Every Form 4 that EASTMAN KODAK COMPANY (KODK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow KODK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full KODK filings page.
Eastman Kodak director Michael Sileck reported routine equity compensation activity. He received a grant of 12,726 restricted stock units (RSUs) that convert into common stock on a one-for-one basis and generally vest immediately before the company’s 2027 annual meeting of shareholders. He also exercised 16,393 RSUs into an equal number of common shares, leaving him with 144,254 shares of common stock held directly after the transactions.
Eastman Kodak director David Bovenzi reported routine equity compensation and an option-style vesting event. He received 12,726 restricted stock units (RSUs) on May 20, 2026, which convert into common stock on a one-for-one basis and are scheduled to vest immediately before the company’s 2027 annual shareholder meeting, subject to award terms.
On May 19, 2026, 16,393 RSUs were exercised and converted into 16,393 shares of common stock at a stated price of $0.00 per share, leaving no RSUs from that older grant outstanding. Following these transactions, Bovenzi directly holds 52,142 shares of common stock and 12,726 RSUs, reflecting compensation-related awards rather than open-market buying or selling.
Eastman Kodak director and 10% owner Philippe D. Katz reported routine equity compensation and related deferrals. He received 12,726 restricted stock units that convert into common stock on a one-for-one basis under the company’s 2013 Omnibus Incentive Plan, generally vesting immediately before the 2027 annual shareholder meeting.
Upon vesting of a prior grant of 16,393 restricted stock units on May 19, 2026, Katz deferred the related common shares under Eastman Kodak’s Deferred Compensation Plan for Directors and instead received 16,393 shares of phantom stock, each representing a right to one share of common stock payable after his board service ends, in either a lump sum or up to ten annual installments. The filing also lists existing holdings, including 187,026 shares of common stock held directly, additional shares held indirectly by entities such as KF Investors LLC and Momar Corporation with Katz disclaiming beneficial ownership except for his pecuniary interest, and vested stock options over specified amounts of common stock at exercise prices between $3.03 and $12.00 per share. No open-market purchases or sales are reported.
Eastman Kodak director Kathleen B. Lynch reported equity compensation and deferral activity, not open‑market trading. She received 12,726 restricted stock units that convert one-for-one into common shares and generally vest immediately before the 2027 annual shareholder meeting. On a prior grant vesting on 5/19/2026, she deferred 16,393 common shares into 16,393 phantom stock units under Kodak’s Deferred Compensation Plan for Directors, leaving her with 10,000 common shares, 81,754 phantom stock units, and 12,726 unvested RSUs reported in this filing.
Eastman Kodak director Jason Griffin New reported compensation-related equity awards and a deferral election. On May 20, 2026, he received 12,726 restricted stock units that convert into common stock on a one-for-one basis and generally vest immediately before the company’s 2027 annual shareholders meeting.
On May 19, 2026, 16,393 restricted stock units vested and, instead of taking common shares, he deferred them into 16,393 shares of phantom stock under Eastman Kodak’s Deferred Compensation Plan for Directors, exchanging the same number of common shares. After these entries, he directly holds 88,002 common shares, 81,754 phantom stock units, and fully vested stock options with exercise prices from $3.03 to $12.00 covering individual blocks of 3,666, 6,416, 6,416, and 21,081 underlying shares.
On May 17, 2026, Eastman Kodak CAO and Corporate Controller Richard T. Michaels exercised 10,000 restricted stock units, converting them one-for-one into common stock. To cover taxes on this vesting, 3,648 shares of common stock were withheld at $9.69 per share. Following these transactions, Michaels directly holds 30,182 shares of Eastman Kodak common stock.
Eastman Kodak CFO David E. Bullwinkle reported equity award activity involving common stock and stock options. On May 17, 2026, 50,000 performance stock units and 16,668 restricted stock units converted into the same number of common shares as they vested.
