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ENTERPRISE FINANCIAL SERVICES CORP executive Troy Dumlao reported acquiring additional common stock through an employee plan and detailed his existing equity holdings.
The EVP and Chief Accounting Officer voluntarily reported the acquisition of 462 shares of common stock under the company’s 2018 Employee Stock Purchase Plan for the purchase period from January 1, 2026 through June 30, 2026. The shares were acquired at 85% of the closing price on January 2, 2026. Following this transaction, he directly holds 8,935 shares of common stock.
Dumlao also reports 400 depository shares, each representing a 1/40th interest in a 5.00% Series A preferred share, as well as multiple Restricted Share Units and Non Qualified Stock Options tied to common stock with exercise prices between $39.50 and $57.17 and expiration dates from 2031 to 2035.
Enterprise Financial Services Corp senior executive Douglas Bauche reported an acquisition of company shares through the 2018 Employee Stock Purchase Plan for the period from January 1, 2026 through June 30, 2026. He acquired 453 shares of common stock at $45.94 per share, with the purchase price set at 85% of the January 2, 2026 closing price, and now directly holds 28,874 common shares.
In addition, Bauche holds 3,282 common shares indirectly through the company’s 401(k) plan. He also has several blocks of restricted share units and non-qualified stock options tied to common stock that vest or become exercisable in future years under the company’s 2018 Stock Incentive Plan, providing additional potential equity exposure over time.
Enterprise Financial Services Corp issued and sold $175 million of 6.25% Fixed‑to‑Floating Rate Subordinated Notes due 2036. The notes were sold at a 1.25% underwriting discount, providing approximately $172.8 million in net proceeds.
The company plans to use the proceeds for general corporate purposes, including potential debt repayment, capital support for growth or acquisitions, dividends, share repurchases and regulatory capital for Enterprise Bank & Trust. The notes pay a fixed 6.25% interest rate semi‑annually until July 1, 2031, then switch to a floating rate equal to Three‑Month Term SOFR plus 232 basis points, paid quarterly until maturity or earlier redemption.
The notes are subordinated obligations of the company, ranking junior to senior debt, effectively subordinated to secured debt and all liabilities of subsidiaries, and may be redeemed at par starting July 1, 2031 or upon certain tax, regulatory capital or investment company events, subject to Federal Reserve approval where required.
Enterprise Financial Services Corp is offering $175,000,000 aggregate principal amount of 6.25% Fixed-to-Floating Rate Subordinated Notes due July 1, 2036. The notes bear a fixed 6.25% coupon through July 1, 2031, then reset to a quarterly floating rate equal to Three-Month Term SOFR plus 2.32% (232 basis points). The notes are unsecured, subordinated obligations of the holding company, rank junior to senior indebtedness and are structurally subordinated to liabilities of the Bank. The issue date is June 17, 2026, expected public offering price is 100.00% and estimated net proceeds are approximately $172.2 million to be used for general corporate purposes. Redemption is permitted beginning on July 1, 2031 (or earlier in limited circumstances) subject to Federal Reserve approval when required.
Enterprise Financial Services Corp is offering % Fixed-to-Floating Rate Subordinated Notes due 2036 through a preliminary prospectus supplement dated June 12, 2026. The notes bear a fixed rate through 2031 and a floating rate thereafter referenced to Three-Month Term SOFR plus a spread. The notes are unsecured, subordinated obligations of the holding company, rank junior to senior indebtedness, will not be guaranteed by subsidiaries, and are intended to qualify as Tier 2 capital subject to applicable regulatory approvals. The offering documents state proceeds will be used for general corporate purposes, including repayment or redemption of debt, dividends, capital for organic growth or acquisitions, capital contributions to the bank, share repurchases and investments in the Bank as regulatory capital.
Enterprise Financial Services Corp held its 2026 annual stockholder meeting, where all twelve director nominees were elected to one-year terms. Director support was strong, with votes for each nominee around 28.1–29.0 million and 2,786,551 broker non-votes recorded for each seat.
Stockholders also ratified Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2026, with 31,543,824 votes for, 379,765 against, and 10,850 abstentions. In addition, the advisory vote on executive compensation passed, receiving 28,136,971 votes for, 890,165 against, 120,752 abstentions, and 2,786,551 broker non-votes. No other matters were brought to a vote.
Enterprise Financial Services Corp reported that Wellington Management Group LLP and affiliated entities beneficially own 3,250,131 shares of Common Stock, representing 8.83% of the class as disclosed in this Amendment No. 3 to Schedule 13G/A.
The filing lists shared voting power of 2,219,233 (several affiliates) and a shared dispositive power aggregate of 3,250,131. Ownership is held of record by clients of Wellington investment advisers and attributable through parent and subsidiary entities.
Enterprise Financial Services Corp filed a Form 13F reporting institutional holdings. The filing lists 315 Form 13F information table entries with a total value of $197,310,837 and identifies 1 other included manager. The report was signed by Troy Dumlao on 05-05-2026.
Enterprise Financial Services Corp reported Q1 2026 net income of $49.4 million, slightly below the prior year, with diluted EPS of $1.30. Return on average assets was 1.16% and return on average common equity was 9.80%, indicating solid profitability.
Net interest income rose to $166.1 million, supported by higher loan and securities balances, and tax-equivalent net interest margin improved to 4.28%. Total loans were $11.69 billion and deposits were $14.52 billion, with noninterest-bearing deposits at 33% of total.
Credit quality remained manageable: the allowance for credit losses on loans was $142.1 million, or 1.21% of total loans, and nonperforming loans were $64.9 million, or 0.56% of loans. The company remained well capitalized, with book value per common share of $53.31 and tangible book value per share of $41.38.
Enterprise Financial Services Corp reports a Schedule 13G filing showing Vanguard Capital Management beneficially owns 1,850,673 shares of Common Stock, representing 5.02% of the class as of 03/31/2026. The filing states Vanguard Capital Management has sole dispositive power over the shares and sole voting power for 270,616 shares. The disclosure notes these holdings include securities held by Vanguard funds and certain Vanguard affiliates and business divisions.