Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation’s 300-page disclosures weave together servo drives, industrial IoT software, and multi-year service contracts—details that can overwhelm even seasoned analysts. When you need to locate segment margins or track how supply-chain risks affect backlog, searching through each 10-K, 10-Q, or 8-K can feel like deciphering an engineering manual.
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John M. Miller, Vice President and Chief IP Counsel at Rockwell Automation, Inc. (ROK), reported a non-derivative acquisition of 132 performance shares on 10/01/2025. The filing shows these performance shares were originally granted on 12/09/2022 with a payout range of 0–200% tied to the company’s total shareowner return versus the S&P 500 over a three-year performance period. The payout was calculated at the end of that period, producing the reported 132 shares, each representing a contingent right to one common share (or cash equivalent). The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date. The transaction is reported as direct ownership and the Form 4 was signed by Danielle White on 10/03/2025.
Isaac Woods, Vice President and Treasurer of Rockwell Automation, Inc. (ROK), reported the receipt of 329 performance shares on 10/01/2025. The award reflects the payout of a performance-based grant originally awarded on 12/09/2022, which paid out based on the company’s total shareholder return versus the S&P 500 over a three-year performance period. The performance shares vest on 12/09/2025 provided Mr. Woods remains employed, and each performance share converts to one share of common stock (or cash equivalent). The reported transaction shows 329 shares acquired with a reported price of $0, and the shares are held directly by the reporting person following the transaction.
Rockwell Automation (ROK) reporting person Terry L. Riesterer, Vice President and Controller, received 329 performance shares arising from a grant made on 12/09/2022. The reported acquisition date is 10/01/2025 and the award has a $0 per-share price because these are performance-contingent equity awards. Payout was determined at the end of the three-year performance period based on the company’s total shareholder return versus the S&P 500, with the grant allowing a payout range of 0% to 200% of target. The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date. The Form 4 was signed by an attorney-in-fact on 10/03/2025.
Matthew W. Fordenwalt, Senior Vice President, Lifecycle Services at Rockwell Automation, Inc. (ROK), reported a Section 16 insider transaction showing he received 329 performance shares. The award traces to a grant made on December 9, 2022 that paid out based on three-year total shareowner return versus the S&P 500, with payout determined at the end of that performance period. The Form 4 lists a transaction date of October 1, 2025 and shows the performance shares convert to 329 shares of common stock at a price of $0, reported as direct ownership. The filing notes the performance shares vest on December 9, 2025 provided Mr. Fordenwalt remains an employee, and the Form 4 was signed on October 3, 2025.
Rockwell Automation (ROK) executive Robert L. Buttermore, SVP and Chief Supply Chain Officer, reported the acquisition of 329 performance shares on October 1, 2025 on a Form 4.
Each performance share represents a contingent right to receive one share of common stock (or the cash equivalent). The award traces to a grant dated December 9, 2022, with payout based on the Company’s total shareowner return versus the S&P 500 over a three-year period. The payout was calculated at the end of that period, resulting in the 329 units reported.
The performance shares are scheduled to vest on December 9, 2025, provided the executive remains employed on that date, subject to limited exceptions. Following the reported transaction, 329 derivative securities were beneficially owned, held directly.
Rockwell Automation (ROK) executive Christopher Nardecchia, SVP and Chief Information Officer, reported the acquisition of 822 performance shares on October 1, 2025 on a Form 4. The filing lists the transaction code as A (acquired) with a price of $0 and ownership marked as Direct.
Each performance share represents a right to receive one share of common stock or the cash equivalent. The performance shares were originally granted on December 9, 2022 with a payout range of 0% to 200% of target based on the company’s total shareowner return relative to the S&P 500 over a three-year period; the 822 shares reflect the calculated payout. The shares are scheduled to vest on December 9, 2025, contingent on continued employment, subject to limited exceptions.
Rockwell Automation (ROK) reported an insider equity award. The company’s SVP, Software and Control, filed a Form 4 showing an acquisition of 822 performance shares on 10/01/2025 at a $0 price. These derive from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over a three-year period. The 822 performance shares correspond to 822 shares of common stock and vest on 12/09/2025, provided continued employment, subject to limited exceptions. Ownership is reported as Direct, with 822 derivative securities beneficially owned following the transaction.
Rockwell Automation (ROK)10/01/2025, she acquired 1,480 performance shares (Transaction Code: A) linked to a 12/09/2022 grant whose payout was based on total shareowner return compared to the S&P 500 over three years.
Each performance share represents the right to receive one share of common stock or the cash equivalent at a $0 price. The performance shares are scheduled to vest on 12/09/2025, contingent on continued employment, subject to limited exceptions. Following the transaction, 1,480 derivative securities were beneficially owned directly.
Rockwell Automation (ROK) officer Rebecca W. House reported an acquisition of 2,466 performance shares on October 1, 2025 (transaction code A) at a reported price of $0. Each performance share represents a contingent right to receive one share of common stock or the cash equivalent.
The award stems from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over three years. The resulting 2,466 performance shares are scheduled to vest on December 9, 2025, provided continued employment. Following the transaction, 2,466 derivative securities were beneficially owned directly.