Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation reports strong first-quarter fiscal 2026 results for the three months ended December 31, 2025, with sales of $2.105 billion, up 12% year over year. Net income attributable to the company rose to $305 million, and diluted EPS increased to $2.69 from $1.61.
Adjusted EPS reached $2.75, up 49%, as total segment operating margin improved to 20.7% from 17.1%, driven by higher volume, favorable pricing versus input costs, and mix. Intelligent Devices and Software & Control posted double-digit organic growth, while Lifecycle Services margins improved despite lower sales.
Cash provided by operating activities was $234 million and free cash flow was $170 million, both below the prior year mainly due to incentive compensation payouts and higher working capital. The company ended the quarter with $444 million of cash and cash equivalents and maintained 112.4 million shares outstanding, after repurchasing about 0.4 million shares.
Rockwell Automation, Inc. filed a current report to make public its latest quarterly financial results. The company furnished a press release dated February 5, 2026 that announces results for the quarter ended December 31, 2025. The press release is included as Exhibit 99 and incorporated by reference, while an inline XBRL cover page data file is included as Exhibit 104. This filing mainly serves as a formal channel to distribute the earnings news to investors and regulators.
Rockwell Automation officer Terry L. Riesterer, Vice President and Controller, reported a sale of company stock. On 01/02/2026, Riesterer sold 800 shares of Rockwell Automation common stock at a price of $392 per share in a transaction coded "S," which indicates a sale. The filing notes this sale was made under a Rule 10b5-1 trading plan that was entered into on 5/30/2025.
After this transaction, Riesterer beneficially owned 1,234 shares of Rockwell Automation common stock directly. In addition, 628.1656 shares were held indirectly through the company savings plan, represented by stock fund units based on information from the Plan Administrator as of 9/30/2025.
Rockwell Automation, Inc. director equity compensation reported
A director of Rockwell Automation, Inc. reported receiving 84 restricted stock units on 01/02/2026 as compensation for service under the company’s 2020 Long-Term Incentives Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, with the share equivalents payable in cash upon retirement or after termination of employment. Following this transaction, the director beneficially owned 5,503 derivative securities related to Rockwell Automation on a direct basis.
Rockwell Automation, Inc. insider plans additional share sale under Rule 144. A holder identified as Terry L. Riesterer has filed to sell 800 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $313,600. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. The 800 shares to be sold were originally acquired on 12/05/2022 as equity compensation in the form of PSU/RSU awards.
The notice also reports prior sales over the past three months for the same account, including 60, 61, and 225 shares of Rockwell Automation common stock on 12/05/2025, 12/08/2025, and 12/10/2025, generating gross proceeds of $24,173, $24,454, and $90,480, respectively. The signer represents that they are not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation is asking shareowners to vote at its 2026 annual meeting on four items: electing three directors, an advisory say-on-pay vote, ratifying Deloitte & Touche as auditor for fiscal 2026, and approving a new 2026 Long-Term Incentives Plan to provide additional equity for employees and directors.
The proxy highlights a return to year-over-year growth in 2025, margin and cost actions begun in 2024, and a planned $2 billion investment over five years to modernize infrastructure, grow talent, and enhance digital capabilities. For fiscal 2025, executives earned an annual incentive payout of 95.7% of target and 70% of performance shares granted in 2022 vested based on total shareholder return at the 35th percentile of a comparator group.
The Board stresses strong governance: 10 of 11 directors are independent, there is a Lead Independent Director, fully independent committees, proxy access, stock ownership requirements, no hedging, and clawback policies. It also details oversight of strategy, risk, cybersecurity, AI governance, and sustainability, and describes active shareowner engagement covering roughly 36.4% of outstanding shares.
Rockwell Automation, Inc. executive Form 4 activity: The SVP, Software and Control reported multiple transactions in Rockwell Automation common stock in December 2025. On 12/08/2025, the insider sold 279 and 15 shares at weighted average prices of about $400.96 and $401.85, respectively, under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, stock options were exercised for 385 shares at $0 and 1,289 shares at an exercise price of $259.81, with a portion of the resulting shares sold in several trades between roughly $402.20 and $404.11. Additional restricted stock units were settled for 822 shares on 12/09/2025, again with related sales.
On 12/10/2025, further sales of 108, 200, 132, and 36 shares occurred at prices between about $400.54 and $403.81, also tied to tax obligations under the 10b5-1 plan. After these transactions, the insider directly held 2,401 common shares, plus additional units in the company savings plan. New grants included 11,267 employee stock options at a $402.22 exercise price and 3,282 restricted stock units that vest over time under the 2020 Long-Term Incentive Plan.
Rockwell Automation, Inc. SVP and Chief Supply Chain Officer Robert L. Buttermore reported several equity transactions in company stock. On 12/08/2025, he sold small blocks of common stock, including 206 and 25 shares, at weighted average prices of about $400.94 and $401.69, under a pre-arranged Rule 10b5-1 trading plan to cover taxes on vested restricted stock units. On 12/09/2025, 154 and 329 shares of common stock were acquired at an exercise price of $0 upon the vesting or settlement of equity awards.
Following these transactions, he directly owned several thousand shares of Rockwell common stock and also held an indirect interest through Company Savings Plan stock fund units. In addition, he received a new grant of 9,731 employee stock options with a $402.22 exercise price, vesting in three annual installments from 12/08/2026 to 12/08/2035, plus 2,835 restricted stock units and performance shares, each generally representing the right to receive one share of Rockwell common stock.
Rockwell Automation, Inc. insider activity: A senior vice president, identified as SVP Lifecycle Services, reported several transactions in Rockwell Automation (ROK) common stock. On 12/08/2025 and 12/10/2025, the officer sold small blocks of shares, including 309 shares at a weighted average price of about $400.9185, 50 shares at about $401.66, 70 shares at about $400.9094, 92 shares at about $402.0757, and 54 shares at about $403.1598. These sales were made under a pre-arranged Rule 10b5-1 plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, the officer acquired 154 and 329 shares at a price of $0 upon the vesting and settlement of equity awards, and ended with 4,491 directly owned shares plus 67.8985 stock fund units held indirectly through a company savings plan. The officer also received new long-term incentives: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting 12/08/2026, and 3,282 restricted stock units vesting over three years beginning 12/08/2026, along with performance shares that convert into common stock.
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