Every Form 4 that Dow Inc (DOW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow DOW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full DOW filings page.
DOW INC. Chief Executive Officer Karen S. Carter reported new equity compensation grants and updated her holdings. She received 24,150 shares of common stock as a grant at $0.00 per share, bringing her directly held common stock to 174,481 shares. These restricted stock units are scheduled to be delivered in one installment on or about February 12, 2029, subject to continued employment.
Carter also received a non-qualified stock option for 126,640 shares of common stock at an exercise price of $27.02 per share, expiring on February 12, 2036. This option will vest in three equal annual installments beginning on February 12, 2027, and option shares will be used to satisfy withholding taxes. She additionally holds 14,183.55 phantom stock units, each equivalent to one share of common stock and payable in cash, plus indirect holdings through 401(k) plans. All reported activity reflects compensation-related awards rather than open-market purchases or sales.
Fitterling James R reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. Chair and CEO James R. Fitterling reported an equity award and corrected prior ownership data. He received 68,230 restricted stock units, with delivery in one installment on or about February 12, 2029, subject to continued employment. Following this award and correction, he beneficially owns 190,117 shares, including previously reported restricted stock units.
The amended filing explains that an earlier Form 4 mistakenly reported a transaction that did not occur. This amendment removes that erroneous transaction entirely and updates the total securities beneficially owned to the correct amount.
Dow Inc. director Richard K. Davis reported an equity award of 5,127 common shares in the form of time-vested restricted stock units. The units were acquired at a stated price of $0.00 per share as a grant or award, not an open-market purchase.
According to the filing, these restricted stock units will be settled in one installment of Dow common stock following his separation from service. After this award, Davis directly holds a total of 55,299 shares and restricted stock units, including amounts previously reported.
BUSH WESLEY G reported acquisition or exercise transactions in this Form 4 filing.
DOW INC. director Wesley G. Bush received a grant of 5,127 shares of common stock on a compensation basis, reported at a price of $0.00 per share. These time-vested restricted stock units will be settled in one installment of Dow common shares after his separation from service.
Following this award, Bush directly holds 33,800 shares of common stock and has 17,978.08 phantom stock units, each equivalent to one Dow share and payable in cash under a compensation deferral election. He also has indirect ownership of 5,000 shares through a trust and 20,450 shares through a family LLC.
DOW INC. director Jacqueline C. Hinman reported an acquisition of 5,127 shares of common stock on a Form 4. The award is described in a footnote as time-vested restricted stock units that will be settled in one installment of Dow common shares following her separation from service.
After this grant, she holds 33,157 shares in a direct account, a total that the filing notes includes previously reported restricted stock units. She also has 3,723 shares reported as indirect ownership held by a trust.
Dial Debra L. reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Debra L. Dial reported an equity compensation award of 5,127 shares of common stock, recorded as a grant or award rather than an open-market purchase. The award consists of time-vested restricted stock units that will be settled in one installment of Dow common shares after her separation from service.
Following this grant, Dial directly holds 24,716 shares of common stock, a total that includes previously reported restricted stock units. She also reports an additional 2,700 shares held indirectly by a trust, reflecting separate indirect ownership.
DEVARD JERRI reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Jerri Devard received a grant of 5,127 shares of common stock in the form of time-vested restricted stock units. The award was at no cash cost per share and is scheduled to be settled in one installment of Dow common stock after Devard’s separation from the company. Following this grant, Devard’s directly held and previously reported restricted stock units total 21,850 units, reflecting a routine, compensation-related equity award rather than an open-market purchase.
Banister Gaurdie E. JR. reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Gaurdie E. Banister Jr. received a grant of 5,127 shares of common stock on April 9, 2026, reported as time-vested restricted stock units that will be settled in one installment of Dow common shares after his separation from the company. Following this grant, he holds 27,492 shares directly and 10,924 shares indirectly through a corporation, with footnotes noting that the totals include previously reported restricted stock units.
