Welcome to our dedicated page for Orange Cnty Bancorp SEC filings (Ticker: OBT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Orange County Bancorp, Inc. filings document the public reporting record for a Nasdaq-listed bank holding company whose common stock is registered under Section 12(b). Current reports furnish earnings releases for the banking and wealth management businesses, cash dividend announcements, investor presentations, and other material events affecting the company and its subsidiaries.
Proxy and governance filings cover director elections, independent auditor ratification, executive compensation arrangements, and annual meeting matters. The filings also identify the company's capital structure, including common stock par value, and present formal disclosures around operating performance, growth strategy, emerging growth company status, and shareholder voting.
Keane Kevin J reported acquisition or exercise transactions in this Form 4 filing.
Orange County Bancorp director Kevin J. Keane received a compensation-related grant of phantom stock tied to company shares. On April 1, 2026, he was awarded phantom stock economically equivalent to 622 shares of common stock at a reference value of $32.32 per share, increasing his phantom stock balance to 18,102 units.
The phantom stock and restricted stock units vest 100% either on the grant date or on February 19, 2027, and are settled in common shares when he separates from service. Following this grant, he holds 19,266 common shares directly, plus 7,400 shares through a partnership and 832 shares via a 401(k), reflecting primarily long-term incentive and retirement-related holdings rather than open-market trading.
Orange County Bancorp, Inc. director Marianna R. Kennedy received an equity-based award in the form of phantom stock on April 1, 2026. The grant is classified as a grant/award acquisition and is economically equivalent to 175 shares of common stock.
Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable when she separates from service as a director. Following the transaction, she holds 10,089 phantom stock units and 1,466 shares of common stock directly, along with restricted stock units that vest as described in the footnotes.
Rouis Jonathan F reported acquisition or exercise transactions in this Form 4 filing.
Orange County Bancorp director Jonathan F. Rouis reported a grant of phantom stock linked to 139 shares of common stock. The grant is priced at $32.32 per unit and represents a compensation award rather than an open-market trade.
After this grant, Rouis holds 7,222 phantom stock units, which are economically equivalent to common shares and become payable when he leaves board service. He also holds 9,166 common shares directly and 400 common shares indirectly through his spouse, reflecting his overall equity exposure to the company.
Rowley Richard B reported acquisition or exercise transactions in this Form 4 filing.
Orange County Bancorp director Richard B. Rowley received a new phantom stock award linked to 701 shares of common stock. The grant was made at a reference price of $32.32 per phantom share and is structured as compensation, not an open-market trade. Each share of phantom stock is economically equivalent to one share of common stock and becomes payable when he separates from service as a director. After this award, Rowley holds 25,570 phantom stock units and 537,134 shares of common stock directly, reflecting a largely unchanged overall equity position aside from this routine grant.
Schiller Jon reported acquisition or exercise transactions in this Form 4 filing.
Orange County Bancorp director Jon Schiller received a new phantom stock award tied to 622 shares of common stock. The award, dated April 1, 2026, is referenced at a price of $32.32 per share and is economically equivalent to common stock, becoming payable upon his separation from service as a director.
Following this grant, Schiller holds 5,433 phantom stock units and 12,473 shares of common stock, both reported as directly owned. Footnotes note additional restricted stock units that vest 100% on February 19, 2027 and are settled in common stock upon his separation from service.
Orange County Bancorp director Olga Luz Tirado received a grant of phantom stock on Common Stock-equivalent terms. The award is coded as a grant/acquisition and is tied to 155 shares of underlying common stock, with each phantom share economically equivalent to one common share.
Following this grant, Tirado holds 532 phantom stock units and 2,963 shares of common stock directly. The filing notes that phantom stock and related restricted stock units become payable or are settled in common shares upon her separation from service as a director, with the restricted stock units vesting 100% on February 19, 2027.
Orange County Bancorp, Inc. extended the employment agreement of President and CEO Michael J. Gilfeather through March 31, 2029, keeping him in his current roles at both the holding company and Orange Bank & Trust Company. The company also amended his supplemental executive retirement plan to add a discretionary employer contribution of $125,000 for the 2028 plan year, which will fully vest on March 30, 2029. All other terms of both the employment agreement and the SERP participation agreement remain unchanged, indicating a targeted adjustment to retain leadership rather than a broad overhaul of compensation arrangements.
Orange County Bancorp, Inc. Senior Vice President and Chief Operating Officer Elizabeth A. Jones reported equity compensation activity in company common stock. She received a grant of 3,792 shares at a price of $0.00 per share, increasing her direct holdings to 11,922 shares before related tax withholding.
To cover tax obligations, 656 shares were disposed of at $31.15 per share, leaving her with 11,266 directly held shares after the transactions. Footnotes state that her holdings include restricted stock units that vest in equal one-third installments beginning on March 21, 2025, March 20, 2026, and March 19, 2027.
Orange County Bancorp EVP and CFO Michael Lesler received a grant of 5,059 shares of Common Stock on March 19, 2026, recorded at $0.00 per share as a stock award. On the same date, 1,177 shares of Common Stock were disposed of at $31.15 per share to satisfy tax obligations, a non‑market, tax-withholding transaction.
Following these transactions, Lesler directly holds 16,216 shares of Common Stock. He also has indirect holdings of 1,623 shares through a 401(k) plan and 2,000 shares through an IRA. In addition, he holds 2,519 units of Phantom Stock tied to Common Stock under a performance-based SERP, which may be settled in company shares upon distribution based on his prior elections. Footnotes explain that his direct holdings include restricted stock units vesting in one-third increments starting on March 21, 2025, March 20, 2026, and March 19, 2027.
Orange County Bancorp SVP and Chief Risk Officer Michael Listner received a stock award and had shares withheld for taxes. He acquired 2,827 shares of common stock as a grant at $0.0000 per share, and 832 shares were disposed of at $31.15 per share to cover tax obligations.
After these transactions, he directly holds 9,969 shares of common stock. His holdings include restricted stock units that vest in equal one-third installments beginning on March 21, 2025, March 20, 2026, and March 19, 2027, providing a staged compensation over several years.