Welcome to our dedicated page for Sprinklr SEC filings (Ticker: CXM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprinklr, Inc. filings document the public-company reporting framework for a NYSE-listed software issuer with Class A common stock. Form 8-K reports cover operating results, furnished earnings releases, Regulation FD disclosures, share repurchase authorization activity, and changes involving directors and executive officers.
Proxy materials describe annual meeting matters, director elections, board and committee governance, stockholder voting procedures, executive compensation, and related governance disclosures. Together, the filings provide formal records for Sprinklr’s Unified-CXM business, capital structure, leadership changes, and stockholder oversight matters.
Sprinklr, Inc. (CXM) filed a Form 3 for its Chief Financial Officer, indicating the officer’s initial Section 16 disclosure. The filing states no securities are beneficially owned by the reporting person as of the event date. It is marked as a single reporting person filing.
The date of event is 10/07/2025. The form identifies the reporting person’s relationship to the issuer as Officer (Chief Financial Officer). The document was signed by /s/ Laura Acton, Attorney-in-Fact on 10/17/2025.
Neeraj Agrawal, a director of Sprinklr, Inc. (CXM), reported multiple sales of Class A common stock on 10/06/2025–10/08/2025. The filing shows staged dispositions by investment vehicles linked to the reporting person at weighted average prices between $7.425 and $7.895, with specific reported sale blocks of 88,584, 895, 133,650, 1,350, 148,500, and 1,500 shares.
After the transactions, some indirect holdings tied to the reporting person remain substantial: Battery Ventures Select Fund I, L.P. holds 2,180,664 shares and the reporting person’s trust holds 200,244 shares. Several entities controlled by the reporting person reported zero remaining shares following specific sales. Footnotes clarify the indirect nature of ownership and present weighted-average price ranges for the multiple trades.
Sprinklr, Inc. appointed Anthony Coletta as its Chief Financial Officer, principal financial officer and principal accounting officer, effective October 7, 2025, succeeding interim CFO Rory Read, who continues as President, Chief Executive Officer and principal executive officer.
Coletta will receive an initial annual base salary of $460,000 and is eligible for an annual cash bonus targeted at 90% of base salary. He will also receive a $5,000,000 equity grant under the 2021 Equity Incentive Plan, split into 75% time-based RSUs and 25% PSUs. The RSUs vest with continued service, while the PSUs require continued service through December 15, 2028 and achievement of specified performance metrics.
Sprinklr, Inc. (CXM) reports a proposed sale under Rule 144 of 3,745 common shares with an aggregate market value of $30,000. The shares were acquired by the seller on 06/26/2020 in a cash purchase from the issuer and are to be sold through Raymond James & Associates on or about 10/06/2025 on the NYSE. The filing indicates no sales by the seller in the past three months and states the seller does not possess undisclosed material adverse information about the issuer. The number of shares outstanding is listed as 270,400,000, making this proposed sale a very small fraction of total equity.
Notice of proposed sale of common stock by an insider. The filer intends to sell 370,734 shares of common stock on 10/06/2025 with an aggregate market value of $2,900,000.00. These shares represent part of an issuer-originated holding acquired on 06/26/2020 by purchase from the issuer with cash payment. The filing reports 270,400,000 shares outstanding for the company and indicates no sales of the issuer's securities by the same person in the past three months. The notice includes the standard attestation that the seller is not aware of undisclosed material adverse information.
Sprinklr insider equity awards and holdings disclosed. Chief Revenue Officer Scott Millard was reported as the beneficial owner of 725,709 Class A common shares through two restricted stock unit awards. One award of 59,241 RSUs vests on a single future date, while a larger award of 666,468 RSUs vests 25% at first vesting and the remainder in equal monthly installments on recurring quarter-month dates thereafter, subject to continued service. The reported holdings are direct ownership and reflect equity-based compensation rather than open-market trades.
Sprinklr, Inc. (CXM) Form 3 filing for Scott Millard Francis reports that the reporting person, identified as Chief Revenue Officer and officer of the issuer, does not beneficially own any Sprinklr securities as of the event date. The filing is an initial statement under Section 16 and is signed by an attorney-in-fact on 09/26/2025.
Thomas Ragy, a director of Sprinklr, Inc. (CXM), reported the sale of 28,916 shares of Class A common stock on 09/16/2025. The filing states the sale was a sell-to-cover transaction to satisfy statutory tax withholding on vested restricted stock units, executed at a weighted-average price of $7.75 (individual trade prices ranged from $7.67 to $7.81).
After the transaction, the reporting person beneficially owned 737,301 shares, held directly. The Form 4 was signed by an attorney-in-fact and notes the reporting person will provide detailed per-price trade information on request.
Thomas Ragy, a director of Sprinklr, Inc. (CXM), reported the sale of 28,916 shares of Class A common stock on 09/16/2025. The filing states the sale was a sell-to-cover transaction to satisfy statutory tax withholding on vested restricted stock units, executed at a weighted-average price of $7.75 (individual trade prices ranged from $7.67 to $7.81).
After the transaction, the reporting person beneficially owned 737,301 shares, held directly. The Form 4 was signed by an attorney-in-fact and notes the reporting person will provide detailed per-price trade information on request.
Scott Jacob, General Counsel of Sprinklr, Inc. (CXM), reported a non-discretionary sell-to-cover transaction on 09/16/2025 in connection with the vesting of restricted stock units. The Form 4 shows 6,688 shares of Class A common stock were sold at a weighted average price of $7.75 (sales ranged from $7.67 to $7.81) to satisfy statutory tax withholding obligations. After the transaction, the Reporting Person beneficially owned 434,976 shares. The sale is described as mandated by the issuer’s equity plan and not a discretionary sale by the Reporting Person. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/18/2025.
Scott Jacob, General Counsel of Sprinklr, Inc. (CXM), reported a non-discretionary sell-to-cover transaction on 09/16/2025 in connection with the vesting of restricted stock units. The Form 4 shows 6,688 shares of Class A common stock were sold at a weighted average price of $7.75 (sales ranged from $7.67 to $7.81) to satisfy statutory tax withholding obligations. After the transaction, the Reporting Person beneficially owned 434,976 shares. The sale is described as mandated by the issuer’s equity plan and not a discretionary sale by the Reporting Person. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/18/2025.
Sprinklr, Inc. (CXM) Form 4: The company's Chief Financial Officer, Manish Sarin, reported a sale of 37,008 shares of Class A common stock on 09/16/2025 at a weighted-average price of $7.75 per share (individual trades ranged $7.67–$7.81). The filing states the shares were sold to satisfy statutory tax withholding obligations arising from the vesting of restricted stock units under the issuer's equity plans, and the sell-to-cover was mandatory rather than discretionary. After the transaction, Mr. Sarin is shown as beneficially owning 695,413 shares. The Form 4 was signed by an attorney-in-fact on 09/18/2025.
Sprinklr, Inc. (CXM) Form 4: The company's Chief Financial Officer, Manish Sarin, reported a sale of 37,008 shares of Class A common stock on 09/16/2025 at a weighted-average price of $7.75 per share (individual trades ranged $7.67–$7.81). The filing states the shares were sold to satisfy statutory tax withholding obligations arising from the vesting of restricted stock units under the issuer's equity plans, and the sell-to-cover was mandatory rather than discretionary. After the transaction, Mr. Sarin is shown as beneficially owning 695,413 shares. The Form 4 was signed by an attorney-in-fact on 09/18/2025.