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GRAHAM CORP (GHM) SEC Filings, May-Jun 2026

GHM NYSE
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Graham Corp director Mauro Gregorio reported new equity compensation and updated holdings. He received a grant of 905 restricted stock units, which convert into common stock on a one-for-one basis under the 2020 Graham Corporation Equity Incentive Plan.

These 905 units vest on June 1, 2027, subject to the award notice. The filing also reflects 1,200 shares of common stock held directly and 936 previously granted restricted stock units that vest on September 2, 2026, providing a view of both his current share ownership and outstanding equity awards.

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Graham Corp director James J. Barber increased his equity stake through routine equity compensation transactions. On June 2, 2026, 1,956 restricted stock units vested and converted into the same number of common shares on a one-for-one basis, bringing his direct common stock holdings to 55,791 shares.

Separately, on June 1, 2026, Barber received a grant of 905 restricted stock units under the 2020 Graham Corporation Equity Incentive Plan, which the company notes is exempt under Rule 16b-3 and is scheduled to vest on June 1, 2027, subject to the award terms. These transactions reflect compensation and do not involve any open-market buying or selling.

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Graham Corp director Cari L. Jaroslawsky increased her equity stake through routine compensation-related transactions. On June 2, 2026, 1,956 restricted stock units vested and converted into the same number of common shares on a one-for-one basis, raising her direct common stock holdings to 18,623 shares. A footnote explains these vested units converted into common stock upon vesting.

Separately, on June 1, 2026, she received a new grant of 905 restricted stock units under the 2020 Graham Corporation Equity Incentive Plan, also on a one-for-one basis into common stock. According to the filing, this grant is exempt under Rule 16b-3 and, unless otherwise provided in the award notice, will vest on June 1, 2027.

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Graham Corp VP & GM of Flacktek Matthew Lee Gross received a grant of 905 restricted stock units (RSUs). These RSUs were awarded under the 2020 Graham Corporation Equity Incentive Plan and convert into common stock on a one-for-one basis.

The RSUs generally vest in three equal installments on June 1, 2027, June 1, 2028, and June 1, 2029, subject to the award’s terms. Following the reported transactions, Gross directly holds 15,203 shares of Graham common stock, showing his ongoing equity stake in the company.

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GRAHAM CORP executive William H. Zmyndak, VP & GM Graham Manufacturing, reported a new equity compensation grant. On June 1, 2026, he received 1,026 restricted stock units (RSUs), which convert into common stock on a one-for-one basis.

The RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. Separate RSU awards are scheduled to vest with respect to 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029.

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Graham Corp President and CEO Matthew Malone reported routine equity compensation activity. On June 1, 2026, he received a grant of 6,036 Restricted Stock Units (RSUs) that convert into common stock on a one-for-one basis under the 2020 Equity Incentive Plan.

On June 2, 2026, 2,540 RSUs vested and were converted into common shares. Of these, 730 shares were withheld to cover tax withholding obligations, a non‑market disposition, leaving 56,567 shares of common stock held directly. The filing also shows 2,582 RSUs remaining outstanding, vesting in future installments according to the plan’s schedule.

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Graham Corp VP & GM of Barber-Nichols Michael E. Dixon reported compensation-related equity activity involving restricted stock units (RSUs) and common stock. On June 2, 2026, 762 RSUs converted into 762 shares of common stock, and 235 shares were withheld to cover tax obligations.

He also received a new grant of 966 RSUs on June 1, 2026 under the 2020 Graham Corporation Equity Incentive Plan. Following these transactions, he directly holds 1,263 shares of common stock and retains RSUs representing 711 underlying common shares, which vest in stages between 2026 and 2029.

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Graham Corp Executive Chairman Daniel J. Thoren reported routine equity compensation activity. On June 2, 2026, 529 Restricted Stock Units (RSUs) converted into 529 shares of common stock at an exercise price of $0.00 per share, reflecting vesting of prior awards.

Also on that date, 152 common shares were withheld to cover tax withholding obligations related to RSU vesting, a non-market disposition. After these transactions, Thoren directly held 356,989 shares of common stock.

On June 1, 2026, he received a grant of 629 RSUs under the 2020 Graham Corporation Equity Incentive Plan, which generally vest in three equal annual installments beginning on June 1, 2027. RSUs convert into common stock on a one-for-one basis.

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Graham Corp VP-Finance and CFO Christopher J. Thome reported routine equity compensation activity. On June 2, 2026, 1,099 restricted stock units vested and converted into the same number of common shares, while 407 shares were withheld to cover tax obligations upon vesting.

Following these transactions, Thome directly held 29,527 shares of common stock. On June 1, 2026, he also received a grant of 1,408 restricted stock units under the 2020 Graham Corporation Equity Incentive Plan, which vest in three annual installments beginning June 1, 2027.

After the reported changes, he retained restricted stock units representing 3,287 underlying common shares, which vest over future dates described in the award terms. The filing shows compensation-related vesting, tax withholding, and RSU grants, not any open-market share purchases or sales.

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GRAHAM CORP President and CEO Matthew Malone reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On May 17, 2026, RSUs covering 2,375 shares vested and converted into common stock on a one-for-one basis. To cover tax withholding obligations on this vesting, 682 shares of common stock were withheld at $98.28 per share. Following these transactions, Malone directly holds 54,757 shares of common stock and continues to hold additional RSUs representing 7,622 and 2,582 underlying common shares that vest in installments between June 2026 and June 2028.

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FAQ

How many GRAHAM (GHM) SEC filings are available on StockTitan?

StockTitan tracks 71 SEC filings for GRAHAM (GHM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GRAHAM (GHM)?

The most recent SEC filing for GRAHAM (GHM) was filed on June 3, 2026.