Every Form 4 that Rocky Mountain Chocolate Factory, Inc. (RMCF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RMCF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RMCF filings page.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. KEATING MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Melvin L. Keating received a grant of 7,000 shares of Common Stock on September 22, 2026. The award was at a reported price of $0.00 per share, increasing his directly held stake to 110,079 shares.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Quinn Brian J reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Brian J. Quinn received a grant of 7,000 shares of common stock on September 22, 2026 as compensation for Board of Directors committee participation. Following this award, he directly holds 105,961 shares of common stock. No Rule 10b5-1 trading plan is reported for this grant.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Perez Jacome Friscione Alberto reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Alberto Perez Jacome Friscione received a grant of 7,000 shares of Common Stock on September 22, 2026, as compensation for Board of Directors committee participation. Following this award, he directly holds 86,016 shares of the company’s common stock. No Rule 10b5-1 trading plan is reported for this transaction.
Rocky Mountain Chocolate Factory, Inc. (RMCF) director and ten percent owner Jeffrey Richart Geygan reported multiple changes in holdings of Common Stock. On August 31 and September 1, 2026, he acquired board compensation grants totaling 59,522 shares held directly. On September 9, 2026, 16,605 indirectly held shares in accounts managed by Global Value Investment Corporation (GVIC), which he controls, were removed from his reported beneficial ownership after certain separately managed accounts terminated their relationship with GVIC, leaving 1,775,873 indirectly held shares reported. He disclaims beneficial ownership of GVIC-managed securities except to the extent of any pecuniary interest, and no Rule 10b5-1 trading plan is reported.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Craig Steven Lynn reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Craig Steven Lynn received an award of 55,622 shares of common stock on September 1, 2026. The shares were granted at $0.00 per share as the annual common stock grant to non-employee directors under the Board compensation program, bringing his direct holdings to 364,289 shares.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. KEATING MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Melvin L. Keating received an award of 55,622 shares of common stock on September 1, 2026. The award represents the annual common stock grant to non-employee directors under the Board of Directors compensation program and was granted at a reported price of $0.00 per share. Following this grant, Keating directly holds 103,079 shares of RMCF common stock. No transactions are reported under a Rule 10b5-1 trading plan.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Quinn Brian J reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Brian J. Quinn received an annual grant of 55,622 shares of common stock on September 1, 2026 as part of the Board of Directors compensation program for non-employee directors. The grant was made at a stated price of $0.00 per share, and following this award Quinn held 98,961 common shares directly. No Rule 10b5-1 trading plan is reported for this transaction.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Perez Jacome Friscione Alberto reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Alberto Perez Jacome Friscione received an annual grant of 55,622 shares of common stock on September 1, 2026, as part of the Board of Directors compensation program. After this grant, he directly holds 79,016 shares of common stock. No Rule 10b5-1 trading plan is reported for this award.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC.
Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC.
Harper Allen C reported acquisition or exercise transactions in this Form 4 filing.
Rocky Mountain Chocolate Factory, Inc. reported that Interim CEO Harper Allen C received a grant of 107,399 shares of Common Stock on July 8, 2026, at $0.0000 per share as an executive compensation stock grant under an employment agreement, bringing direct holdings to 124,519 shares.
American Heritage Railways, Inc., an entity associated with major shareholder Harper Allen C, sold a total of 85,900 shares of Rocky Mountain Chocolate Factory, Inc. common stock in open-market transactions at $2.45 per share on two dates. After these sales, the entity held 860,000 shares indirectly, and Harper Allen C disclaims beneficial ownership beyond any pecuniary interest.
American Heritage Railways, Inc., a ten percent owner of Rocky Mountain Chocolate Factory, Inc., reported open-market sales of the company’s common stock. It sold 35,900 shares at $2.45 per share on May 1, 2026, and 50,000 shares at $2.45 per share on May 4, 2026. After these transactions, American Heritage Railways directly held 860,000 shares of Rocky Mountain Chocolate Factory common stock.