Dow Inc. director Luis Alberto Moreno Mejia received an equity grant of 5,127 shares of common stock as a time-vested restricted stock unit award at a price of $0.00 per share. After this grant, he directly holds 24,716 shares of Dow common stock.
The filing also shows 4,916.063 phantom stock units, each equivalent to one Dow common share and accruing under a compensation deferral election. These phantom units are payable in cash in a lump sum or installments and do not have a conversion price, exercisable date, or expiration date.
Dow Inc. director Jeff M. Fettig reported an equity award in the form of time‑vested restricted stock units. On April 9, 2026, he acquired 5,127 units that will be settled in a single installment of Dow common shares after his separation from the company.
After this grant, Fettig directly holds 33,157 shares of Dow common stock and also has additional indirect holdings through Trust A and Trust B. The filing notes that the totals include previously reported restricted stock units, indicating this is part of his ongoing equity compensation.
DOW INC. director Samuel R. Allen reported an equity award on common stock. On April 9, 2026, he acquired 5,127 shares at $0.00 per share as a grant or award, increasing his direct holdings to 32,522 shares.
Footnotes describe these as time-vested restricted stock units to be settled in one installment of common shares following his separation, and note that the total includes previously reported restricted stock units. The filing also shows 1,329.3028 shares held indirectly in a trust.
Yohannes Daniel reported acquisition or exercise transactions in this Form 4 filing.
DOW INC. director Yohannes Daniel reported receiving a grant of 5,127 shares of common stock in the form of time-vested restricted stock units. These units will be settled in one installment of Dow common shares following his separation from the company. After this award, his directly held and previously reported restricted stock units total 34,880 shares.
Wyant Jill S reported acquisition or exercise transactions in this Form 4 filing.
Dow Inc. director Jill S. Wyant reported receiving a grant of 5,127 shares of common stock as time-vested restricted stock units. These units will be settled in one installment of Dow common shares after her separation from the company, and the total includes previously reported restricted stock units. Following this award, she directly holds 29,777 shares of Dow common stock. She also holds phantom stock units equivalent to 19,524.67 shares of common stock, accrued under a compensation deferral election and payable in cash in a lump sum or installments.
Dow Inc. executive Andre Argenton reported dispositions of common stock to the company tied to tax withholding on equity awards. On February 26, the issuer withheld 688 shares of Dow common stock at $29.90 per share from his direct holdings and 103 shares at $29.90 per share from shares owned by his spouse to satisfy related tax obligations, as described in the award agreements. After these transactions, he directly owned 50,919 shares and indirectly owned 11,879 shares, which the filing notes include previously reported restricted stock units.
Dow Inc. General Counsel and Secretary Amy E. Wilson reported an issuer-related share disposition tied to tax withholding. On the transaction date, 3,718 shares of common stock were withheld by Dow at $29.90 per share to satisfy her tax obligations upon settlement of previously reported awards, as described in the footnote. After this transaction, she directly held 113,133 common shares. She also reported indirect ownership through retirement plans, with 227.721 shares held by a 401(k) Plan and 353.753 shares held by a 401(k) Plan ESOP.
Dow Inc. executive Keith Cleason reported a tax-related share disposition. On the transaction date, 686 shares of Dow common stock were disposed to the issuer at $29.90 per share to satisfy tax withholding on previously granted awards, as required by the award agreement. Following this, he directly held 57,052 common shares, and also had indirect holdings through various 401(k) and ESOP plans for himself and his spouse.
Dow Inc. Chief Human Resources Officer Lisa Bryant had 1,763 shares of common stock withheld by the company on February 26, 2026 to cover tax obligations tied to previously reported equity awards. The shares were disposed of back to the issuer at $29.90 per share under the award agreement and under Rule 16b-3.
After this tax-withholding transaction, she held 33,099 common shares directly, which the footnotes state include previously reported restricted stock units. She also reported indirect holdings of 113.116 shares in a 401(k) Plan and 165.470 shares in a 401(k) Plan ESOP.
