Harley‑Davidson (NYSE: HOG) affiliate files Form 144 to offer vested shares

Rhea-AI Filing Summary

Harley‑Davidson, Inc. notice of proposed sale of common stock under Form 144 by an affiliate/broker arrangement. The filing lists proposed dispositions of 1,013 shares dated 02/03/2023, 414 shares dated 02/05/2023, and 137 shares dated 02/09/2023, each labelled Restricted Stock Lapse and Equity Compensation.

The excerpt names Charles Schwab & Co., Inc. with an address and several numeric identifiers; exchange is shown as NYSE. The filing appears routine and administrative in nature.

Insights

Securities Compliance Counsel

Form 144 lists proposed affiliate sales tied to restricted stock lapses.

Form 144 is a regulatory notice used by affiliates to report proposed sales of restricted or control securities. The entries here show three proposed dispositions tied to equity compensation vesting events on 02/03/2023, 02/05/2023, and 02/09/2023

These entries are procedural: they disclose planned sales methods and quantities but do not confirm completed transactions or proceeds. Subsequent Form 4/430 filings or broker statements would show execution details if sales occurred.

Key Figures

Proposed disposition: 1,013 shares Proposed disposition: 414 shares Proposed disposition: 137 shares +1 more

4 metrics

Proposed disposition 1,013 shares Restricted Stock Lapse dated 02/03/2023

Proposed disposition 414 shares Restricted Stock Lapse dated 02/05/2023

Proposed disposition 137 shares Restricted Stock Lapse dated 02/09/2023

Broker address 3000 Schwab Way, Westlake TX 76262 Charles Schwab & Co., Inc. listed in excerpt

Key Terms

Restricted Stock Lapse, Form 144, Equity Compensation

3 terms

Restricted Stock Lapse financial

"Entries labelled "Restricted Stock Lapse" tied to equity compensation dates"

Form 144 regulatory

"Header shows form type '144' and "Securities To Be Sold""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Each disposition row ends with "Equity Compensation""

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1564	40664.00	105268302	05/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/03/2023	Restricted Stock Lapse	Harley-Davidson, Inc.			1013	02/03/2023	Equity Compensation
Common	02/05/2023	Restricted Stock Lapse	Harley-Davidson, Inc.			414	02/05/2023	Equity Compensation
Common	02/09/2023	Restricted Stock Lapse	Harley-Davidson, Inc.			137	02/09/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Harley‑Davidson (HOG) Form 144 disclose?

The Form 144 lists proposed sales of common stock by an affiliate. It shows 1,013, 414, and 137 shares tied to restricted stock lapses on 02/03/2023, 02/05/2023, and 02/09/2023.

Do the share counts on the HOG Form 144 mean the sales already happened?

No. Form 144 is a notice of proposed sale; it does not confirm execution. Execution and final holdings would be evidenced by later trade confirmations or Form 4 filings if applicable.

Who is listed as broker or agent on this HOG filing?

The excerpt names Charles Schwab & Co., Inc. with an address at 3000 Schwab Way, Westlake TX 76262 and numeric identifiers shown in the excerpt. The filing lists the exchange as NYSE.

Are the listed shares from compensation or open‑market purchases?

The entries are labelled Restricted Stock Lapse and Equity Compensation, indicating the shares relate to equity compensation vesting rather than open‑market purchases.