Rocky Mountain Chocolate Factory, Inc. disclosed that American Heritage Railways, Inc., an entity associated with ten percent owner Harper Allen C, executed a series of open-market sales of common stock. Across seven transactions from February 19, 2026 through March 5, 2026, the entity sold a total of 54,100 shares at prices around $2.60 per share. Following these sales, it continued to hold 945,900 shares of common stock indirectly. A footnote states that Harper Allen C disclaims beneficial ownership of these securities except to the extent of any pecuniary interest.
American Heritage Railways, Inc., a ten percent owner of Rocky Mountain Chocolate Factory, Inc., reported multiple open-market sales of RMCF common stock. Over several trades from February 19 through March 5, it sold a total of 54,100 shares at prices near $2.60 per share and now holds 945,900 shares directly.
Rocky Mountain Chocolate Factory CFO Carrie E. Cass received an executive compensation grant of 54,263 shares of common stock, as approved by the Board of Directors. The grant carried a reported price of $0.00 per share, indicating it was an equity award rather than an open-market purchase.
Following this stock grant, Cass directly owned 124,263 shares of common stock. This filing records an acquisition of shares through a grant/award instead of a buy or sell transaction.
Rocky Mountain Chocolate Factory’s interim CEO and director Jeffrey R. Geygan reported an indirect purchase of company stock through an affiliated investment manager. On January 16, 2026, Global Value Investment Corporation, which he controls, bought 11,300 shares of common stock at a weighted average price of $1.9781 per share, recorded as an indirect holding. Following this transaction, accounts managed by Global Value Investment Corporation held 1,792,478 shares, while Geygan also held 185,041 shares directly. Footnotes state he may be deemed to beneficially own the indirectly held shares through his control of the manager, but he disclaims beneficial ownership except to the extent of any pecuniary interest.
Rocky Mountain Chocolate Factory, Inc. (RMCF) had an insider ownership update as a group led by Global Value Investment Corp. (GVIC) reported additional share purchases. On January 16, 2026, the reporting group bought 11,300 shares of common stock in an open‑market purchase at a weighted average price of $1.9781 per share. After this transaction, the group reports 1,971,306 shares of RMCF common stock held indirectly and 6,213 shares held directly. The filing is made jointly by GVIC and several related entities and individuals, with GVIC noted as the beneficial owner of the reported common stock.
Rocky Mountain Chocolate Factory director Alberto Perez Jacome Friscione received an annual equity grant of 16,394 shares of common stock on December 22, 2025. The shares were awarded at a price of $0 per share as the annual common stock grant to non-employee directors under the Board of Directors compensation program, resulting in direct ownership of 16,394 shares after the transaction.
Rocky Mountain Chocolate Factory (RMCF) interim CEO, director, and 10% owner Jeffrey R. Geygan reported insider activity. On 11/04/2025, an indirect account bought 8,935 common shares at a weighted average price of $1.6389 and a separate line item reflected 3,690 shares as a disposition due to accounts no longer advised by GVIC.
Following these transactions, he reported 1,788,093 shares held indirectly via Global Value Investment Corporation and 185,041 shares held directly.
Global Value Investment Corporation and related filers reported transactions in Rocky Mountain Chocolate Factory (RMCF) common stock. They purchased 8,935 shares on 11/04/2025 at a weighted average price of $1.6389.
A subsequent adjustment reduced reported holdings by 3,690 shares due to certain separately managed accounts no longer advised by GVIC, as of November 4, 2025. Following these transactions, 1,966,921 shares were reported as beneficially owned indirectly. One reporting person is listed as Interim CEO, Director, and 10% Owner.