To cover related tax withholding obligations, 18,025 and 6,009 common shares were delivered back to the company, which is a non-market disposition. After these transactions, Bullwinkle directly holds 133,441 shares of common stock. He also continues to hold several stock option grants over Kodak common stock at exercise prices between $3.90 and $16.24 per share.
Eastman Kodak’s General Counsel Roger W. Byrd reported routine equity compensation activity. He exercised performance and restricted stock units into 33,334 shares of common stock, while 8,118 shares were withheld to cover tax obligations. After these transactions, he directly holds 121,380 common shares and retains several vested stock option awards with exercise prices between $4.28 and $12.50 expiring from 2027 through 2030.
EASTMAN KODAK CO director and 10% owner Philippe D. Katz reported buying 2,000 shares of common stock at $10.30 per share in an open-market transaction. After this purchase, he directly holds 187,026 common shares, plus several indirect positions held through related entities.
The filing also lists indirect holdings owned by entities such as KF Investors LLC and Momar Corporation, for which Mr. Katz disclaims beneficial ownership except to the extent of his pecuniary interest. In addition, he directly holds multiple stock options with exercise prices between $3.03 and $12.00 per share, as well as phantom stock and restricted stock units linked one-for-one to Kodak common shares.
Eastman Kodak Company disclosed that investment funds advised by Kennedy Lewis completed an administrative swap of their 4.0% Series B Convertible Preferred Stock into newly designated 6.0% Series B Convertible Preferred Stock. This reflects a charter amendment that increased the dividend rate to 6% and improved the conversion rate to 10 shares of common stock per preferred share from 9.5238.
The 4.0% Series B preferred was redesignated as 6.0% Series B, with prior 4.0% holdings shown as dispositions to the issuer and new 6.0% holdings shown as grant or award acquisitions, all held indirectly through Kennedy Lewis funds. The new preferred carries a liquidation preference of $100 per share and is subject to mandatory redemption on June 11, 2029 at liquidation preference plus accrued, accumulated and unpaid dividends.
Conversions into common stock are allowed at the holder’s option but are limited by a 4.99% Beneficial Ownership Limitation, which funds may change with at least 61 days’ written notice. Various Kennedy Lewis advisory and general partner entities, as well as David Chene and Darren Richman, may be deemed to share voting and investment power, while each disclaims beneficial ownership beyond pecuniary interest.
Eastman Kodak Company insiders associated with Kennedy Lewis funds reported an internal redesignation of their preferred stock holdings. On March 11, 2026, all reported 4.0% Series B Convertible Preferred Stock was disposed of back to the issuer and replaced with 6.0% Series B Convertible Preferred Stock in corresponding amounts.
The new preferred shares carry a 6% dividend rate, up from 4%, and are convertible into common stock at 10 shares of common per share of preferred, subject to a 4.99% Beneficial Ownership Limitation. The preferred stock has a liquidation preference of $100 per share and is subject to mandatory redemption by Kodak on June 11, 2029, at liquidation preference plus accrued, accumulated and unpaid dividends.
Eastman Kodak Executive Chairman and CEO James V. Continenza reported equity compensation activity involving restricted stock units (RSUs) and common stock. On February 26, 2026, 100,000 RSUs that convert into common stock on a one-for-one basis vested and were exercised into 100,000 shares of common stock at a price of $0.0000 per share. To cover tax withholding obligations on this RSU vesting, 39,350 shares of common stock were disposed of at $7.53 per share, leaving 3,111,546 shares of common stock held directly following the transactions. The filing also shows ongoing holdings of RSUs, phantom stock, and stock options that vest or become payable on various future dates.
EASTMAN KODAK CO Executive Chairman and CEO James V. Continenza received a grant of 5,000,000 restricted stock units on February 24, 2026. The RSUs convert into common stock on a one-for-one basis and, under the award terms, will vest annually in five equal installments starting on 12/31/2026.
The filing also reports Continenza’s existing equity interests, including holdings of restricted stock units with various vesting dates in 2026–2028, phantom stock units representing the right to receive common shares after board service ends, several fully vested stock option awards, and 3,050,896 shares of common stock held directly.
