Every Form 4 that Universal Electronics Inc (UEIC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow UEIC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UEIC filings page.
UNIVERSAL ELECTRONICS INC (UEIC) had shares of its Common Stock sold by Toro 18 Holdings LLC, an entity associated with director Eric Singer and other reporting persons that formed a Section 13(d) group.
The group previously collectively beneficially owned over 10% of the outstanding Common Stock but, following these sales, no longer exceeds 10%, so Toro 18, Immersion Corporation and William C. Martin will cease to be reporting persons. Eric Singer will continue to file ownership reports for his and the related entities’ transactions to the extent required by law. No Rule 10b5-1 trading plan is reported.
UNIVERSAL ELECTRONICS INC (UEIC) had open‑market sales of its Common Stock reported by a group of affiliated holders led by Toro 18 Holdings LLC, which is associated with director and 10% owner Eric Singer. On September 2, 2026, Toro 18 sold 42,019 shares at a weighted average price of $4.6144 per share, with prices ranging from $4.54 to $4.78. On September 3, 2026, Toro 18 sold an additional 3,900 shares at a weighted average price of $4.5532 per share, with prices ranging from $4.55 to $4.56. These securities are owned directly by Toro 18; Immersion Corporation, William C. Martin and Eric Singer may be deemed to beneficially own them through their roles with Toro 18, while each reporting person disclaims beneficial ownership except to the extent of pecuniary interest, and no Rule 10b5‑1 trading plan is reported.
UNIVERSAL ELECTRONICS INC (symbol: UEIC) is the issuer of record for a Form 4 filing submitted to the SEC. Haughawout Joseph Lee reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL ELECTRONICS INC (UEIC) reported equity awards to Chief Operating Officer Joseph Lee Haughawout on August 31, 2026. He received 15,000 restricted stock units, each representing one share of common stock, with one-third vesting on each of the first three anniversaries of the grant date, subject to continued service. Following this award, his directly held equity position totals 50,315 shares/units, including prior RSUs and common stock. He was also granted two separate awards of 60,000 performance stock units each, which vest in three tranches only if both stock price market and service conditions are satisfied; any unvested tranches expire on August 31, 2031. No Rule 10b5-1 trading plan is reported.
UNIVERSAL ELECTRONICS INC (UEIC) reported that Chief Financial Officer Sui Man Ho received multiple equity awards on August 31, 2026. These include two grants of 100,000 Performance Stock Units each, a grant of 30,000 restricted stock units, and a 30,000-share nonstatutory stock option at an exercise price of $4.56 per share.
The RSUs vest in three equal annual installments starting on the first anniversary of the grant date, while the stock options vest over three years, with 33.33% vesting on August 31, 2027, 33.33% on August 31, 2028, and the remainder on August 31, 2029. The performance stock units vest in three tranches only if both stock price market and service conditions are met by August 31, 2031, after which any unvested tranche expires. Following the 30,000-share RSU grant, the officer directly holds 50,846 shares of common stock, including prior RSUs and shares.
UNIVERSAL ELECTRONICS INC (symbol: UEIC) is the issuer of record for a Form 4 filing submitted to the SEC. Jenke Wade Michael reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL ELECTRONICS INC (UEIC) reported an equity award to its CEO and President, Wade Michael Jenke. On August 31, 2026, he received a grant of 50,000 restricted stock units (RSUs), each representing a contingent right to one share of common stock. One-third of the RSUs vest on each of the first three anniversaries of the grant date, subject to his continued service, resulting in reported direct ownership of 50,000 shares after the grant. No Rule 10b5-1 trading plan is reported for this award.
UNIVERSAL ELECTRONICS INC (UEIC) reported insider activity by a group including Toro 18 Holdings LLC, Immersion Corporation, William C. Martin and director Eric Singer. Toro 18 sold an aggregate 66,896 shares of common stock on August 17–19, 2026 in open-market transactions at weighted average prices around $4.83–$5.25, with specified price ranges. The group reports beneficial ownership of over 10% of UEIC’s common stock and each member disclaims beneficial ownership except to the extent of its or his pecuniary interest. A separate entry notes shares held directly by Mr. Singer.