Global Value Investment Corporation and related reporting persons filed a Form 4 for Rocky Mountain Chocolate Factory (RMCF). On 10/24/2025, they reported purchasing 6,720 shares of common stock at a weighted average price of $1.8171 and a separate disposition of 2,145 shares coded "J." Following these transactions, the filing shows 1,961,676 shares beneficially owned indirectly.
Footnotes state the purchase price is a weighted average and that certain separately managed accounts ended their relationship with GVIC as of October 24, 2025, so those positions are no longer included. The joint filing lists multiple affiliated entities and individuals, with roles including director, 10% owner, and interim CEO.
Rocky Mountain Chocolate Factory (RMCF): Insider Jeffrey R. Geygan, a Director, Interim CEO, and 10% Owner, reported a Form 4 for activity on 10/24/2025. He purchased 6,720 shares of common stock at a weighted average price of $1.8171 (Code P).
The filing also shows a 2,145-share adjustment (Code J), with the explanation that certain separately managed accounts ended their relationship with Global Value Investment Corporation (GVIC), so those positions are no longer included. Following these entries, he reported 1,782,848 shares held indirectly through GVIC and 185,041 shares held directly. The price noted is a weighted average; the reporter undertakes to provide the full breakdown upon request.
Rocky Mountain Chocolate Factory (RMCF) insider activity: Jeffrey R. Geygan, Interim CEO, Director, and 10% Owner, reported open‑market purchases of common stock on two dates. On 10/21/2025, accounts managed by Global Value Investment Corporation (GVIC) bought 14,562 shares at a weighted average price of $1.6537. On 10/22/2025, GVIC‑managed accounts bought 8,775 shares at a weighted average price of $1.7801.
Following these transactions, indirect holdings attributed to GVIC oversight were reported as 1,769,498 and then 1,778,273 shares. The filing also shows a separate 185,041 shares held directly. The report notes GVIC is controlled by Mr. Geygan and includes a standard disclaimer that beneficial ownership is claimed only to the extent of his pecuniary interest.
Rocky Mountain Chocolate Factory (RMCF): Insider purchases reported. Global Value Investment Corporation (GVIC) and affiliated reporting persons filed a Form 4 noting open‑market buys of RMCF common stock. On 10/21/2025, they acquired 14,562 shares at a weighted average price of $1.6537. On 10/22/2025, they acquired 8,775 shares at a weighted average price of $1.7801.
Indirect beneficial ownership was 1,948,326 shares after the 10/21 transactions and 1,957,101 shares after the 10/22 transactions. The prices are weighted averages; the filer undertakes to provide full price‑by‑trade details upon request. The filing is made jointly by GVIC and related entities/individuals as described in the footnotes, with roles including director, 10% owner, and chief executive officer.
Rocky Mountain Chocolate Factory (RMCF) insider filing shows that Global Value Investment Corporation (GVIC) and affiliated reporting persons disclosed open‑market purchases and an ownership update. On 10/17/2025, they purchased 61,670 shares of common stock at a weighted average price of $1.5869. On 10/20/2025, they purchased an additional 13,753 shares at a weighted average price of $1.607.
The filing also records a Code J adjustment of 3,385 shares on 10/20/2025 tied to separately managed accounts that are no longer advised by GVIC. Following the reported transactions, 1,933,764 shares were beneficially owned indirectly, as disclosed.
Rocky Mountain Chocolate Factory (RMCF): Director, Interim CEO and 10% owner Jeffrey R. Geygan reported insider activity. On 10/17/2025 and 10/20/2025, accounts he controls through Global Value Investment Corporation (GVIC) purchased 61,670 shares at a weighted average price of $1.5869 and 13,753 shares at a weighted average price of $1.607, respectively. After these transactions, indirect beneficial ownership reported through GVIC was 1,754,936 shares.
The filing also records administrative adjustments: a correction reattributing 445 shares from indirect to direct ownership tied to an October 24, 2024 transaction, and a decrease of 3,385 shares on 10/20/2025 due to certain separately managed accounts ending their advisory relationship with GVIC.