Dow Inc. Chief Operating Officer Karen S. Carter reported a disposition of 2,969 shares of common stock back to the company at $29.90 per share. According to the footnotes, these shares were withheld by the issuer to satisfy tax withholding obligations upon settlement of previously reported equity awards under the award agreement and are exempt under Rule 16b-3, so this was not an open-market sale.
After this tax-related share withholding, Carter directly owned 150,331 shares of Dow common stock. She also held 12,503.860 phantom stock units, each equivalent to one share of common stock and payable in cash, and had indirect holdings of 1,239.587 shares through a 401(k) Plan and 321.252 shares through a 401(k) Plan ESOP as of the reported date.
DOW INC. executive Philo Brendy Lange, President of Performance Materials & Coatings, disposed of 621 shares of common stock on 2026-02-26 in a transaction coded as a disposition to the issuer. According to the footnotes, these shares were withheld by Dow to cover tax withholding upon settlement of previously reported awards.
After this issuer withholding, Lange directly owned 23,161 common shares and indirectly held 1,342.208 shares through a 401(k) plan. The filing characterizes the withholding as exempt under Rule 16b-3, indicating it is part of routine equity award administration rather than an open-market trade.
Dow Inc. Senior Vice President John Maurice Sampson had 3,016 Dow common shares disposed to the company at $29.90 per share to cover tax withholding on previously reported equity awards. The footnotes clarify these shares were withheld by the issuer as required under the award agreement and exempt under Rule 16b-3.
After this tax-withholding disposition to the issuer, Sampson directly held 134,544 common shares, a figure that includes previously reported restricted stock units. He also had indirect holdings through retirement plans, with 2,167.828 shares in a 401(k) plan and 316.081 shares in a 401(k) ESOP.
DOW INC. officer Andrea L. Dominowski reported a disposition of company stock tied to tax withholding on equity awards. On the reported date, 282 shares of common stock were transferred back to the issuer at $29.90 per share to satisfy required tax obligations under a previously granted award agreement, as noted in the footnotes.
After this transaction, Dominowski directly held 24,150.467 shares of Dow common stock. She also indirectly held 2,062.628 shares through a 401(k) plan and 102.047 shares through a 401(k) plan ESOP. The footnotes state that the total direct holdings include previously reported restricted stock units.
Dow Inc.’s Chief Tech & Sustainability officer Andre Argenton reported multiple equity awards dated February 12, 2026. He was granted a non-qualified stock option for 57,500 shares of common stock at an exercise price of $32.65 per share, exercisable until February 12, 2036, which will vest in three equal annual installments beginning February 12, 2027.
Argenton also acquired common stock through equity-based awards at no cash price, including 2,405 shares tied to performance share units and 10,570 shares from restricted stock units, both subject to continued employment and future settlement dates. Following these transactions, he directly held 51,607 common shares, while his spouse indirectly held 11,982 shares, with totals including previously reported restricted stock units.
Bryant Lisa reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 56,414 shares. Following the reported transactions, holdings were 42,450 shares.
Dow Inc. executive Marco ten Bruggencate reported multiple equity awards. On February 12, 2026, he acquired 1,453 shares of common stock from performance share units and 9,170 restricted stock units, both at a reported price of $0 per share.
Following these grants, he directly beneficially owned 34,940.987 shares of Dow common stock and also indirectly held 1,167.557 shares through his spouse. He was also granted 49,880 non-qualified stock options with a $32.65 exercise price, vesting in three equal annual installments beginning February 12, 2027.
Dow Inc. executive Keith Cleason reported multiple equity awards in the form of stock, restricted stock units, and stock options. On February 12, 2026, he acquired 2,023 shares of common stock tied to performance share units and 10,420 restricted stock units, both at a price of $0 per share as grants subject to continued employment.
Following these awards, Cleason directly held 57,738 shares of Dow common stock and 56,700 non-qualified stock options with an exercise price of $32.65 per share, expiring on February 12, 2036 and vesting in three equal annual installments beginning February 12, 2027. He also reported additional indirect holdings through 401(k) and spouse 401(k) plans.
