Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation senior vice president Robert L. Buttermore exercised employee stock options and sold shares of common stock. On March 2, 2026, he converted multiple Employee Stock Options (Rights to Buy) into common shares, then sold 8,932 shares in open-market transactions at weighted average prices ranging roughly from about $396 to just over $402 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. Following these transactions, he held 2,878 shares of Rockwell Automation common stock directly and 277.9801 shares indirectly through a company savings plan.
Robert L. Buttermore reported proposed sales of Common stock of Rockwell Automation. The filing lists securities to be sold tied to restricted stock lapses on 12/04/2024 (390 shares) and 12/07/2024 (10 shares), and an employee stock option exercise on 03/02/2026 (8,532 shares, broker payment for cashless exercise).
The filing also shows recent sales in the prior three months, including 184 shares on 12/05/2025 and 231 shares on 12/08/2025, with additional disposals listed on other dates.
Rockwell Automation vice president and treasurer Isaac Woods reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised employee stock options and acquired shares, then sold 1,271 common shares in multiple open‑market transactions under a pre‑arranged Rule 10b5‑1 trading plan entered into on November 26, 2025.
The sales were executed at weighted average prices in the low $400 range, with detailed price ranges available on request from the company. Following these transactions, Woods directly owned 1,687 common shares, and also had 468.2288 shares represented by company stock fund units in the Rockwell Automation Savings Plan as of December 31, 2025.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported option exercises and share sales in company stock. On February 25, 2026, he exercised employee stock options to acquire 6,844 common shares at $350.76 per share and 9,363 shares at $259.81 per share through derivative conversions. The filing also shows open-market sales totaling 17,407 common shares at weighted average prices ranging from about $401.67 to $409.37, executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, his directly held common stock position was 3,314 shares.
Rockwell Automation SVP, CLO and Secretary Rebecca W. House exercised employee stock options and sold shares under a pre-set trading plan. On February 25, 2026, she exercised options for 12,100 shares of common stock and acquired the same number of shares at a reported price of $196.43 per share.
That same day, she executed multiple open-market sales totaling 12,100 shares at weighted average prices ranging from about $401.52 to $408.00, pursuant to a Rule 10b5-1 plan entered into on November 26, 2025. After these transactions, she directly held 12,200 shares of Rockwell Automation common stock and indirectly held 51.2189 shares through the company savings plan as of December 31, 2025.
ROCKWELL AUTOMATION, INC senior vice president Tessa M. Myers reported an open-market sale of common stock. On February 25, 2026, she sold 1,985 shares at an average price of $409.37 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After this transaction, she directly held 4,036 common shares. She also had an additional 8.487 shares indirectly through company stock fund units in the Company Savings Plan, based on information from the plan administrator as of December 31, 2025.
Rockwell Automation SVP Matthew W. Fordenwalt, SVP Lifecycle Services, reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised an Employee Stock Option for 1,200 shares at a price of $0.0000 per share, converting into 1,200 shares of common stock at an exercise price of $196.4300 per share.
That same day, he executed open-market sales totaling 1,200 shares of common stock in multiple trades, including 155 shares at $402.1089, 280 shares at $403.2057, 405 shares at $404.1589, 280 shares at $405.6029, and two blocks of 40 shares at $406.4200 and $407.9000. A footnote states the shares were “exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.” After these transactions, he directly owned 4,437 common shares and indirectly held 68.085 shares through the company savings plan.
Rockwell Automation SVP and CIO Christopher Nardecchia reported option exercises and a share sale in Rockwell Automation common stock. On February 26, 2026, he exercised multiple employee stock options, converting 500, 7,000, 3,400 and 3,565 options into an equal number of common shares at exercise prices ranging from $171.46 to $259.81 per share.
He then sold 14,465 shares of common stock in an open-market transaction at a weighted average price of $410.0108 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly owned 14,232 shares of Rockwell Automation common stock and indirectly held approximately 5.581 stock fund units in the company savings plan.
Christopher Nardecchia filed a Form 144 reporting proposed and recent sales of Rockwell Automation common stock. The filing lists a broker payment for a cashless exercise on 02/26/2026. It also records three sales in December 2025: 12/05/2025: 51,981; 12/08/2025: 192,463; 12/10/2025: 246,079.
Rockwell Automation reported insider securities activity under a Form 144. The filing lists recent dispositions by Scott Genereux: sales of 282, 267 and 1,387 shares on 12/05/2025, 12/08/2025, and 12/10/2025 with proceeds of 113,607.00, 107,027.00, and 557,613.00.
The filing also lists securities related to restricted stock lapses and an employee stock option exercise of 16,207 shares on 02/25/2026 described as a Broker Payment for Cashless Exercise.