Every Form 4 that IES Holdings, Inc. (IESC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow IESC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full IESC filings page.
Janzen Kelly reported acquisition or exercise transactions in this Form 4 filing.
IES Holdings, Inc. director Kelly Janzen received a grant of 34 shares of common stock. These shares were awarded under the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, after she elected to take part of her board retainer in stock instead of cash or phantom stock units.
Following this grant, Janzen directly holds 263 shares of IES Holdings common stock. The transaction is recorded as a grant or award, not an open-market purchase or sale.
IES Holdings, Inc. director Todd M. Cleveland reported receiving a grant of 37 shares of common stock in the form of Phantom Stock Units (PSUs) as part of his board retainer. The units were granted at $0.00 per share as compensation, not through an open-market purchase.
Following this award, Cleveland holds a total of 60,911 shares of IES common stock. Each PSU converts into one share of common stock when he leaves the board of directors for any reason or if a change of control occurs under the company’s 2006 Equity Incentive Plan.
IES Holdings director John Louis Fouts received an equity-based compensation award in the form of phantom stock units. On the reported date, he acquired 69 Phantom Stock Units under the IES Holdings, Inc. 2006 Equity Incentive Plan by electing to take part of his board retainer in PSUs instead of cash or common stock.
Each unit is designed to convert into one share of IES common stock when he leaves the board for any reason or upon a change of control, as defined in the plan. Following this grant, Fouts directly holds 8,488 shares or units tied to IES common stock.
IES Holdings, Inc. director David B. Gendell received a grant of 34 Phantom Stock Units as part of his board retainer on common stock. These units were issued at no cash cost under the company’s 2006 Equity Incentive Plan and convert one-for-one into common shares when he leaves the board or upon a change of control as defined in the plan.
Following this grant, Gendell directly holds 70,821 shares of IES common stock, with additional indirect holdings of 40,000 shares in a family trust and 6,000 shares in an IRA.
Baldock Jennifer A reported acquisition or exercise transactions in this Form 4 filing.
IES Holdings, Inc. director Jennifer A. Baldock reported a small equity-based compensation grant rather than an open-market trade. She received 36 shares of common stock at a price of $0.00 per share as part of her director retainer, electing stock instead of cash or phantom stock units under the IES Holdings, Inc. 2006 Equity Incentive Plan.
Following this grant, she holds 5,615 common shares directly and 375 common shares indirectly through a family limited liability company that she co-manages. The filing reflects routine compensation-related share issuance and updated ownership levels.
IES Holdings, Inc. director Joe D. Koshkin reported receiving an award of 39 shares of Common Stock-equivalent Phantom Stock Units on July 1, 2026. These units were granted at a price of $0.00 per unit as part of his director retainer compensation.
Following this grant, Koshkin directly holds 44,895 shares of IES Holdings common stock, indicating the award is small relative to his existing position. Each Phantom Stock Unit will convert into one share of common stock when he leaves the board for any reason or upon a qualifying change of control under the company’s 2006 Equity Incentive Plan.
IES Holdings, Inc. insider entities associated with Jeffrey L. Gendell reported open-market sales of 46,720 shares of Common Stock on June 12, 2026. The trades, executed by Tontine Capital Partners, L.P., occurred at weighted-average prices between $750.24 and $764.54 per share. After these transactions, filings show various affiliated Tontine entities and Mr. Gendell together directly holding more than 10 million shares and additional phantom stock units.
IES Holdings, Inc. director Todd M. Cleveland reported open-market sales of a total of 5,000 shares of Common Stock on June 12, 2026. The shares were sold at weighted average prices in ranges between $760.00 and $763.86 per share. After these transactions, he directly holds 60,874 shares.
IES Holdings, Inc. insider filings show that Executive Chairman Jeffrey L. Gendell and related Tontine investment entities reported open-market sales of 32,365 shares of common stock on May 26–27. The trades were executed at weighted average prices generally between $702.24 and $710.37 per share, as detailed in the footnotes.
The filing states that all shares sold were directly held by Mr. Gendell. After these transactions, entities and accounts associated with him are reported as holding more than 10 million shares of IES Holdings common stock, based on the post-transaction share figures in the Form 4.
IES Holdings Executive Chairman Jeffrey L. Gendell reported open-market sales totaling 54,361 shares of IES Holdings common stock on May 13–14. The sales were executed at weighted average prices reported around $683.09 to $698.03 per share, with each line item representing multiple trades within narrow price ranges.
The transactions are reported jointly with several Tontine-affiliated investment entities, but a footnote states that all shares sold were directly held by Mr. Gendell. Following the transactions, the reporting group shows total holdings of 10,525,005 shares of common stock across Mr. Gendell and related entities, indicating they continue to hold a substantial position in IES Holdings.
