Welcome to our dedicated page for Root SEC filings (Ticker: ROOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Root, Inc. filings document the formal disclosures of a public car insurance technology company, including operating results, shareholder letters, Regulation FD investor materials, and governance matters in its proxy statement. The company's reports describe its auto insurance business, financial condition, industry commentary, executive compensation, equity awards, and stockholder voting items.
Material-event filings also cover capital-structure actions, including credit agreements, debt refinancing, guarantees, security interests, covenant packages, and limits tied to indebtedness, restricted payments, investments, asset sales, and risk-based capital requirements for U.S. insurance subsidiaries.
Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of Class A common stock. On March 20, 2026, he sold 3,990 shares at $44.78 per share in a transaction executed under a Rule 10b5-1 trading plan. After this sale, he directly holds 81,999 shares of Root stock, indicating he retains a substantial equity position despite the disposition.
Root, Inc.’s Chief Accounting Officer Ryan Forish reported a routine tax-related share withholding. On this Form 4, 294 shares of Class A Common Stock were withheld at $45.59 per share to satisfy tax obligations from vesting restricted stock units, rather than sold in the market. After this tax-withholding disposition, Forish directly holds 25,533 shares.
ROOT submitted a Form 144 notifying the sale of 3,990 Class A shares for resale on 03/20/2026 through Fidelity Brokerage Services on NASDAQ. The filing lists the shares as resulting from restricted stock vesting with an issuer attribution and shows multiple prior dispositions by Jonathan A. Allison in March 2026.
Root, Inc. Chief Administrative Officer Jonathan Allison sold 3,990 shares of Class A Common Stock in an open‑market transaction at $45.00 per share on March 17, 2026, under a pre-arranged Rule 10b5-1 trading plan. After this sale, he directly holds 85,989 shares.
Root, Inc. Chief Accounting Officer Ryan Forish reported a small share disposition related to equity compensation. On the reported date, 489 shares of Class A common stock were withheld by the company at $44.30 per share to cover tax obligations from vesting restricted stock units, rather than being sold on the open market. After this tax-withholding event, Forish directly held 25,827 shares of Root common stock.
ROOT submitted a Rule 144 notice regarding Class A common shares, listing a proposed sale of 3,990 Class A shares related to Restricted Stock Vesting and compensation. The filing also reports multiple Class A sales by Jonathan A. Allison: 3,900 shares on 03/03/2026, 3,900 on 03/05/2026, 3,900 on 03/10/2026, and 3,900 on 03/12/2026.
Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of 3,900 shares of Class A Common Stock at $43.61 per share. After the sale, he directly holds 89,979 shares. The transaction was executed pursuant to a pre-arranged Rule 10b5-1 trading plan.
Root, Inc. Chief Accounting Officer Ryan Forish received a grant of 6,620 shares of Class A Common Stock in the form of restricted stock units. These RSUs were awarded at no cash cost and are a compensation-related acquisition, not an open-market purchase. Half of the RSU shares vest on the first anniversary of the grant date, with the remaining half vesting evenly on a quarterly basis after that. Following this grant, Forish directly holds 26,316 shares of Root’s Class A Common Stock.
Jonathan A. Allison reported proposed sales of Class A shares under Rule 144. The filing lists a 3,900-share grant from restricted stock vesting on 04/01/2025 labeled Compensation. It shows three Class A sales of 3,900 shares on 03/03/2026, 03/05/2026, and 03/10/2026 with dollar amounts 186,732.00, 187,395.00, and 175,383.00.
Root, Inc. director Doug Ulman exercised stock options covering 33,352 shares of Class B Common Stock at an exercise price of $0.648 per share on March 9, 2026. Under the terms of the exercise, he received 33,352 shares of Class A Common Stock.
In related actions that day, 473 Class A shares were withheld at $45.77 to cover exercise-related obligations, and 13,152 Class A shares were sold in open-market transactions at an average price of $45.111. Following these transactions, Ulman holds 27,047 Class A shares directly, plus additional indirect holdings of 9,606 and 7,896 Class A shares through trusts associated with him.