Toro 18 Holdings LLC, as part of a Section 13(d) group that collectively beneficially owns over 10% of UNIVERSAL ELECTRONICS INC, reported selling 200,000 shares of Common Stock on 2026-08-10 at a weighted average price of $5.2222 per share, with sale prices ranging from $5.13 to $5.445. The shares are owned directly by Toro 18; Immersion Corporation, William C. Martin, and Eric Singer may be deemed to beneficially own them through their roles with Toro 18 and each disclaims beneficial ownership beyond any pecuniary interest. A separate entry reflects Common Stock held directly by Eric Singer. The transactions were not reported as made under a Rule 10b5-1 trading plan.
Jenke Wade Michael reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL ELECTRONICS INC Chief Financial Officer Wade Michael Jenke reported an award of 100,000 Performance Stock Units, each tied to one share of common stock. The Board approved the grant on May 21, 2026 with a grant date of May 26, 2026.
The units vest in three tranches based on both a stock price market condition and three service conditions. Each tranche vests only when both conditions are satisfied, and the stock price market condition must be achieved on or by December 30, 2030. Any tranche still unvested at that date will expire.
UNIVERSAL ELECTRONICS INC director Michael D. Burger reported an equity award in the form of restricted stock units. He acquired 31,017 shares of Common Stock on May 26, 2026 at a grant price of $0.00 per share as director compensation.
Following this award, Burger directly holds 54,173 shares of Common Stock. The restricted stock units vest on the earlier of May 26, 2027 or the date of the next annual meeting of stockholders, aligning the director’s compensation with future company performance and service.
CHAHIL SATJIV S reported acquisition or exercise transactions in this Form 4 filing.
Universal Electronics Inc. reported that 31,017 shares of Common Stock in the form of restricted stock units were awarded on May 26, 2026 as director compensation. These units vest on the earlier of May 26, 2027 or the date of the next annual stockholders’ meeting.
The award is reported as indirect ownership through the Satjiv Chahil Trust, and Mr. Chahil disclaims ownership of the shares held by the trust. Following this grant, 200,704 shares are reported as indirectly held. This is a routine equity compensation grant rather than an open‑market purchase or sale.
Hamilton Sue Ann reported acquisition or exercise transactions in this Form 4 filing.
Universal Electronics Inc. director-related trust awarded stock-based compensation. The Sue Ann R. Hamilton Trust received 31,017 shares of common stock in the form of restricted stock units as director compensation, at no cash cost per share. These units vest on the earlier of May 26, 2027 or the next annual meeting of stockholders. Following this award, the trust holds 83,791 shares of Universal Electronics common stock. Ms. Hamilton, a director of the company, reports the transaction but disclaims ownership of the shares held by the trust.
Singer Eric reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL ELECTRONICS INC director and ten-percent owner Eric Singer received an award of 31,017 restricted stock units as director compensation on May 26, 2026. These units vest on the earlier of May 26, 2027 or the date of the next annual meeting of stockholders.
Following the grant, Singer holds 112,001 shares of Common Stock directly. In addition, 1,544,647 shares of Common Stock are owned indirectly through a group, including Toro 18, which is referenced in the filing as the direct owner of those shares.
MUTCH JOHN reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL ELECTRONICS INC reported that an entity associated with director John Mutch received an equity award. The John Mutch Sole and Separate Property Trust was granted 31,017 shares of Common Stock in the form of restricted stock units as director compensation at a price of $0.00 per share.
These restricted stock units vest on the earlier of May 26, 2027 or the date of the next annual meeting of stockholders. Following this award, the trust holds 54,591 shares of Common Stock indirectly. Mr. Mutch disclaims beneficial ownership of the shares held by the trust.
Universal Electronics Inc. director John Mutch exercised 18,437 restricted stock units into the same number of shares of common stock on May 19, 2026. The resulting 23,574 common shares are held by the John Mutch Sole and Separate Property Trust, for which he disclaims beneficial ownership. This was a compensation-related derivative exercise with no reported share sales.