IES Holdings, Inc. Senior Vice President and Chief Financial Officer Tracy McLauchlin reported an open-market sale of 3,000 shares of common stock on May 8, 2026. The shares were sold at a weighted average price of $662.61 per share, with individual trade prices ranging from $662.00 to $662.61.
Following this transaction, McLauchlin directly holds 62,525 shares of IES Holdings common stock. The filing notes that detailed breakdowns of the number of shares sold at each price within the stated range are available upon request.
IES Holdings, Inc. director Todd M. Cleveland reported open‑market sales of company common stock. On May 6 and May 8, 2026, he sold a total of 12,500 shares at prices generally between about $660 and $683 per share, executed in multiple transactions at various prices as described in the footnotes. Following these sales, he directly owns 65,817 shares of IES Holdings common stock.
IES Holdings, Inc. insider Jeffrey L. Gendell reported open-market sales of the company’s common stock. Over May 6–8, he sold a total of 47,156 shares at prices generally in the $670–$687 range, using weighted-average prices for each trade grouping.
Following these sales, entities associated with Mr. Gendell reported ownership of 10,585,161 shares, and he also directly owns 131,325 shares plus 65,069 phantom stock units under the company’s equity incentive plan. The filing notes that several related Tontine entities may be deemed to beneficially own portions of these holdings and that various parties disclaim beneficial ownership except for their direct and proportional interests.
IES Holdings, Inc. President and CEO Matthew J. Simmes reported open-market sales of a total of 7,000 shares of IES Holdings common stock. The sales occurred on May 5, 2026 across multiple trades, with reported prices generally in the mid‑$650s per share. Footnotes indicate several transactions were executed at weighted average prices, reflecting numerous individual trades within narrow price ranges between $654.85 and $661.87, while another block was sold at $662.33 per share. Following these sales, Simmes continues to hold a direct ownership position in IES Holdings common stock.
IES Holdings, Inc. director Joe D. Koshkin received an award of 60 Phantom Stock Units as equity compensation, rather than cash or common stock for part of his board retainer. These units were granted under the company’s 2006 Equity Incentive Plan at a stated price of $0.00 per unit.
Each unit converts into one share of IES common stock when Mr. Koshkin leaves the board for any reason or upon a defined change of control. Following this grant, he directly owns or is credited with 44,856 shares or units tied to IES common stock.
IES Holdings, Inc. director Todd M. Cleveland acquired 57 Phantom Stock Units as part of his board retainer, electing units instead of common stock or cash. Each unit converts into one share of IES common stock when he leaves the board for any reason or upon a defined change of control, bringing his direct holdings to 78,374 shares.
IES Holdings, Inc. director David B. Gendell reported receiving a grant of 53 Phantom Stock Units under the company’s 2006 Equity Incentive Plan in lieu of part of his board retainer. Each unit converts into one share of common stock when he leaves the board or upon a defined change of control. Following this grant, he holds 70,787 shares directly, with additional indirect holdings of 40,000 shares in a family trust and 6,000 shares in an IRA.
IES Holdings, Inc. director John Louis Fouts received a grant of 107 shares of Common Stock reported as Phantom Stock Units under the company’s 2006 Equity Incentive Plan. Following this award, he holds 8,419 shares directly. Each unit converts into one share when he leaves the board or upon a qualifying change of control.
Baldock Jennifer A reported acquisition or exercise transactions in this Form 4 filing.
IES Holdings director Jennifer A. Baldock received 56 shares of IES Holdings, Inc. common stock as an equity award. The shares were granted under the IES Holdings, Inc. 2006 Equity Incentive Plan after she elected to take part of her board retainer in stock instead of cash or phantom stock units.
After this grant, she holds 5,579 common shares directly. She also has an additional 375 common shares held indirectly through a family limited liability company, where she is a co-manager.
Janzen Kelly reported acquisition or exercise transactions in this Form 4 filing.
IES Holdings director Janzen Kelly received 53 shares of common stock as compensation. The shares were granted at no cash cost under the IES Holdings, Inc. 2006 Equity Incentive Plan as amended. Ms. Janzen elected to take this portion of her director retainer in stock instead of cash or phantom stock units, bringing her direct holdings to 229 shares.
IES Holdings, Inc. director Todd M. Cleveland reported a series of open-market sales of common stock. Over March 2–4, 2026, he sold a total of 2,500 shares in seven transactions at reported weighted-average prices around $500–$514 per share. After these sales, his direct ownership stood at 78,089 shares of IES Holdings common stock.
IES Holdings director Todd M. Cleveland reported open-market sales of 5,000 shares of IESC common stock. The sales took place over February 24–26, 2026 at prices generally between about $510 and $521 per share. After these transactions, he directly owned 80,817 common shares.