SAMPSON JOHN MAURICE reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 83,836 shares. Following the reported transactions, holdings were 62,100 shares.
Fitterling James R reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 500,212 shares. Following the reported transactions, holdings were 371,250 shares.
Dow Inc. reported that its General Counsel and Secretary, Amy E. Wilson, received new equity awards on February 12, 2026. She acquired 13,000 shares of common stock tied to performance share units and 14,120 restricted stock units, both at a price of $0 per share. Following these awards, she directly owned 116,851 shares of common stock, with additional indirect holdings through a 401(k) plan and ESOP. Wilson was also granted a non-qualified stock option for 76,800 shares at an exercise price of $32.65 per share, expiring February 12, 2036, vesting in three equal annual installments beginning February 12, 2027.
Tate Jeffrey L. reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 136,550 shares. Following the reported transactions, holdings were 115,350 shares.
Lange Philo Brendy reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 66,352 shares. Following the reported transactions, holdings were 54,380 shares.
Carter Karen S reported acquisition or exercise transactions in a Form 4 filing for DOW. The filing lists transactions totaling 167,654 shares. Following the reported transactions, holdings were 132,990 shares.
Dow Inc.’s Controller and Vice President, Andrea L. Dominowski, reported new equity awards. On February 12, 2026, she acquired 831 performance share units and 3,620 restricted stock units of common stock at a grant price of $0, raising her directly held common stock equivalents to 24,432.467 shares.
She also received a non-qualified stock option for 19,680 shares at an exercise price of $32.65, expiring February 12, 2036. The option vests in three equal annual installments beginning February 12, 2027, while performance share units are scheduled to settle on or about February 26, 2026 and restricted stock units on or about February 12, 2029, each subject to continued employment.
Indirect holdings include 2,062.628 shares through a 401(k) plan and 102.047 shares through a 401(k) ESOP.
Dow Inc. Chief Human Resources Officer Lisa Bryant reported a disposition of 1,199 shares of common stock on February 9, 2026. These shares were withheld by the company to cover tax obligations upon settlement of previously reported equity awards at a price of $32.08 per share.
After this transaction, Bryant directly beneficially owned 20,898 shares of Dow common stock, and also held additional shares indirectly through a 401(k) plan and a 401(k) ESOP. The filing notes that her total includes previously reported restricted stock units and 715 shares acquired under the company’s employee stock purchase plan.
Dow Inc. executive Andre Argenton reported routine share dispositions related to tax withholding. On February 9, 2026, the issuer withheld 471 shares of common stock at $32.08 from Argenton to cover taxes on previously granted awards, leaving him with 38,632 directly owned shares.
On the same date, the issuer also withheld 256 shares at $32.08 from awards held by his spouse, leaving 9,328 shares held indirectly "By Spouse." The footnotes state these withholding transactions were required under the award agreements and are exempt under Rule 16b-3, and that the totals include previously reported restricted stock units.
Dow Inc. executive Keith Cleason, President of Packaging & Specialty Plastics, reported a routine tax-related share withholding. On February 9, 2026, 298 shares of Dow common stock were disposed of to the issuer at $32.08 per share to cover tax withholding on previously granted awards, as provided in the award agreement.
After this transaction, Cleason directly beneficially owns 45,295 Dow common shares, which include previously reported restricted stock units. He also has indirect holdings through retirement plans, including shares held in a 401(k) plan, an ESOP, and his spouse’s 401(k) and ESOP accounts.
Dow Inc. senior vice president John Maurice Sampson reported a tax‑related share disposition. On 02/09/2026, 1,510 shares of Dow common stock were withheld by the company at $32.08 per share to cover tax obligations on previously reported equity awards, as permitted under the award agreement.
After this withholding, Sampson directly beneficially owned 115,824 Dow common shares, and also held additional indirect interests through a 401(k) plan (2,167.828 shares) and a 401(k) plan ESOP (316.081 shares).
