Hanmi Financial (HAFC) CFO reports 656-share tax withholding disposition

Rhea-AI Filing Summary

Hanmi Financial Corp's Chief Financial Officer, Romolo Santarosa, reported a small tax-related share transfer. On March 10, 2026, 656 shares of common stock were disposed of at $25.55 per share to satisfy tax obligations. After this transaction, he directly owns 68,402 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SANTAROSA ROMOLO

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		F		656	D	$25.55	68,402	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Romolo Santarosa	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did Hanmi Financial (HAFC) report for its CFO?

Hanmi Financial’s Chief Financial Officer, Romolo Santarosa, reported a tax-related share disposition. On March 10, 2026, 656 common shares were transferred at $25.55 per share to cover tax liabilities, a routine administrative adjustment rather than an open-market stock sale.

How many Hanmi Financial (HAFC) shares were involved in the latest Form 4?

The latest Form 4 for Hanmi Financial shows 656 common shares affected. These shares were disposed of at $25.55 per share specifically to satisfy tax obligations, not as a discretionary sale, and reflect a minor change in the executive’s overall holdings.

What is the CFO’s Hanmi Financial (HAFC) ownership after the tax withholding?

Following the reported tax-withholding transaction, Hanmi Financial’s CFO directly owns 68,402 common shares. This figure reflects his position after 656 shares were delivered at $25.55 per share to cover tax liabilities associated with equity compensation.

Was the Hanmi Financial (HAFC) insider transaction a market sale?

The reported Hanmi Financial insider transaction was not an open-market sale. It was coded as a tax-withholding disposition, meaning 656 shares at $25.55 per share were delivered to satisfy tax obligations tied to equity awards, a standard administrative process.

Who is the insider in Hanmi Financial (HAFC)’s latest Form 4 filing?

The insider in Hanmi Financial’s latest Form 4 is Romolo Santarosa, the Chief Financial Officer. He reported a tax-withholding disposition of 656 common shares at $25.55 per share, leaving him with direct ownership of 68,402 shares after the transaction.