IES Holdings, Inc. President and CEO Matthew J. Simmes reported selling 5,000 shares of IES Holdings common stock in open-market transactions on February 18, 2026. The sales were executed in multiple trades at prices ranging from $493.47 to $511.96 per share.
After these transactions, Simmes directly owned 93,575 shares of IES Holdings common stock.
IES Holdings’ major shareholder group reported insider sales of common stock. Tontine Capital Partners, L.P. and affiliated Tontine entities, which are 10% owners associated with Executive Chairman Jeffrey L. Gendell, reported multiple open-market sales totaling 8,159 shares of IES Holdings common stock on February 12, 13 and 17, 2026.
The sales were executed at prices ranging from about $520.10 to $533.26 per share, leaving 10,587,161 shares of common stock indirectly beneficially owned after the last transaction. Footnotes state these securities are held through various Tontine entities and that Mr. Gendell and several entities disclaim beneficial ownership except for securities they directly own or their pro rata interests.
IES Holdings, Inc. Chief Technical Officer reported a sale of company stock in a Form 4 filing. On 12/15/2025, the officer sold 700 shares of common stock at a price of $457.95 per share, reported with transaction code "S," which indicates a sale. After this transaction, the officer beneficially owned 1,098 shares of IES Holdings common stock, held directly.
IES Holdings, Inc. director reports charitable stock gift
A director of IES Holdings, Inc. (IESC) reported a non-cash transaction involving the company’s common stock. On 12/12/2025, the reporting person made a gift of 1,500 shares of IES Holdings common stock, identified with transaction code G, at a stated price of $0 per share, which reflects that no sale proceeds were received. After this transaction, the director beneficially owned 85,748 shares of IES Holdings common stock in direct ownership form. The filing notes that the shares involved in this transaction were gifted to a charitable organization.
IES Holdings, Inc. officer Mary K. Newman reported selling company common stock in two market transactions on December 11, 2025.
She sold 1,335 shares at a weighted average price of $477.43 per share, then sold 665 shares at a weighted average price of $478.71 per share. After these sales, she beneficially owned 21,843.3 shares of common stock directly.
A director of IES Holdings, Inc. reported selling 17,867 shares of common stock on 12/10/2025 at a weighted average price of $452.2 per share. The sale was executed in multiple trades at prices ranging from $451.88 to $452.51, and the director has agreed to provide detailed trade breakdowns upon request.
After this transaction, the director beneficially owns 70,669 shares directly, plus 40,000 shares held in a family trust and 6,000 shares held in an IRA, all of which represent continuing equity exposure to IES Holdings.
IES Holdings’ reporting person, who is a director, reported selling common stock in open-market transactions. On 12/09/2025, the director sold 400, 402, and 4,198 shares of IES Holdings common stock at weighted average prices of $452.63, $450.96, and $449.68 per share, respectively.
Each reported price reflects multiple trades within narrow ranges: $452.48–$453.05, $450.65–$451.33, and $449.46–$450.40. After these sales, the reporting person directly owned 44,723 shares of IES Holdings common stock. The report notes that detailed trade-by-trade pricing information is available to the company, any security holder, or SEC staff upon request.
IES Holdings, Inc. (IESC) filed a Form 4 reporting a routine equity transaction by its Chief Technical Officer. On 11/21/2025, 179 shares of common stock were withheld at a price of $371.19 per share to cover taxes from the vesting of Phantom Stock Units granted on December 6, 2022 under the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated. Following this tax withholding, the reporting person beneficially owns 559 shares of IES common stock directly.
IES Holdings, Inc. (IESC) reported a Form 4 filing for officer Mary K. Newman, who serves as SVP, CAO and General Counsel. On November 21, 2025, 6,142 performance-based phantom stock units (PSUs) granted on December 6, 2022 vested after the company determined that specified annual financial performance objectives and service conditions under its 2006 Equity Incentive Plan had been met.
The filing shows an acquisition of 6,142 shares of Common Stock at $371.19 per share coded as an "A" transaction, and the withholding of 3,423 shares at $371.19 per share coded as an "F" transaction to cover tax obligations from the vesting. Following these transactions, Ms. Newman directly beneficially owns 23,454.3 shares of IES Holdings Common Stock.
IES Holdings, Inc. (IESC) reported an insider equity transaction involving its Senior Vice President, Chief Financial Officer and Treasurer, following the vesting of performance-based phantom stock units. On November 21, 2025, 8,857 performance-based PSUs granted on December 6, 2022 under the company’s 2006 Equity Incentive Plan vested after the company determined that the required financial performance and service conditions tied to the fiscal year ended September 30, 2025 had been met. Each PSU converted into one share of common stock at a reference price of $371.19 per share. To cover associated tax obligations from this vesting, 4,937 shares of common stock were withheld, also at $371.19 per share. After these transactions, the reporting officer beneficially owned 70,097 shares of IES Holdings common stock, held directly.