Dow Inc. officer Amy E. Wilson, the company’s General Counsel and Secretary, had 1,904 shares of common stock disposed of to the issuer on February 9, 2026 at $32.08 per share. According to the footnote, these shares were withheld by Dow to cover tax obligations upon settlement of previously reported equity awards under the award agreement and are exempt under Rule 16b-3.
After this tax withholding transaction, Wilson beneficially owns 89,731 common shares directly. She also holds additional indirect interests of 227.721 shares through a 401(k) plan and 353.753 shares through a 401(k) ESOP, reflecting both direct and retirement-plan-related holdings.
Dow Inc. Chair and CEO James R. Fitterling reported a disposition of company common stock in connection with equity compensation on February 9, 2026. He had 9,551 shares of Dow common stock transferred back to the issuer at $32.08 per share to satisfy tax withholding owed on previously granted awards, as described in the footnotes.
After this withholding transaction, Fitterling directly owned 121,887 shares of Dow common stock. He also reported additional indirect holdings, including 281,559 shares held by a trust and positions in Dow stock through 401(k) and ESOP plans.
Dow Inc. executive Philo Brendy Lange, President of Performance Materials & Coatings, reported a Form 4 transaction involving company stock. On 02/09/2026, 386 shares of common stock were disposed of to the issuer at $32.08 per share to cover tax withholding on previously awarded equity. After this tax-related disposition, Lange directly owned 11,810 shares of Dow common stock and indirectly held 1,342.208 shares through a 401(k) plan.
Dow Inc. Chief Operating Officer Karen S. Carter reported a tax-related share disposition and updated her equity holdings. On 02/09/2026, 1,498 shares of Dow common stock were disposed of back to the company at $32.08 per share, with the footnotes explaining these shares were withheld by Dow to satisfy tax withholding obligations on previously reported awards.
After this transaction, Carter directly beneficially owned 118,636 shares of Dow common stock and held additional indirect interests through retirement plans, including common stock in a 401(k) plan and a 401(k) plan ESOP. She also reported 12,503.86 phantom stock units, which track the value of Dow common stock but are payable in cash under a compensation deferral arrangement.
Dow Inc. officer Andrea L. Dominowski reported a disposition of 385 shares of common stock to the company at $32.08 per share on February 9, 2026. The shares were withheld by Dow to satisfy tax withholding due on previously reported equity awards under the award agreement.
After this tax withholding event, she directly beneficially owned 19,981.467 Dow shares. She also had indirect holdings of 2,062.628 shares through a 401(k) plan and 102.047 shares through a 401(k) ESOP.
Dow Inc. reported an insider equity transaction by a senior vice president. On 11/28/2025, the officer disposed of 323 shares of common stock at $23.85 per share. The filing explains that these shares were withheld by the company to cover withholding tax obligations under an existing award agreement, and that the transaction is exempt under Rule 16b-3.
After this tax withholding transaction, the officer beneficially owns 117,334 shares of Dow common stock directly, plus 2,136.696 shares through a 401(k) plan and 315.947 shares through a 401(k) ESOP.
Dow Inc. reported an insider equity transaction by its Chief Financial Officer. On 11/28/2025, the CFO disposed of 524 shares of Dow common stock at $23.85 per share. The shares were withheld by the company to cover withholding tax obligations related to an equity award, as permitted under Rule 16b-3, rather than being sold on the open market.
After this tax withholding, the CFO beneficially owns 97,561 shares, which includes previously reported restricted stock units and 715 shares acquired through Dow’s Employee Stock Purchase Plan on October 3, 2025. The filing indicates the holdings are owned directly and does not report any derivative securities transactions.
Dow Inc. officer reports small share withholding transaction
Dow Inc. Senior Vice President and Chief Technology Officer Attiganal N. Sreeram reported a disposition of 407 shares of Dow common stock on 11/28/2025 at a price of $23.85 per share. The shares were withheld by Dow to cover tax withholding obligations related to an equity award, as permitted under the award agreement and exempt under Rule 16b-3.
