TTD (NASDAQ: TTD) Form 144 lists proposed employee-plan and restricted-stock sales

Rhea-AI Filing Summary

TTD submitted a Form 144 notice listing proposed sales of Common stock tied to employee plans and restricted stock grants. The filing enumerates multiple grant/vesting dates from 11/15/2021 through 05/15/2026 with per-date share entries (examples include 492, 730, 7,224).

Insights

Securities Compliance Counsel

Notice lists proposed Rule 144 sales from employee-related sources across multiple dates.

The excerpt catalogs proposed sales of Common shares originating from an Employee Stock Purchase Plan and multiple Restricted Stock entries. Each row pairs a grant/vesting date with a numeric share entry.

Cash‑flow treatment and aggregate aggregate totals are not shown in the excerpt; subsequent filings or broker records would clarify actual transactions and proceeds.

Key Figures

Filer location code: 53681 Identifier value: 1,135,009.08 Large numeric entry: 426,999,732 +3 more

6 metrics

Filer location code 53681 entry in filer information

Identifier value 1,135,009.08 numeric entry in securities information

Large numeric entry 426,999,732 numeric entry in securities information

Example share entry 492 shares Employee Stock Purchase Plan dated 11/15/2021

Example share entry 730 shares Restricted Stock dated 11/15/2025

Example share entry 7,224 shares Restricted Stock dated 05/15/2026

Key Terms

Employee Stock Purchase Plan, Restricted Stock, Securities To Be Sold

3 terms

Employee Stock Purchase Plan financial

"Rows labeled 'Employee Stock Purchase Plan' next to dated share entries"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Restricted Stock financial

"Multiple rows labeled 'Restricted Stock' with grant/vesting dates"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold regulatory

"Section header '144: Securities To Be Sold' introducing the list"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 05/28/2026 - 04:27 PM Accepted by SEC EDGAR 05/28/2026 - 04:26 PM Learn about SEC filing dates

FAQ

What does this Form 144 filing for TTD show?

It lists proposed sales of Common stock tied to employee plans and restricted stock grants. The excerpt shows multiple dated entries from 11/15/2021 through 05/15/2026 with individual share counts such as 492, 730, and 7,224 associated with specific dates and plan types.

Are the securities listed from employee plans or open‑market holdings?

The securities are identified as originating from employee sources and restricted grants. The filing rows label instruments as Employee Stock Purchase Plan or Restricted Stock, each paired with a grant/vesting date and an associated numeric share entry in the excerpt.

Does the filing state how many total shares will be sold?

The excerpt provides per‑date share entries but does not present a single aggregate total. The listing shows many individual counts (examples: 492, 298, 7,224) tied to specific dates rather than an overall summed amount within the provided content.

What dates appear most frequently in the TTD excerpt?

Grant and vesting dates span multiple years, with repeated entries on 02/15 and 05/15 of various years through 05/15/2026. The excerpt groups many restricted stock entries and Employee Stock Purchase Plan entries against these recurring dates.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	53681	1135009.08	426999732	05/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2021	Employee Stock Purchase Plan	Issuer			492	11/15/2021	Cash
Common	05/15/2022	Employee Stock Purchase Plan	Issuer			492	05/15/2022	Cash
Common	05/15/2023	Employee Stock Purchase Plan	Issuer			493	05/15/2023	Cash
Common	05/15/2024	Employee Stock Purchase Plan	Issuer			490	05/15/2024	Cash
Common	02/15/2025	Restricted Stock	Issuer			487	02/15/2025	Not Applicable
Common	02/15/2025	Restricted Stock	Issuer			377	02/15/2025	Not Applicable
Common	02/15/2025	Restricted Stock	Issuer			926	02/15/2025	Not Applicable
Common	02/15/2025	Restricted Stock	Issuer			2674	02/15/2025	Not Applicable
Common	02/15/2025	Restricted Stock	Issuer			1707	02/15/2025	Not Applicable
Common	05/15/2025	Employee Stock Purchase Plan	Issuer			390	05/15/2025	Cash
Common	05/15/2025	Restricted Stock	Issuer			385	05/15/2025	Not Applicable
Common	05/15/2025	Restricted Stock	Issuer			298	05/15/2025	Not Applicable
Common	05/15/2025	Restricted Stock	Issuer			730	05/15/2025	Not Applicable
Common	05/15/2025	Restricted Stock	Issuer			2112	05/15/2025	Not Applicable
Common	05/15/2025	Restricted Stock	Issuer			1348	05/15/2025	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			384	08/15/2025	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			303	08/15/2025	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			731	08/15/2025	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			2112	08/15/2025	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			2895	08/15/2025	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			1348	08/15/2025	Not Applicable
Common	11/15/2025	Restricted Stock	Issuer			384	11/15/2025	Not Applicable
Common	11/15/2025	Restricted Stock	Issuer			730	11/15/2025	Not Applicable
Common	11/15/2025	Restricted Stock	Issuer			2111	11/15/2025	Not Applicable
Common	11/15/2025	Restricted Stock	Issuer			2896	11/15/2025	Not Applicable
Common	11/15/2025	Restricted Stock	Issuer			1348	11/15/2025	Not Applicable
Common	02/15/2026	Restricted Stock	Issuer			451	02/15/2026	Not Applicable
Common	02/15/2026	Restricted Stock	Issuer			857	02/15/2026	Not Applicable
Common	02/15/2026	Restricted Stock	Issuer			2675	02/15/2026	Not Applicable
Common	02/15/2026	Restricted Stock	Issuer			3667	02/15/2026	Not Applicable
Common	02/15/2026	Restricted Stock	Issuer			1625	02/15/2026	Not Applicable
Common	05/15/2026	Restricted Stock	Issuer			488	05/15/2026	Not Applicable
Common	05/15/2026	Restricted Stock	Issuer			7224	05/15/2026	Not Applicable
Common	05/15/2026	Restricted Stock	Issuer			2675	05/15/2026	Not Applicable
Common	05/15/2026	Restricted Stock	Issuer			3668	05/15/2026	Not Applicable
Common	05/15/2026	Restricted Stock	Issuer			1708	05/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)