IES Holdings, Inc. (IESC) reported a Form 4 for its President and CEO, who serves as an officer of the company. On November 21, 2025, 14,172 performance-based phantom stock units (PSUs) granted on December 6, 2022 under the company’s 2006 Equity Incentive Plan vested after the company met specified annual financial performance objectives and service conditions tied to the fiscal year ended September 30, 2025.
Each PSU represented one share of common stock, so the vesting resulted in 14,172 shares acquired at a reported price of $371.19. On the same date, 7,900 shares were withheld at $371.19 to cover tax obligations related to the vesting of time- and performance-based PSUs. Following these transactions, the reporting person directly beneficially owned 107,776 shares of IES Holdings common stock.
IES Holdings, Inc. (IESC) reported an insider equity award vesting for its Executive Chairman and 10% owner, Jeffrey L. Gendell. On November 21, 2025, 20,077 performance-based phantom stock units granted in December 2022 vested after the company met specified financial performance goals and service requirements tied to the fiscal year ended September 30, 2025. Each unit represented one share of common stock.
The filing shows that shares of common stock valued at $371.19 per share were delivered and that 13,179 shares were withheld at the same price to cover tax withholding obligations, reported as a disposition. Following these transactions, Gendell and related Tontine investment entities reported indirect beneficial ownership of 10,776,615 shares of IES common stock. The report is filed jointly by multiple Tontine entities that are associated with Gendell.
Janzen Kelly, a director of IES Holdings, Inc. (IESC), reported the acquisition of 64 shares of the company’s common stock on 10/01/2025. The shares were granted under the 2006 Equity Incentive Plan as part of Ms. Janzen’s election to receive shares in lieu of cash or phantom stock units for a portion of her retainer. The Form 4 shows the shares were received at a price of $0 and that Ms. Janzen beneficially owned 111 shares following the transaction. The filing was signed by an attorney-in-fact on behalf of the reporting person on 10/03/2025.
Joe D. Koshkin, a director of IES Holdings, Inc. (IESC), reported acquiring 72 Phantom Stock Units (PSUs) on 10/01/2025. Following the grant, his reported beneficial ownership is 49,723 shares. The PSUs were granted under the company's 2006 Equity Incentive Plan as part of Mr. Koshkin's election to receive PSUs in lieu of cash or common stock for a portion of his retainer. Each PSU converts to one share of common stock when Mr. Koshkin leaves the board for any reason or upon a defined change of control. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Jennifer A. Baldock, a director of IES Holdings, Inc. (IESC), reported on Form 4 that on 10/01/2025 she was granted 67 Phantom Stock Units (PSUs) under the companys 2006 Equity Incentive Plan in lieu of cash or stock retainer. Each PSU converts to one share of IES common stock if Ms. Baldock leaves the board for any reason or upon a defined change of control. Following the grant she directly beneficially owns 5,454 shares and indirectly owns 375 shares through a family LLC, of which she is a co-manager. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
IES Holdings director David B. Gendell reported transactions on 10/01/2025 showing an acquisition of 64 Phantom Stock Units (PSUs) under the company's 2006 Equity Incentive Plan in lieu of part of his retainer. The Form 4 shows total beneficial ownership of 88,536 shares following the reported transaction, including 40,000 shares held indirectly in a family trust and 6,000 shares held indirectly in an IRA. The PSUs convert to one share each upon Mr. Gendell leaving the board or upon a defined change of control.
Todd M. Cleveland, a director of IES Holdings, Inc. (IESC), reported on Form 4 that on 10/01/2025 he was granted 68 Phantom Stock Units (PSUs) under the company’s 2006 Equity Incentive Plan. Each PSU converts to one share of IES common stock when Mr. Cleveland leaves the board for any reason or upon a change of control as defined in the plan. The filing shows a $0 price for the grant and reports 87,248 shares beneficially owned following the transaction. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact, Mary K. Newman, on 10/03/2025. The form indicates it was filed by one reporting person and that Mr. Cleveland elected PSUs in lieu of cash or common stock for that portion of his retainer.
John Louis Fouts, a director of IES Holdings, Inc. (IESC), reported the acquisition of 128 Phantom Stock Units (PSUs) on 10/01/2025. The PSUs were granted under the 2006 Equity Incentive Plan as part of Mr. Fouts' retainer and were recorded at a price of $0. Each PSU converts to one share of IES common stock when Mr. Fouts leaves the board for any reason or upon a change of control as defined in the plan. After the reported transaction, Mr. Fouts beneficially owned 8,181 shares. The Form 4 was signed on 10/03/2025 by Mary K. Newman as attorney-in-fact.