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NeoVolta (NEOV) SEC Filings, Oct 2025-Jan 2026

NEOV NASDAQ

NeoVolta Inc. filings document material-event disclosures for a Nevada energy storage company with Nasdaq-listed common stock and warrants. Recent 8-K and 8-K/A reports cover definitive agreements, registered direct and sales-agreement equity financing arrangements, common-stock issuance terms, warrant security disclosures and use-of-proceeds language for working capital and general corporate purposes.

The company’s regulatory record also covers governance and compensation matters, including annual-meeting voting results, officer changes, restricted stock unit cancellations and replacement option awards. Filings related to NeoVolta Power describe operating-agreement changes for the Georgia battery energy storage manufacturing joint venture and its ownership and control structure.

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NeoVolta, Inc. entered into a securities purchase agreement for a registered direct offering of 2,100,841 shares of common stock at $4.76 per share. This is expected to generate approximately $10 million in gross proceeds, which the company plans to use for working capital and general corporate purposes. The closing is expected on or about January 26, 2026, subject to customary conditions.

NeoVolta also provided preliminary financial data, indicating cash and cash equivalents of $242,434 as of December 31, 2025. For the three months ended December 31, 2025, it anticipates revenue between $4.4 million and $4.6 million and gross profit between $700,000 and $800,000, noting these figures are estimates and may change after normal closing procedures.

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NeoVolta, Inc. entered into an Operating Agreement and a related Contribution Agreement to form NeoVolta Power, LLC, a Delaware company created to jointly own and operate a domestic battery energy storage manufacturing facility in Georgia. NeoVolta, NPJV MANAGER LLC and Can Current Corporation will be members of the new venture.

NeoVolta agreed to provide up to $40,000,000 in capital contributions in exchange for 60 Class A Membership Interests, with $15.0 million scheduled based on the Company’s working capital needs. CCC and NMC will receive 20 Class B Membership Interests each for technical and management services, with vesting dependent on separate services agreements that must be executed by March 31, 2026 or the related interests revert to the Company.

A five‑member Board of Managers, with three managers designated by NeoVolta and two by NMC, will govern the venture. The agreements address capital contribution defaults, income and cash distribution policies, restrictions on transfers, protections related to foreign entity compliance, and potential dissolution events, giving structure to how the manufacturing business will be funded, managed, and eventually wound down if necessary.

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NeoVolta, Inc. reported the results of its annual shareholder meeting held on December 10, 2025. A total of 18,688,243 shares of common stock voted, representing about 54.3% of the 34,413,839 shares outstanding as of the October 17, 2025 record date.

All five director nominees — Ardes Johnson, Steve Bond, Chandler Weeks, Susan Snow, and John Hass — were elected to serve until the next annual meeting. Shareholders also ratified the appointment of MaloneBailey, LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 18,667,468 votes for, 12,809 against, and 7,966 abstentions.

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NeoVolta Inc. reported an equity compensation award to its Chief Technology Officer on a Form 4. On 10/01/2025, the officer received 450,000 restricted stock units (RSUs), each representing a contingent right to receive one share of NeoVolta common stock.

The RSUs vest in 12 equal quarterly installments, conditioned on the officer’s continued service with the company on each vesting date. Following this grant, the officer beneficially owns 450,000 derivative securities directly. The award was issued in connection with the officer’s employment.

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NeoVolta Inc. filed a Section 16 ownership report for its Chief Technology Officer, Thomas Enzendorfer, for an event dated 10/01/2025. The filing shows indirect beneficial ownership of 104,580 shares of NeoVolta common stock.

These shares are held in a trust for the benefit of the officer’s spouse and children. The reporting person disclaims beneficial ownership of these securities, and the report states it should not be considered an admission of beneficial ownership for Section 16 or for any other purpose.

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NeoVolta, Inc. reported that it entered into subscription agreements with accredited investors for a private placement of 5,200,000 shares of common stock at $2.50 per share. This unregistered sale of equity securities is expected to close on or about December 1, 2025.

The company states that gross proceeds from the offering were approximately $13.0 million, before deducting offering expenses. This transaction provides new cash to NeoVolta in exchange for issuing additional common shares, which increases the total number of shares held by investors.

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NeoVolta (NEOV) filed its quarterly report for the period ended September 30, 2025. Revenue rose to $6,650,258 from $590,236 a year ago as new sales channels expanded. Gross profit was $1,577,252, yielding a gross margin of about 24%. Operating expenses increased to $2,431,580, and interest expense reached $389,134, resulting in a net loss of $1,243,322, or $0.04 per share.

Cash was $889,819, with accounts receivable of $5,210,379 and inventory of $1,478,780. The company used $2,494,069 in operating cash flow and reported financing inflows of $2,589,052, including use of short‑term borrowings. Short‑term notes payable were $4,142,275 and the balance on a $5,000,000 line of credit was $633,538 at 16% interest. Four dealers accounted for approximately 35%, 18%, 11% and 11% of quarterly revenue. Subsequent events included an asset purchase from Neubau for approximately $1.5 million (cash and 200,000 shares), potential earn‑outs up to 4,000,000 shares, a $10 per‑unit royalty, a lease extension with future payments of about $1.2 million, and a 200,000‑share debt-for-equity exchange reducing principal by $500,000. The company reported a material weakness in disclosure controls due to lack of segregation of duties.

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NeoVolta, Inc. (NEOV) will hold its 2025 Annual Meeting on December 10, 2025 at 10:00 A.M. PT at 12195 Dearborn Place, Poway, CA. Stockholders are asked to elect five directors—Ardes Johnson, Steve Bond, Susan Snow, John Hass, and Chandler Weeks—and ratify MaloneBailey, LLP as independent auditor for the fiscal year ending June 30, 2026.

Only holders of record at the close of business on October 17, 2025 may vote. There were 34,733,692 shares outstanding as of the Record Date. Directors are elected by a plurality of votes cast; auditor ratification requires a majority of voting power present. A majority of outstanding shares constitutes a quorum.

The Board reports a majority of independent directors, fully independent audit, compensation, and nominating committees, and policies prohibiting hedging, pledging, and short sales by insiders. The proxy materials and 2025 Annual Report are available via SEC “Notice and Access.”

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NeoVolta, Inc. (NEOV) furnished a press release announcing its financial results for the fiscal quarter ended September 30, 2025. The press release is included as Exhibit 99.1.

The company stated that the information in this report, including the exhibit, is being furnished and is not deemed “filed” under the Exchange Act. NeoVolta’s securities trade on Nasdaq under the symbols NEOV (common stock) and NEOVW (warrants). The report was signed by Chief Financial Officer Steve Bond.

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FAQ

How many NeoVolta (NEOV) SEC filings are available on StockTitan?

StockTitan tracks 53 SEC filings for NeoVolta (NEOV), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NeoVolta (NEOV)?

The most recent SEC filing for NeoVolta (NEOV) was filed on January 23, 2026.