UNIVERSAL ELECTRONICS INC director Satjiv S. Chahil reported a routine equity compensation event. On May 19, 2026, 18,437 restricted stock units converted into 18,437 shares of common stock, reflecting the vesting of a prior equity grant. The resulting common shares are held indirectly through the Satjiv Chahil Trust, and the footnotes state that Mr. Chahil disclaims ownership of shares held by this trust. Following the transaction, the trust holds 169,687 shares of common stock. No open‑market purchases or sales were reported, making this a standard exercise and settlement of stock-based compensation rather than a discretionary trade.
UNIVERSAL ELECTRONICS INC director William C. Mulligan reported routine equity compensation activity involving restricted stock units and related common shares. On the reported date, 18,437 restricted stock units were exercised into 18,437 shares of common stock at a stated price of $0.00 per share. These common shares are held indirectly through The William Mulligan Rev Dec Trust, where he serves as trustee and disclaims ownership of the shares held by the trust.
Following these transactions, Mulligan’s direct holdings of common stock were 2,490 shares, and the trust held 77,104 common shares. The filing also shows that, after this exercise, no restricted stock units from this grant remain outstanding.
UNIVERSAL ELECTRONICS INC director Romulo Pontual exercised 18,437 restricted stock units into common stock. On May 19, 2026, 18,437 RSUs converted into 18,437 shares of common stock at an exercise price of $0.00 per share. Following the transaction, Pontual directly owns 40,270 shares of Universal Electronics common stock. Each restricted stock unit represented a contingent right to receive one share of common stock, granted on July 1, 2025 with 100% vesting upon the earlier of one year after grant or immediately before the company’s next annual stockholder meeting.
Universal Electronics Inc. director and ten percent owner Eric Singer exercised 18,437 restricted stock units into an equal number of Common Stock shares, classified as an exercise or conversion of a derivative security. These RSUs were granted on July 1, 2025 and vested upon specified time or meeting conditions.
Following the transaction, Singer holds 80,984 shares of Common Stock directly. A separate holding of 1,544,647 shares of Common Stock is reported as held indirectly by a group through Toro 18 Holdings LLC, for which Singer may be deemed a beneficial owner.
UNIVERSAL ELECTRONICS INC director Sue Ann Hamilton reported a compensation-related share acquisition. On May 19, 2026, 18,437 restricted stock units converted into an equal number of common shares at a price of $0.00 per share, reflecting the vesting of a prior equity award.
The resulting common shares are held indirectly through the Sue Ann R. Hamilton Trust, which now holds 52,774 shares of Universal Electronics common stock after the transaction. Ms. Hamilton disclaims ownership of the shares held by the trust, and no open-market purchases or sales were reported in this filing.
Universal Electronics Inc. director Michael D. Burger exercised 18,437 restricted stock units into common shares. The units converted into an equal number of common shares at no cash cost, increasing his direct holdings to 23,156 shares. These 18,437 restricted stock units were originally granted on July 1, 2025, with 100% vesting upon the earlier of one year from grant or immediately before the company’s next annual meeting of stockholders.
Universal Electronics executive Ramzi Ammari, Sr. VP Corporate Planning & Strategy, reported routine equity compensation activity in company stock. On May 7, 2026, he exercised 2,000 restricted stock units (RSUs), receiving the same number of common shares at a stated price of $0.00 per share.
On May 8, 2026, Ammari sold 619 common shares at $4.26 per share. A footnote states these shares were sold solely to cover applicable taxes and fees from RSU vesting under a sell-to-cover transaction, and do not represent a discretionary sale. After these transactions, he directly holds 39,029.43 common shares and an aggregate of 6,000 RSUs.
UNIVERSAL ELECTRONICS INC COO and Interim CEO Richard K. Carnifax reported routine equity transactions tied to restricted stock vesting. On May 7, 2026, he exercised 1,166 Restricted Stock Units, receiving the same number of common shares at a stated price of $0.00 per share. On May 8, 2026, he sold 362 common shares at a weighted average price of $4.2582 per share solely to cover applicable taxes and fees in a sell-to-cover transaction that was not a discretionary sale. After these transactions, he directly owned 16,793 common shares and an aggregate of 3,498 RSUs, from an original grant of 14,000 RSUs made on February 7, 2024 that vests over three years.
