Hyster-Yale director granted 1,055 Class A shares
BUTLER JOHN C JR reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4
Rhea-AI Filing Summary
BUTLER JOHN C JR reported acquisition or exercise transactions in this Form 4 filing.
Hyster-Yale, Inc. director John C. Butler Jr. received an award of 1,055 shares of Class A Common Stock on July 1, 2026. The shares were granted as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan and are held in a trust for his benefit.
After this award, that trust holds 60,315 Class A shares. The filing also lists numerous indirect holdings of Class A and Class B shares through family partnerships, trusts and retirement accounts, many of which are subject to disclaimers of beneficial ownership by the reporting person.
Insider Trade Summary
Grant/Award: 1,055 shares
Grant/Award
46 txns
Insider
BUTLER JOHN C JR
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 1,055 | $0.00 | $0.00 |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 60,315 shares (Indirect, Held in trust fbo Reporting Person.);
Class B Common Stock — 3,784 contracts (Indirect, Child's proportionate partnership interest shares held by AMR Associates LP);
Class B Common Stock — 8,879 contracts (Indirect, Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler);
Class B Common Stock — 555 contracts (Indirect, Represents percentage of ownership interest of Rankin Associates V partnership held in trust);
Class B Common Stock — 1,586 contracts (Indirect, Child's proportionate interest in shares held by Rankin Associates VI);
Class B Common Stock — 8,880 contracts (Indirect, Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler);
Class B Common Stock — 36,520 contracts (Indirect, Child's trust?s proportionate interests in shares held by Rankin Associates II.);
Class B Common Stock — 555 contracts (Indirect, child's proportionate interests held in shares in Rankin Associates V);
Class B Common Stock — 26,244 contracts (Indirect, Spouse serves as Trustee of the Trust fbo Helen Rankin rep interest in shares held by RAI and RAV);
Class B Common Stock — 147,481 contracts (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP);
Class B Common Stock — 20,160 contracts (Indirect, Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler);
Class B Common Stock — 41,679 contracts (Indirect, Spouse is Trustee of GSTs for the benefit of Helen R. Butler);
Class B Common Stock — 52,321 contracts (Indirect, spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P);
Class B Common Stock — 85,056 contracts (Indirect, spouse's proportionate limited partnership interest in shared held by RAIV Class B);
Class B Common Stock — 146 contracts (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI);
Class B Common Stock — 2,800 contracts (Indirect, Held in an Individual Retirement Account for the benefit of the Reporting Person);
Class A Common Stock — 3,934 shares (Indirect, child's proportionate partnership interest shares held by AMR Associates LP);
Class A Common Stock — 25,088 shares (Indirect, Reporting Person is trustee of Trust fbo child.);
Class A Common Stock — 1,512 shares (Indirect, Spouse serves as Trustee of the Trust fbo Helen Rankin);
Class A Common Stock — 153,313 shares (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP);
Class A Common Stock — 2,647 shares (Indirect, Spouse serves as Trustee of GSTs for the benefit of Helen R. Butler);
Class A Common Stock — 183,605 shares (Indirect, Held by Trust for the benefit of Reporting Person's Spouse);
Class A Common Stock — 2,800 shares (Indirect, Held in an Individual Retirement Account for the benefit of the Reporting Person);
Class A Common Stock — 0 shares (Indirect, Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler);
Class A Common Stock — 0 shares (Indirect, Child's trust?s proportionate interests in shares held by Rankin Associates II.);
Class A Common Stock — 0 shares (Indirect, child's proportionate interests held in shares in Rankin Associates V);
Class A Common Stock — 0 shares (Indirect, Child's proportionate interest in shares held by Rankin Associates VI);
Class A Common Stock — 0 shares (Indirect, Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler);
Class A Common Stock — 0 shares (Indirect, Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler);
Class A Common Stock — 0 shares (Indirect, spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P);
Class A Common Stock — 0 shares (Indirect, spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate limited partnership interest in shares held by RAIV Class A);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P.);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI);
Class A Common Stock — 0 shares (Direct);
Class A Common Stock — 0 shares (Indirect, proportionate limited partnership interests in shares held by Rankin Associates II, L.P);
Class A Common Stock — 0 shares (Indirect, proportionate interests held in shares by Rankin Associates V);
Class A Common Stock — 0 shares (Indirect, Reporting person's proportionate interest in shares held by Rankin Associates VI)
Footnotes (5)
- F1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
- F2. Reporting Person disclaims beneficial ownership of all such shares.
- F3. Reporting Person disclaims beneficial ownership of all such shares.
- F4. Reporting Person disclaims beneficial ownership of all such shares.
- F5. N/A
Key Figures
Director share award: 1,055 Class A shares
Trust holdings after award: 60,315 Class A shares
Spouse’s trust holdings: 183,605 Class A shares
+5 more
8 metrics
Director share award
1,055 Class A shares
Grant under Non-Employee Directors' Equity Compensation Plan on July 1, 2026
Trust holdings after award
60,315 Class A shares
Held in trust for the benefit of the reporting person
Spouse’s trust holdings
183,605 Class A shares
Held by trust for the benefit of the reporting person’s spouse
IRA holdings
2,800 Class A shares
Held in an Individual Retirement Account for the reporting person
Partnership interest (spouse)
153,313 Class A shares
Spouse’s proportionate partnership interest in AMR Associates LP
Largest Class B block
147,481 Class B shares
Indirect, with 147,481 underlying Class A shares at $0.0000 exercise price
Additional Class B block
85,056 Class B shares
Indirect, with 85,056 underlying Class A shares at $0.0000 exercise price
Exercise price on Class B
$0.0000 per share
Exercise price for Class B positions linked to Class A stock
Key Terms
Non-Employee Directors' Equity Compensation Plan, beneficial ownership, Class A Common Stock, Class B Common Stock, +2 more
6 terms
Non-Employee Directors' Equity Compensation Plan financial
"awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Class A Common Stock financial
"Award-Shares of Class A Common Stock awarded to the Reporting Person"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class B Common Stock financial
"security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Individual Retirement Account financial
"Held in an Individual Retirement Account for the benefit of the Reporting Person"
A tax-advantaged retirement account owned by an individual that holds investments such as stocks, bonds, mutual funds or cash and is governed by rules about how much can be contributed and when money can be withdrawn. It matters to investors because the account’s specific tax rules and withdrawal limits affect how savings grow and when taxes are paid; think of it as a labeled box for retirement money that comes with special tax treatment and rules about when you can open it.
trust fbo financial
"Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Hyster-Yale (HY) director John C. Butler Jr. report in this Form 4?
He reported receiving an award of 1,055 Class A Common shares, granted as “Required Shares” under Hyster-Yale’s Non-Employee Directors' Equity Compensation Plan and held in a trust for his benefit, effective July 1, 2026.
What indirect Hyster-Yale (HY) holdings are shown for John C. Butler Jr. and family?
The filing lists various indirect Class A and Class B holdings through family partnerships, trusts, and an individual retirement account, including positions such as 183,605 Class A shares in a trust for his spouse’s benefit and 2,800 Class A shares in an IRA.
What Class B Hyster-Yale (HY) positions linked to Class A stock are disclosed?
The report shows multiple Class B Common Stock positions tied to Class A Common Stock, including blocks with 147,481, 85,056 and 52,321 underlying Class A shares, all held indirectly through family partnerships and trusts at a stated exercise price of $0.0000.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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