[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 for SoFi Technologies (SOFI) shows that Arun R. Pinto intends to sell 24,147 shares of common stock through Fidelity Brokerage Services on 08/15/2025, with an aggregate market value of $551,725.14 and the transaction venue listed as NASDAQ. The shares were acquired on 08/14/2025 through restricted stock vesting and were paid as compensation on the same date. The filing discloses prior sales by the same person within the past three months: 24,290 shares sold on 05/15/2025 for $331,123.71 and 5,611 shares sold on 06/17/2025 for $82,244.92. The notice includes the required representation that the seller is not aware of undisclosed material adverse information.

Positive

• None.

Negative

• Planned insider sale: 24,147 shares with aggregate market value of $551,725.14 scheduled for 08/15/2025
• Recent dispositions: Seller sold 24,290 shares on 05/15/2025 for $331,123.71 and 5,611 shares on 06/17/2025 for $82,244.92

Insights

Securities Analyst

TL;DR: Insider plans a routine sale of vested restricted stock worth ~$552k; prior small sales occurred in May and June.

The filing reports a planned sale of 24,147 shares acquired via restricted stock vesting and paid as compensation on 08/14/2025. The aggregate market value of the planned sale is stated as $551,725.14 and execution is through Fidelity on NASDAQ. Two prior dispositions by the same person in the last three months are disclosed, totaling 29,901 shares for gross proceeds of $413,368.63. This is a disclosure of insider selling activity tied to compensation vesting, not a financial statement or operational disclosure.

Corporate Governance Expert

TL;DR: Filing documents compliance with Rule 144 for disposition of vested equity; contains standard seller representation.

The form documents that the securities were acquired by restricted stock vesting and that the seller affirms no undisclosed material adverse information. Timing, broker, amounts, and prior recent sales are provided, consistent with Rule 144 disclosure requirements. The filing does not include any statements about company operations, governance changes, or other material events beyond the insider's sale activity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	24147	551725.14	1197450100	08/15/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/14/2025	Restricted Stock Vesting	Issuer			24147	08/14/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	05/15/2025	24290	331123.71
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	06/17/2025	5611	82244.92

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SoFi's (SOFI) Form 144 filed here disclose?

It discloses that Arun R. Pinto intends to sell 24,147 common shares on 08/15/2025 via Fidelity, valued at $551,725.14.

How were the shares to be sold by SOFI insider acquired?

The shares were acquired on 08/14/2025 through restricted stock vesting and were paid as compensation on that date.

Did the filer sell any SOFI shares recently?

Yes. The filer sold 24,290 shares on 05/15/2025 for $331,123.71 and 5,611 shares on 06/17/2025 for $82,244.92.

Through which broker and exchange will the planned SOFI sale occur?

The planned sale is through Fidelity Brokerage Services LLC and the exchange listed is NASDAQ.

Does the Form 144 state any undisclosed material information about SoFi?

No. The signer represents by signature that they do not know of any material adverse information about the issuer that has not been publicly disclosed.