After this transaction, Sreeram beneficially owns 129,791 Dow common shares directly, 41,296 shares indirectly through a trust, 2,613.755 shares through a 401(k) plan, and 1,312.067 shares through a 401(k) ESOP.
Dow Inc. officer reports small share withholding for taxes
A Dow Inc. executive, serving as President, Packaging & Specialty Plastics, reported a routine change in holdings involving Dow common stock. On 11/28/2025, 244 shares of common stock were disposed of at a price of $23.85 per share, with the filing explaining that these shares were withheld by Dow to cover withholding tax obligations tied to an equity award and that this is exempt under Rule 16b-3.
After this transaction, the executive directly owned 45,593 shares of Dow common stock, and also had additional indirect holdings through a 401(k) plan, an ESOP within the 401(k) plan, and a spouse’s 401(k) ESOP and plan accounts.
Dow Inc. insider filing shows a routine tax-related share withholding. The Chair and CEO of Dow Inc. reported the disposition of 1,929 shares of common stock on 11/28/2025 at a price of $23.85 per share. According to the explanation, these shares were withheld by the company to cover withholding tax obligations under an existing award agreement and are exempt under Rule 16b-3. After this transaction, the reporting person directly beneficially owns 131,438 shares of Dow common stock, with additional indirect holdings of 3,913.9 shares and 2,356.11 shares through 401(k) and ESOP plans, and 281,559 shares held via a trust.
Dow Inc. reported an insider equity transaction by Chief Operating Officer Karen S. Carter. On 11/28/2025, 1,093 shares of common stock were disposed of at $23.85 per share, representing shares withheld by the company to cover tax obligations related to an equity award, as described in the award agreement.
Following this withholding, Carter directly beneficially owned 120,134 shares of Dow common stock, plus 1,218.536 shares held through a 401(k) Plan and 320.376 shares held through a 401(k) Plan ESOP. She also held 11,970.377 phantom stock units, each equivalent to one share of Dow common stock and payable in cash under a compensation deferral election.
Dow Inc. insider reports routine tax withholding share disposition
Dow Inc.'s General Counsel and Secretary reported a routine share disposition tied to tax withholding. On 11/28/2025, 926 shares of Dow common stock were withheld by the company at a price of $23.85 per share to satisfy withholding tax obligations under an existing award agreement, a transaction described as exempt under Rule 16b-3.
Following this non-market transaction, the officer beneficially owns 91,635 shares of Dow common stock directly, plus 219.706 shares held through a 401(k) plan and 352.789 shares through a 401(k) ESOP. The filing reflects administrative equity compensation and tax treatment rather than an open-market sale.
Dow Inc. (DOW) reported a Form 4 for Chief Operating Officer Karen S. Carter. On 11/03/2025, she disposed of 16,259 shares of common stock at $23.23 per share, noted as shares withheld by the issuer to cover taxes upon settlement of prior awards. Following the transaction, she directly holds 121,227 shares. She also holds 1,218.536 shares indirectly via a 401(k) Plan and 320.376 shares via an ESOP. In addition, she reports 11,970.377 phantom stock units, which are payable in cash.
Dow Inc. (DOW) reported an insider transaction on a Form 4 by its President, Packaging & Specialty Plastics. On 11/03/2025, the reporting person disposed of 2,801 shares of common stock at $23.23. The filing states the shares were withheld by the issuer to satisfy the reporting person’s tax obligations upon settlement of previously reported awards under Rule 16b-3.
Following the transaction, the reporting person beneficially owned 45,837 common shares directly. Indirect holdings were also reported: 4,775.033 shares by a 401(k) Plan, 1,414.564 shares by a 401(k) Plan ESOP, 213.693 shares by a spouse’s 401(k) Plan, and 46.241 shares by a spouse’s 401(k) Plan ESOP.