Welcome to our dedicated page for Finance of America Companies SEC filings (Ticker: FOA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Finance of America Companies Inc. filings document a public home-equity finance company with Class A common stock listed under FOA. Its earnings-related Form 8-K reports disclose funded volume, revenue, net income, adjusted measures, origination economics, fair value effects and capital markets activity tied to reverse mortgage and retirement-solution lending.
Other SEC materials cover annual meeting governance, shareholder voting matters, officer-transition reporting and material definitive agreements. Recent capital-structure filings describe the Series A Convertible Perpetual Preferred Stock, related registration rights and financing arrangements with funds managed by Blue Owl.
Kristen N. Sieffert, President of Finance of America Companies Inc. (FOA), reported a sale of 750 shares of Class A common stock on 09/02/2025. The shares were sold at $26.26 per share under a Rule 10b5-1 trading plan adopted December 13, 2024, and Sieffert’s beneficial ownership after the sale is 83,299 shares. The Form 4 was filed on 09/04/2025 and signed by a power of attorney on behalf of Sieffert.
Leon G. Cooperman, a director of Finance of America Companies Inc. (FOA), reported multiple purchases of Class A common stock between May 22, 2025 and August 5, 2025. The filing shows a direct purchase of 5,575 shares and several indirect purchases held through accounts he controls, increasing reported beneficial ownership to 1,267,690 shares as of August 5, 2025. In addition, Omega Capital Partners, L.P., an entity over which Mr. Cooperman has investment discretion, purchased $15,000,000 of unsecured convertible notes on August 4, 2025 that convert into 789,473 shares at $19.00 per share subject to a 9.99% beneficial ownership cap. The Form 4 was filed late and the filer acknowledges the untimely reporting and undertakes to file timely going forward.
Leon G. Cooperman, identified as a director of Finance of America Companies Inc. (FOA), filed a Form 4 reporting multiple purchases of Class A common stock executed between 08/27/2024 and 05/20/2025. The report lists repeated purchase (P) transactions at prices ranging from $7.00 to $24.00, with individual transaction sizes from 204 to 40,000 shares. The filing shows the securities are held indirectly in the account of Omega Capital Partners, L.P. and municipally in a UTMA account for a minor grandchild; the Reporting Person disclaims beneficial ownership except for his pecuniary interest. The Form 4 states these transactions were not timely filed and the Reporting Person acknowledges the late filing and undertakes to file timely in the future.
Finance of America Companies Inc. (FOA) Form 3 discloses initial beneficial ownership by Leon G. Cooperman. The filing reports 992,128 Class A shares held indirectly through Omega Capital Partners, L.P., and 500 Class A shares held indirectly in a UTMA account for the reporting person’s minor grandchild. The filer is identified as a Director and the report date for the triggering transaction is 08/26/2024. The report is signed by an attorney-in-fact on 09/02/2025.
Finance of America Companies Inc. (FOA) received a Schedule 13G filed on behalf of Leon G. Cooperman reporting beneficial ownership of 1,286,040 Class A shares, equal to 11.6% of the outstanding class based on 11,079,270 shares outstanding as of August 6, 2025. Mr. Cooperman holds sole voting and dispositive power over those shares and also has investment authority over related family and IRA accounts and a UTMA account. The filing states it does not include shares issuable upon conversion of convertible notes held by Omega Capital Partners, L.P. that would convert into 789,473 shares at $19.00 per share, because a contractual blocker prevents conversions that would push ownership over 9.99%.
Form 144 filing for Finance of America Companies, Inc. (FOA): This notice reports a proposed sale of 750 common shares through Wells Fargo Clearing Services with an aggregate market value of $19,688 and an approximate sale date of 09/02/2025. The shares were acquired as restricted stock units (RSUs) on 09/29/2021 and payment/issuance is recorded the same day. The filing lists prior sales by the same person within the past three months: three separate sales of 750 shares each on 06/02/2025, 07/01/2025, and 08/01/2025 with gross proceeds of $16,095.43, $17,333.00, and $15,707.26 respectively. The filer listed is Kristen Sieffert and the issuer is Finance of America Companies, Inc.
Finance of America Companies Inc. (FOA) Form 4 summary: The reporting person, Tai A. Thornock, Chief Accounting Officer, reported a sale of 1,100 shares of Class A common stock on 08/18/2025 at $27.21 per share under a Rule 10b5-1 trading plan adopted December 4, 2024 and amended December 13, 2024. After the reported sale, the reporting person beneficially owned 16,150 shares, held directly. The Form 4 was signed by a power of attorney on behalf of the reporting person on 08/20/2025.
Finance of America Companies, Inc. (FOA) insider paperwork shows a proposed sale of 1,100 Class A shares through Fidelity Brokerage Services on the NYSE with an approximate sale date of 08/18/2025 and an aggregate market value of $29,931. The shares were acquired by restricted stock vesting on 04/03/2023 and listed as compensation. The filer disclosed multiple sales by the same individual, Tai A. Thornock, in the prior three months: 1,100 shares on 05/28/2025 (gross proceeds $24,464), 1,100 shares on 06/16/2025 ($23,485), and 1,100 shares on 07/16/2025 ($25,575). The filing affirms the seller does not possess undisclosed material adverse information.
Finance of America Companies Inc. (FOA) reported a quarterly net income of $79.8 million for the three months ended June 30, 2025, reversing a prior-year quarterly loss of $5.1 million; six‑month net income was $154.8 million versus a six‑month loss of $25.4 million a year earlier. Total revenues rose to $177.4 million from $79.0 million, driven largely by net fair value changes on loans and related obligations and higher net origination gains, while net portfolio interest income was $59.5 million.
The balance sheet shows total assets of $30.15 billion, total liabilities of $29.67 billion, and total equity of $473.4 million. Material portfolio and funding metrics include HMBS‑related loans of $18.86 billion, loans subject to nonrecourse debt of $9.89 billion, and an owned reverse mortgage portfolio of $28.07 billion. Management highlights reliance on Level 3 fair‑value measurements, securitization funding, ongoing litigation, covenant and liquidity risks, and a noted material weakness in internal control over financial reporting.
Amendment No. 10 to the Schedule 13D discloses that Bloom Retirement Holdings Inc. and Reza Jahangiri may be deemed to beneficially own 2,410,533 shares of Finance of America Companies Inc. Class A common stock, equal to 9.49% of the Class A based on 11,059,266 shares outstanding as of May 16, 2025. Bloom is the record holder of 610,926 shares and holds 1,799,607 FOAEC Units; each FOAEC Unit is exchangeable one-for-one into Class A Common Stock, but issuance of units is limited so Bloom's ownership does not exceed 9.49% until specified consents and approvals (the "Control Condition") are satisfied. The filing also reports Bloom disposed of 134,012 shares in open-market transactions under a 2025 10b5-1 Trading Plan, with transaction details provided in Annex A. This amendment supplements the Schedule 13D originally filed April 10, 2023.