Eastman Kodak executive Roger W. Byrd, General Counsel and Senior Vice President, exercised stock options for 15,000 shares of common stock on February 17, 2026. The options converted into common stock at a price of $3.03 per share through an option exercise.
As part of a net exercise, 8,107 shares of common stock at $7.72 per share were withheld to cover the option exercise price and tax withholding obligations, and he retained the remaining shares. After these transactions, he directly owned 96,164 shares of common stock.
Byrd also holds 8,334 restricted stock units and 25,000 performance stock units, both convertible into common stock on a one-for-one basis and scheduled to vest on May 17, 2026, with the performance units vesting only if a specified volume-weighted average price condition is met.
Eastman Kodak Executive Chairman and CEO James V. Continenza reported equity compensation activity on February 12, 2026. He acquired 122,549 and 56,079 shares of common stock at $0 per share upon vesting of performance-based restricted stock units granted under Kodak’s 2013 Omnibus Incentive Plan.
To cover tax withholding on these vestings, 4,173 and 2,103 shares were disposed of at $7.53 per share. Following these transactions, he directly beneficially owns 3,050,896 Kodak common shares. He also holds multiple restricted stock unit awards, phantom stock units and fully vested stock options, with RSUs scheduled to vest between 2026 and 2028 and options expiring on February 19, 2029.
Eastman Kodak Company executive Roger W. Byrd, the General Counsel, Secretary and Senior Vice President, reported a stock option exercise and related share withholding. On 01/14/2026, he exercised a stock option for 70,000 shares of common stock at an exercise price of $3.09 per share, increasing his direct holdings to 129,266 shares immediately after the exercise.
On the same date, 39,995 shares of common stock were withheld at a price of $7.55 per share to cover the option exercise price and tax withholding obligations in a "net exercise". After this withholding, he directly owned 89,271 common shares. The option, granted under the Company’s 2013 Omnibus Incentive Plan and scheduled to expire on 01/15/2026, was exercised under a Board committee policy allowing net exercises within three months of expiration.
Byrd also reports holdings of 8,334 restricted stock units and 25,000 performance stock units, each convertible into common stock on a one-for-one basis and scheduled to vest on 05/17/2026, with the performance units and certain stock options vesting only if a volume-weighted average price condition is met. He additionally holds multiple vested or time- and performance-based stock options with exercise prices ranging from $3.03 to $12.50 and expirations including 02/19/2026, 02/19/2029 and 05/17/2030.
Eastman Kodak's CFO and Senior Vice President, David E. Bullwinkle, reported a stock option exercise and related share withholding. On 01/05/2026, he exercised 15,000 stock options with a conversion or exercise price of $3.03 per share, receiving common stock of the same amount. As part of a "net exercise," 9,421 common shares were withheld at a price of $8.42 per share to cover the option exercise price and tax withholding obligations, and he retained the remaining shares. Following these transactions, he directly owned 90,807 shares of common stock. He also held 16,668 restricted stock units that convert into common stock on a one-for-one basis and are scheduled to vest on 05/17/2026, and 50,000 performance stock units that will vest on 05/17/2026 if a specified volume-weighted average price condition is met.
Eastman Kodak Company Executive Chairman and CEO James V. Continenza reported multiple stock option exercises and related share withholdings on 12/19/2025. He exercised options to buy 1,150,000 and 981,707 shares of common stock at an exercise price of $3.03 per share. A total of 706,229 and 602,878 shares were withheld at a price of $8.33 per share to cover the option exercise price and tax withholding in a "net exercise," and he retained the remaining shares. Following these transactions, he directly beneficially owned 2,878,544 shares of common stock. He also reports holdings of restricted stock units that vest between 2026 and 2028, phantom stock representing 241,589 share-equivalent units, and additional stock options with exercise prices between $4.53 and $12 expiring on 02/19/2029.
