Moelis & Co (NYSE: MC) director plans $130K stock sale

Rhea-AI Filing Summary

Moelis & Co (MC) director Kenneth Shropshire filed a notice of proposed sale of company stock under Rule 144. The filing indicates an intention to sell up to 1,881 shares of Moelis common stock, through Morgan Stanley Smith Barney LLC, with an aggregate value of $129,901.86 as reflected in the form.

The shares relate to multiple restricted stock awards originally issued by Moelis on dates from April 1, 2018 through April 1, 2026. The planned sale is listed for trading on the NYSE.

Key Figures

Shares proposed for sale: 1,881 shares of common stock Aggregate value of securities: $129,901.86 Restricted stock grant on 04/01/2018: 68 shares +2 more

5 metrics

Shares proposed for sale 1,881 shares of common stock Amount of Moelis & Co common stock in the Rule 144 notice

Aggregate value of securities $129,901.86 Aggregate value shown for the 1,881 Moelis & Co shares in the securities information section

Restricted stock grant on 04/01/2018 68 shares Portion of the common stock to be sold originated from this Moelis restricted stock award

Restricted stock grant on 07/01/2021 1,428 shares Largest individual Moelis restricted stock award listed among the securities to be sold

Most recent restricted stock grant listed 53 shares on 04/01/2026 Latest Moelis restricted stock grant date among the securities to be sold

Key Terms

Rule 144, Restricted Stock, Form 144, Securities To Be Sold

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 04/01/2018 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Issuer Information Name of Issuer"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities To Be Sold financial

"144: Securities To Be Sold Common | 04/01/2018"

FAQ

What does the Form 144 filing for MC disclose about Kenneth Shropshire?

The Form 144 shows that director Kenneth Shropshire has filed a notice of proposed sale under Rule 144 for Moelis & Co (MC) common stock, indicating an intention to sell up to 1,881 shares that originated from restricted stock awards.

How many MC shares are covered by Kenneth Shropshire’s Form 144?

The filing lists a proposed sale of 1,881 shares of Moelis & Co common stock. This figure appears in the securities information section tied to the planned NYSE transaction through Morgan Stanley Smith Barney LLC.

What is the aggregate value of MC shares in this Form 144 filing?

The securities information section reports an aggregate value of $129,901.86 for the 1,881 shares of Moelis & Co common stock that are the subject of the proposed Rule 144 sale.

Through which broker are the MC shares expected to be sold?

The proposed sale of Moelis & Co (MC) common stock is listed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, as disclosed in the Form 144 securities information section.

What type of MC securities are being sold in Kenneth Shropshire’s Form 144?

All of the securities listed in the Form 144 for Moelis & Co (MC) are common stock that originated as restricted stock issued by the company on various grant dates between April 1, 2018 and April 1, 2026.

On which market is the MC stock in this Form 144 listed?

The Form 144 identifies Moelis & Co (MC) common stock as listed on the NYSE in connection with the proposed Rule 144 sale of 1,881 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/27/2026 - 05:03 PM Accepted by SEC EDGAR 08/27/2026 - 05:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001358892
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MOELIS & COMPANY
SEC File Number	001-36418
Address of Issuer	399 PARK AVENUE, 4TH FLOOR NEW YORK NEW YORK 10022
Phone	(212) 883-3800
Name of Person for Whose Account the Securities are To Be Sold	KENNETH SHROPSHIRE
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1881	129901.86	74078589	08/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2018	Restricted Stock	Issuer			68	04/01/2018	Not Applicable
Common	07/01/2021	Restricted Stock	Issuer			1428	07/01/2021	Not Applicable
Common	07/03/2023	Restricted Stock	Issuer			46	07/03/2023	Not Applicable
Common	10/01/2024	Restricted Stock	Issuer			59	10/01/2024	Not Applicable
Common	04/01/2025	Restricted Stock	Issuer			61	04/01/2025	Not Applicable
Common	07/01/2025	Restricted Stock	Issuer			62	07/01/2025	Not Applicable
Common	10/01/2025	Restricted Stock	Issuer			52	10/01/2025	Not Applicable
Common	01/01/2026	Restricted Stock	Issuer			52	01/01/2026	Not Applicable
Common	04/01/2026	Restricted Stock	Issuer			53	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Kenneth L Shropshire
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)