how corporate events, financial results, and leadership changes are formally reported, with AI tools simplifying the review of complex regulatory language.
Sprinklr, Inc. (NYSE: CXM) – Form 144 insider sale notice
Officer Scott Michael Harvey has filed a Form 144 indicating an intent to sell 121,057 Class A common shares through Morgan Stanley Smith Barney on or after 26 June 2025. Based on the filing’s stated aggregate market value of $995,088.54, the planned sale represents roughly 0.085% of the 142,831,141 shares outstanding. The securities were acquired via restricted-stock-unit (RSU) vesting on 15 December 2024 and 15 March 2025.
The officer previously sold 13,964 shares for $114,085.88 on 16 June 2025. A written Rule 10b5-1 trading plan was adopted on 27 March 2025, and the filer certifies that no undisclosed material adverse information is known. The filing is LIVE and was signed on 26 June 2025.
Key takeaways
- Proposed sale size is modest in relation to total shares but could be monitored for continued insider selling trends.
- Use of a 10b5-1 plan and timely Form 144 filing indicates procedural compliance and mitigates information asymmetry concerns.
- No financial performance data or strategic updates are included; the document focuses solely on the intended disposition of insider-held shares.
Sprinklr announced that Chief Customer Officer Scott Harvey will depart the company on July 7, 2025. During the transition period, Harvey will maintain his current base salary and benefits eligibility. Upon departure, he will receive severance benefits aligned with the company's Executive Severance and Change in Control Plan and remain subject to confidentiality obligations and restrictive covenants.
The company also took the opportunity to reaffirm its financial guidance for Q2 and full year fiscal 2026 as previously announced in their June 4, 2025 press release.
- Transition period: June 24 - July 7, 2025
- Separation Agreement details to be filed with Q2 report (ending July 31, 2025)
- No changes to financial outlook previously provided
This executive departure represents a significant leadership change, though the reaffirmation of guidance suggests the transition is not expected to materially impact financial performance.
Sprinklr, Inc. (CXM) Form 4 filing: General Counsel & Corporate Secretary Jacob Scott reported the sale of 62,422 Class A common shares on 20-Jun-2025. The transaction, executed under a Rule 10b5-1 trading plan adopted on 21-Mar-2025, was completed at a weighted-average price of $7.99 (individual trades ranged from $7.95 to $8.10). Following the sale, Scott’s direct beneficial ownership stands at 441,664 shares. No derivative security transactions were reported.
Sprinklr, Inc. (CXM) – Form 144 filing overview
An insider has filed a Form 144 indicating an intent to sell up to 62,422 common shares of Sprinklr. The proposed sale, to be executed through Morgan Stanley Smith Barney LLC, carries an aggregate market value of $502,497.10 based on the price at filing. Relative to the company’s 142,831,141 shares outstanding, the contemplated sale represents roughly 0.04 % of float.
The filer previously sold 6,458 shares on 16-Jun-2025 for gross proceeds of $52,761.86. The upcoming sale is targeted for 20-Jun-2025 on the NYSE. The shares being sold were originally acquired as restricted stock units (RSUs) on 30-Dec-2021; no cash consideration was paid at acquisition.
No other financial metrics, earnings data, or strategic disclosures accompany the notice. By signing the form, the insider attests that they are not in possession of undisclosed material adverse information.
Sprinklr, Inc. (CXM) – Form 4 insider transaction report filed for Director Ragy Thomas on 18-Jun-2025.
- 06-16-2025: 32,768 Class A shares sold at a weighted-average price of $8.17. Footnote 1 clarifies the shares were automatically sold to satisfy statutory tax-withholding on RSU vesting.
- 06-17-2025: 3,000,000 Class B shares converted to Class A shares (transaction code “C”). No cash price is involved; each Class B share converts one-for-one into Class A (Footnote 3).
- 06-18-2025: 3,000,000 Class A shares sold at $7.94 per share.
After the reported transactions Mr. Thomas directly owns 974,286 Class A shares. He also retains substantial voting control through Class B holdings disclosed in Table II:
- Direct Class B: 26,353,296 shares (convertible one-for-one into Class A).
- Indirect Class B: 8,129,863 (2014 Family Trust), 13,106,677 (2017 Family Trust), 1,996,523 (2019 Family Trust), and 110,445 held by spouse.
Footnotes emphasize that Class B shares are freely convertible and automatically convert under specified conditions. The 32,768-share sale on 16-Jun was mandated by the issuer’s “sell-to-cover” tax policy, whereas the 3,000,000-share sale on 18-Jun appears discretionary.
Sprinklr, Inc. (CXM) – Form 4 filing dated 18-Jun-2025
Chief Administrative Officer Joy Corso reported the mandatory sale of 14,354 Class A common shares on 16-Jun-2025 at a weighted-average price of $8.17 (range $7.99-$8.25). The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory tax-withholding obligations triggered by the vesting of restricted stock units and therefore was not a discretionary sale. Following the transaction, Corso continues to beneficially own 803,394 shares, held directly.
The filing contains no derivative transactions and no additional purchases or sales by the insider. Given the small size relative to Corso’s remaining stake and the tax-withholding purpose, the activity is generally viewed as neutral from an investment-impact perspective.
Sprinklr, Inc. (CXM) – Form 4 filing, 18 Jun 2025. Chief Technology Officer Amitabh Misra reported a mandatory, tax-related sale of 35,710 Class A shares on 16 Jun 2025 (transaction code “S”). The weighted-average sale price was $8.17, with trades executed between $7.99 and $8.25. The sale was executed under the company’s “sell-to-cover” mechanism to satisfy statutory withholding on recently vested RSUs and is therefore non-discretionary. After the transaction, Misra still beneficially owns 602,970 shares, including 4,969 shares purchased through the ESPP on 13 Jun 2025, and continues to hold the shares directly. No derivative security activity was reported.
The filing signals neutral corporate governance implications: while insider sales can raise concern, the mandatory nature of this sale and the substantial remaining ownership help maintain management-shareholder alignment.
Sprinklr, Inc. (CXM) – Form 4 insider transaction
Chief Marketing Officer Arun Pattabhiraman reported the sale of 16,222 Class A common shares on 16 June 2025 at a $8.17 weighted-average price (range $7.99-$8.25). The transaction was an automatic “sell-to-cover” used to satisfy statutory tax-withholding obligations tied to the vesting of restricted stock units (RSUs), as mandated by the company’s equity incentive plan. Because the disposition was compulsory, it does not represent a discretionary decision to reduce exposure.
Following the sale, Pattabhiraman still directly owns 551,206 Class A shares, maintaining a sizeable equity position. No derivative securities were involved, and no additional purchases, option exercises, or open-market sales were disclosed.
The filing is routine, provides transparency into insider equity movements, and does not signal any strategic shift by management. Sprinklr’s capital structure, operations, and guidance remain unchanged.