Eastman Kodak Company disclosed that funds advised by Kennedy Lewis purchased an aggregate 1,000,000 shares of its 4.0% Series B Convertible Preferred Stock from third-party sellers on December 5, 2025. The shares were bought in privately negotiated transactions at $101.50 per preferred share and carry a 4.0% annual cumulative cash dividend and a $100 liquidation preference per share.
Each preferred share is convertible into 9.5238 shares of Eastman Kodak common stock, subject to antidilution adjustments and a 4.99% Beneficial Ownership Limitation that restricts conversions which would push a fund’s ownership above that level. The preferred stock is convertible at the holder’s option, is subject to mandatory redemption after a specified anniversary of February 26, 2021, and may be mandatorily converted into common stock if the common share price reaches at least $14.50 for 45 trading days within a 60-day window. Certain Kennedy Lewis affiliates and principals are deemed directors of Eastman Kodak through board representation.
Eastman Kodak (KODK) insider affiliates reported a large preferred stock purchase. On December 5, 2025, Kennedy Lewis–managed funds purchased an aggregate 1,000,000 shares of Kodak’s 4.0% Series B Convertible Preferred Stock from several third-party sellers in privately negotiated deals at $101.50 per share. The preferred stock carries a $100 per share liquidation preference and pays 4.0% cumulative annual cash dividends, payable quarterly.
Each preferred share is convertible into 9.5238 shares of Kodak common stock, subject to antidilution adjustments, but an agreed 4.99% Beneficial Ownership Limitation restricts conversions that would push any fund’s beneficial ownership above that threshold, unless the fund changes this limit with at least 61 days’ notice. The preferred shares are redeemable by Kodak on a date tied to the fifth anniversary of February 26, 2021, and may also be mandatorily converted to common stock if Kodak’s common share price meets a specified trading-price condition.
Eastman Kodak Company reported equity activity for its Executive Chairman and CEO, who is also a director. On 11/29/2025, the insider exercised restricted stock units (RSUs) that converted into common stock, adding 57,471 shares in one transaction and 196,335 shares in another at an exercise price of $0 per share, consistent with RSU terms. To cover tax withholding on these vestings, the company withheld 22,615 shares and 77,258 shares at a price of $7.64 per share. After these transactions, the insider directly owned 2,055,944 shares of Eastman Kodak common stock. In addition, the insider received a new grant of 163,613 RSUs under the company’s Amended and Restated 2013 Omnibus Incentive Plan, which are scheduled to vest in substantially equal installments on 11/29/2026, 11/29/2027 and 11/29/2028, subject to the award terms.
Eastman Kodak Company director and 10% owner Philippe D. Katz reported buying additional common stock of EASTMAN KODAK CO (KODK). On 11/17/2025, he purchased 5,000 shares of common stock at a price of $7.35 per share in an open-market transaction, bringing his directly owned holdings to 185,026 shares.
In addition to his direct holdings, Mr. Katz reports indirect beneficial ownership of 2,522,011 shares held by KF Investors LLC, 1,569,870 shares held by Momar Corporation, 7,598 shares held by United Equities Commodities Company, 87,720 shares held by Marneu Holding Company, and 48,875 shares held by 111 John Realty Corp., while disclaiming beneficial ownership except to the extent of his pecuniary interest.
He also holds derivative interests: 16,393 restricted stock units that convert one-for-one into common stock and vest immediately before the company’s 2026 annual meeting of shareholders, 125,871 phantom stock units payable after his separation from service as a director, and several fully vested stock options to buy common stock at exercise prices of $3.03, $4.53, $6.03, and $12 with expirations including 05/19/2027 and 05/19/2030.
Eastman Kodak (KODK) insider transaction: On 11/10/2025, Roger W. Byrd, General Counsel, Secretary and SVP, exercised 19,744 stock options at $3.09 and sold 19,744 common shares at $8 pursuant to a Rule 10b5-1 plan adopted on 06/16/2025.
Following the transactions, he beneficially owns 59,266 common shares directly. Derivative holdings listed include vested and time- or performance-based awards with future vesting and expiration dates as disclosed.