Universal Electronics senior vice president of corporate planning and strategy Ramzi Ammari sold 4,915.57 shares of common stock on March 16, 2026 in an open-market transaction at an average price of $4.1552 per share.
After this sale, Ammari directly owns 37,648.43 shares of Universal Electronics common stock, indicating he retains a substantial equity position in the company despite the disposition.
Universal Electronics Inc. senior vice president Ramzi Ammari reported RSU vesting and related tax sales of company stock. On February 7 and 9, 2026, he converted a total of 3,177 restricted stock units into an equal number of common shares at an exercise price of $0 per share.
On February 13, 2026, he sold 590 and 348 shares of common stock at $4.10 per share solely to cover taxes and fees tied to the RSU vesting, described as non-discretionary sell-to-cover transactions. Following these trades, he directly owned 42,564 common shares and 8,000 RSUs in the company.
Universal Electronics COO and Interim CEO Richard Carnifax reported equity transactions linked to vested restricted stock units (RSUs). On February 7, 2026, 1,167 RSUs converted into common stock, and on February 9, 2026, another 672 RSUs converted, increasing his directly held common shares.
On February 13, 2026, he sold 347 and 200 common shares at $4.09 per share. According to the footnotes, these sales were made solely to cover taxes and fees from RSU vesting under a sell-to-cover arrangement and were not discretionary sales.
Universal Electronics Inc. (UEIC) reported new equity awards to its COO and Interim CEO on November 13, 2025. The executive received a performance stock unit award for 150,000 units, each representing one share of common stock, which vests in three tranches only when both stock price and service conditions are met, and must satisfy its stock price condition by November 13, 2030 or it expires. The executive also received an employee stock option grant for 150,000 shares at an exercise price of $2.97, vesting 33.33% annually from 2026 to 2028 and expiring on November 13, 2035. Following these transactions, the executive beneficially owned 392,433 performance stock units, 168,465 stock options, and 6,503 restricted stock units.
Universal Electronics (UEIC) executive David Cheung Hyen Chong, EVP Global Sales, reported a sell-to-cover transaction of 559 shares of common stock at $2.965 on 11/14/2025, tied to the 11/07/2025 vesting of restricted stock units. The filing states the sale was solely to cover taxes and fees and was not a discretionary sale.
Following the transaction, he beneficially owns 37,709 shares directly and 5,112 shares indirectly through a tax deferred annuity. Derivative holdings include 53,217 performance stock units, 9,165 restricted stock units, and 19,455 employee stock options, each representing the right to receive or purchase common shares under their respective plan terms and vesting schedules.
Universal Electronics Inc. (UEIC) reported insider activity by its Sr. VP Corp Planning & Strategy. On 11/07/2025 and 11/09/2025, restricted stock units converted to common stock (Code M) for 2,000 and 1,178 shares. On 11/11/2025, 1,392 shares were sold at $3.1926 (Code S) to cover taxes and fees tied to RSU vesting. Following these transactions, direct ownership was 40,325 common shares.
Derivative holdings disclosed: 11,177 restricted stock units, 97,280 stock options, and 102,432 performance stock units, each representing the right to receive an equivalent number of UEI shares per their grant terms.
Universal Electronics (UEIC) reported an insider transaction by EVP Global Sales David Cheung Hyen Chong. On November 7, 2025, he completed a code M transaction tied to restricted stock units, acquiring 1,167 common shares. Following the transaction, he held 38,268 shares directly and 5,112 shares indirectly through a tax-deferred annuity.
He also reported derivative holdings: 9,165 restricted stock units, 53,217 performance stock units, and 19,455 stock options, each subject to their respective vesting or plan terms.
Universal Electronics (UEIC) reported insider activity by its COO and Interim CEO. On 11/07/2025 and 11/09/2025, restricted stock units converted to common stock via code M for 1,167 and 673 shares, respectively. On 11/11/2025, 806 shares were sold at $3.212 per share, noted as a sell-to-cover for taxes.
Following these transactions, directly held common stock was 14,697 shares. Derivative holdings reported include 6,503 restricted stock units, 18,465 stock options, and 92,433 performance stock units, each labeled as aggregate figures and subject to their grant vesting schedules.