Welcome to our dedicated page for Mitsub Ufj Fg SEC filings (Ticker: MUFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Mitsubishi UFJ Financial Group, Inc. filings document its status as a foreign issuer that files annual reports on Form 20-F and furnishes current reports on Form 6-K. The record includes consolidated financial statements, Japanese GAAP quarterly materials, Basel 3 risk-adjusted capital ratios and disclosures incorporated by reference into Form F-3 registration statements.
MUFG filings also cover senior debt security forms, legal opinions, common-stock repurchase activity under the Companies Act of Japan, changes in representative corporate executives and stock exchange listing information. These disclosures describe the group’s capital structure, regulatory capital position, governance actions and formal reporting obligations as a Japanese global financial institution.
MUFG prospectus supplement (424B5) describes terms of subordinated AT1, Tier 2 and fixed-term subordinated debt securities, including interest, cancellation and write-down mechanics. Interest on AT1 securities accrues on a 360-day year and may be cancelled at MUFG's discretion or if regulatory capital buffer requirements trigger capital distribution constraints. A Capital Ratio Event is defined where consolidated CET1 falls below 5.125%. A Non-Viability Event (Prime Minister confirmation) or Bankruptcy Event can cause permanent write-downs to zero and cancellation of securities, with holders losing their investment and having limited enforcement rights. Balance-sheet figures include multiple yen amounts (e.g., ¥77,798,555; consolidated subordinated liabilities: Liquidation Parity Liabilities ¥2,732.1 billion and other subordinated debt ¥2,546.3 billion as of June 30, 2025). Corporate actions: MUFG repurchased 126,363,300 shares for ¥250.0 billion (May–July 2025) and paid dividends of ¥39.0 per share totaling ¥449.7 billion in June 2025. Foreign exchange rates used: ¥149.52=US$1, ¥162.8=€1, ¥93.97=AU$1, ¥19.22=HK$1.
Mitsubishi UFJ Financial Group (MUFG) prospectus supplement describes terms and risks for multiple debt series including floating rate notes due 2031, 6-year notes due 2031, 11-year notes due 2036, fixed-term subordinated (Tier 2) securities and perpetual subordinated (AT1) securities.
Interest conventions, Business Day rules and reset mechanics are specified: floating rate interest uses actual/360 and SOFR; 6-year and 11-year notes use 30/360 with initial fixed periods to September 2030/2035 and reset to a U.S. Treasury-based rate plus a spread thereafter. The document references incorporation of MUFG Form 20-F and Form 6-K (unaudited Japanese GAAP Q2 results furnished to the SEC on August 7, 2025) and discloses exchange rates as of March 31, 2025 (¥149.52 = US$1.00, ¥93.97 = A$1.00, ¥162.08 = €1.00, ¥19.22 = HK$1.00).
Significant investor risks are emphasized: Non-Viability Write-Down provisions for Tier 2 and AT1 securities that may write principal to zero upon a Non-Viability Event confirmed by the Prime Minister of Japan; suspension or failed settlement through DTC/clearance following such events; tax withholding rules under Japanese law and conditions for exemption or reduced treaty rates. Redemption, subordination and default provisions for senior, subordinated and perpetual securities are described.
Mitsubishi UFJ Financial Group (MUFG) disclosed its Basel III risk-adjusted capital ratios for the quarter ended June 30, 2025. On a consolidated basis the total capital ratio was 18.67% (down 0.16 percentage points), Tier 1 capital ratio was 16.59% (down 0.05 points) and Common Equity Tier 1 (CET1) was 13.95% (down 0.23 points). Total consolidated capital stood at ¥20,301.8 billion (up ¥156.7 billion) and risk-weighted assets were ¥108,725.1 billion (up ¥1,794.7 billion), with the 8% required capital equivalent to ¥8,698.0 billion.
At the operating-bank level, MUFG Bank (consolidated) reported a total capital ratio of 19.43% and CET1 of 14.77%, while Mitsubishi UFJ Trust and Banking (consolidated) reported a total capital ratio of 19.21% and CET1 of 12.83%. The disclosure shows modest quarter-over-quarter declines in capital ratios driven alongside increases in risk-weighted assets while absolute capital balances generally rose.
Mitsubishi UFJ Financial Group filed a Form 13F holdings report showing a total reported value of $53,116,216,624 across 1 reported position. The report was signed by Hidetoshi Fuwa on 08-08-2025.
Mitsubishi UFJ Financial Group (MUFG) – Q1 FY25 (three months ended 30 Jun 2025, J-GAAP).
- Ordinary income ¥3.254 tn -7.7 % YoY; ordinary profit ¥708.5 bn -3.4 %; profit attributable to owners ¥546.1 bn -1.8 %. Basic EPS virtually flat at ¥47.55.
- Total assets fell to ¥401 tn (-3 % from Mar-25); equity-to-asset ratio steady at 5.0 %. NPL ratio improved to 1.05 % (1.11 %).
- Segment net revenue slid to ¥1.37 tn (-11 %); operating profit ¥542 bn (-21 %). Trading income -25 % while credit costs improved by ¥120 bn to -¥46.9 bn.
- Comprehensive income collapsed 86 % to ¥136 bn due to weaker securities/FX valuations.
- MUFG maintains FY26 profit target of ¥2.0 tn and expects a higher full-year dividend of ¥70, up from ¥64.
- Domestic loan-deposit spread widened to 0.89 % (0.80 %); average loan rate rose to 1.06 %.
The quarter shows modest profit erosion driven by softer revenue and market gains, partially offset by lower credit provisioning and wider spreads. Balance-sheet quality and shareholder return guidance remain intact.
Sumitomo Mitsui Trust Group (SMTG) filed Amendment No. 1 to Schedule 13G disclosing a passive stake in Mitsubishi UFJ Financial Group (MUFG) as of 30 Jun 2025.
Key figures:
- Shares owned: 595,471,400
- Ownership: 4.9 % of MUFG common stock
- Voting power: Sole 0; Shared 540,001,500
- Dispositive power: Sole 0; Shared 595,471,400
SMTG classifies itself as a parent holding company/financial institution (HC, FI) and certifies the holdings are kept in the ordinary course, with no intent to influence control. Two asset-management subsidiaries—Sumitomo Mitsui Trust Asset Management and Nikko Asset Management—may also be deemed beneficial owners. Because the position sits just under the 5 % threshold, SMTG avoids additional reporting or activist obligations while remaining a significant institutional shareholder of MUFG.