Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Compass, Inc. filings document the company's real estate services business, capital structure, governance and material events. Recent Form 8-K reports cover operating and financial results, Regulation FD disclosures, material agreements, officer appointments, and transaction-related obligations tied to its brokerage and franchise operations, including records following the completed acquisition of Anywhere Real Estate.
Proxy materials describe board and shareholder voting matters, executive compensation, equity awards and governance practices. The filing record also includes exhibits and capital-structure disclosures relevant to Compass's owned-brokerage and franchise model, its brand portfolio, technology platform and integrated real estate services.
Compass, Inc. Chief Accounting Officer Timothy B. Gustavson reported routine equity compensation activity involving Class A common stock and restricted stock units (RSUs). On June 15, 2026, 2,299 RSUs were converted into an equal number of Class A shares, and 1,176 of those shares were withheld by the company to cover tax obligations on the RSU vesting. Following these transactions, Gustavson directly held 29,633 shares of Class A common stock. The RSUs vest 6.25% on June 15, 2026 and 6.25% quarterly thereafter, with full vesting expected by March 15, 2030, subject to continued service.
Compass, Inc. Chief Legal Officer Ethan Charles Glass reported routine equity compensation activity involving Class A common stock and restricted stock units (RSUs).
On June 15, 2026, RSUs converted into 101,733 shares of Class A common stock at a stated price of $0.00 per share, reflecting vesting rather than an open-market purchase or sale. To cover tax withholding obligations tied to this vesting, the issuer withheld 50,970 shares at a value of $8.59 per share, a non-market disposition.
Following these transactions, Glass directly held 202,369 shares of Class A common stock. Footnotes indicate each RSU represents one share upon settlement and describe additional vesting schedules running through September 15, 2029, contingent on continued service.
Compass, Inc. CFO Scott R. Wahlers reported compensation-related equity activity involving the company’s Class A common stock. He exercised restricted stock units to acquire 47,466 shares, reflecting RSUs settling into common stock. To cover associated tax obligations on the RSU vesting, 24,233 shares were withheld by Compass at a price of $8.59 per share, a non-market, tax-withholding disposition rather than an open-market sale. Following these transactions, Wahlers directly holds 318,412 shares of Class A common stock. Footnotes show a multi-year RSU vesting schedule through 2029, contingent on his continued service with the company.
COMP filed a Form 144 reporting proposed sales of Common stock to be sold under a 10b5-1 plan. The filing lists 902 Restricted Stock Units with an applicable date of 06/15/2025 and references a 10b5-1 sale by Bradley Serwin on 05/06/2026 involving 1,804 shares. Timing and cash‑flow treatment are tied to the sale mechanics disclosed in the filing.
Compass, Inc. director Josh N. McCarter reported bona fide gifts of Class A Common Stock. On June 11, 2026, he gifted a total of 70,576 shares, including 35,288 shares previously held indirectly and 35,288 shares held directly.
Following the transactions, his direct holdings fell to 0 shares, while 217,447 shares are now reported as held indirectly through McCarter Living Trust, where he and his spouse are both trustees and beneficiaries. These are non-cash gift transfers, not market sales.
Compass, Inc. Chairman and CEO Robert L. Reffkin reported automatic indirect sales of Class A Common Stock through The Ruth Reffkin Family Trust under a Rule 10b5-1 plan adopted on March 3, 2026. On June 3, 2026, the trust sold 23,456 shares in open-market transactions.
The filing shows 600 shares sold at a weighted average price of $8.2833 per share and 22,856 shares sold at a weighted average price of $7.6759 per share, with individual trades ranging from $7.27–$8.30. After these transactions, Reffkin holds 515,796 shares directly and 7,805,260 shares indirectly through various trusts and entities.
Compass, Inc. director Frank Martell reported routine equity compensation activity. He exercised derivative securities to acquire 35,288 shares of Class A common stock at a stated price of $0.0000 per share, bringing his direct holdings to 218,233 shares.
Martell also received a grant of 27,702 restricted stock units, each representing one share of Class A common stock upon settlement. These RSUs vest 100% on the earlier of the next annual stockholder meeting or May 14, 2027, and he has elected to defer receipt of 100% of this award under Compass’s deferred compensation plan. In addition, 30,000 shares are held indirectly through the Frank D. and Donna M. Martell Family Trust, over which he has voting and investment power as trustee.
Compass, Inc. director Allan Leinwand reported equity compensation activity involving Class A Common Stock and restricted stock units (RSUs). He exercised RSUs covering 35,288 shares of Class A Common Stock at a price of $0.00 per share, resulting in 35,288 shares of direct ownership.
He also received a new grant of 27,702 RSUs, each representing one share of Class A Common Stock upon settlement. The filing shows 146,352 shares of Class A Common Stock held indirectly through the Leinwand Family Living Trust, where he and his spouse serve as trustees and beneficiaries. The RSUs are scheduled to vest 100% on the earlier of specified future annual stockholder meetings or stated May 2026 and May 2027 dates.
Compass, Inc. director Charles E. Phillips Jr. reported equity compensation activity involving the company’s Class A Common Stock. He exercised 35,288 Restricted Stock Units (RSUs), which converted into the same number of Class A shares, bringing his direct holding to 236,642 shares after the transaction.
Phillips also received a new award of 27,702 RSUs, each representing a right to one Class A share upon settlement. The RSUs disclosed in the footnotes vest 100% on the earlier of the next annual meeting of stockholders or May 22, 2026 for one grant and May 14, 2027 for another, highlighting time-based service vesting rather than open-market trading.