Bank of America Corporation Form 4 Filings

BANK OF AMERICA CORP Co‑President James P. DeMare reported a series of equity compensation transactions dated February 15, 2026. He exercised multiple grants of restricted stock units, which convert on a one‑for‑one basis into common stock, including 2022, 2023, 2024 and 2025 awards.

The filing shows related movements in Common Stock held indirectly through a revocable trust. Several transactions coded “M” reflect derivative exercises or conversions, while entries coded “F” and “D” reflect shares delivered to the issuer to cover tax withholding and other obligations rather than open‑market sales. After these transactions, the revocable trust held 324,078 shares of Bank of America common stock.

Bank of America Chief People Officer Sheri B. Bronstein reported multiple equity transactions involving restricted stock units and common stock on February 15, 2026. She exercised several grants of 2022–2025 restricted stock units into common shares at a stated price of $0.00 per share, including a grant of 75,000 restricted stock units and additional units such as 9,888 and 6,910 units from various award years.

To satisfy tax withholding obligations and issuer-related dispositions, she disposed of common shares at $52.55 per share, including 4,080 shares and 38,375 shares through tax-withholding transactions, as well as additional issuer dispositions tied to specific awards. These transactions were reported as exercises or conversions of derivative securities and related tax or issuer dispositions, not as open‑market purchases or sales. After the reported activity, she directly owned 376,370 shares of Bank of America common stock.

Bank of America Corporation Executive Vice President & CFO Alastair M. Borthwick reported multiple equity award transactions involving common stock and restricted stock units dated February 15, 2026. Several grants of restricted stock units from 2022 through 2025 were exercised or converted into Bank of America common stock at a stated price of $0.00 per share. The filing also shows shares delivered to satisfy tax withholding obligations and dispositions to the issuer at $52.55 per share. After these transactions, Borthwick directly owned 427,843 shares of Bank of America common stock.

Bank of America (BAC) Co-President Dean C. Athanasia reported multiple equity transactions tied to vesting restricted stock units on February 15, 2026. Several grants of 2022–2025 restricted stock units were exercised or converted into common stock at a stated price of $0.0000 per share.

These transactions increased his direct holdings through derivative exercise/conversion, including 21,830 shares of common stock from 2022 restricted stock units and 75,000 shares from other restricted stock units. Footnotes state each unit represents or is economically equivalent to one share of Bank of America common stock.

Athanasia also reported dispositions of common stock at $52.55 per share. These included tax-withholding dispositions (code F), where shares such as 10,553 and 36,353 were delivered to satisfy tax obligations, and dispositions to the issuer (code D), including 17,769 and 15,888 shares surrendered back to Bank of America.

Bank of America Chair and CEO Brian T. Moynihan reported multiple equity award transactions dated February 15, 2026. Several series of restricted stock units were exercised or converted into common stock, and a portion of the resulting shares, at $52.55 per share, was delivered back to Bank of America to cover tax withholding obligations or as dispositions to the issuer. He also reported indirect common stock holdings through a 401(k) plan and a trust.

Thompson Bruce R. reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation reported an insider equity award for Bruce R. Thompson, Vice Chair and Head Enterprise Credit. On February 13, 2026, he received 108,955 2026 Performance Restricted Stock Units, each representing a contingent right to one share of common stock. These units are tied to pre-set performance goals based on three-year average return on assets and growth in adjusted tangible book value from January 1, 2026 through December 31, 2028, and, if earned, will settle in shares on March 1, 2029. He also received 54,477 2026 Restricted Stock Units that are cash-settled and 54,478 2026 Restricted Stock Units that are share-settled, both vesting in four equal annual installments starting February 15, 2027. Following these awards, he reports direct holdings of 749,780 shares of common stock and 40,000 shares of Preferred Stock, Series LL, plus indirect holdings via a trust of 225,000 shares of common stock and 60,000 shares of Preferred Stock, Series NN.

Bank of America Corporation granted equity awards to Chief Operations Executive Thomas M. Scrivener on February 13, 2026. He received 57,682 2026 Performance Restricted Stock Units, each representing a contingent right to one share, with performance measured from January 1, 2026 through December 31, 2028 and settlement in shares on March 1, 2029, if earned. The actual payout can range from 0% to 150% of this target amount.

He also acquired 28,841 2026 Restricted Stock Units that are cash-settled and vest in four equal annual installments starting February 15, 2027, plus another 28,841 2026 Restricted Stock Units that settle in shares on the same four-year vesting schedule. Following these grants, he directly beneficially owned 207,531 shares of common stock.

Okpara Johnbull reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation Chief Accounting Officer Okpara Johnbull reported an equity award of 2026 Restricted Stock Units on February 13, 2026. The filing shows a grant of 69,219 restricted stock units, each representing a contingent right to receive one share of Bank of America common stock.

These units were awarded under the company’s equity plan in a transaction exempt under Rule 16b-3(d) and are scheduled to vest in four equal annual installments beginning February 15, 2027. Following this award, Johnbull is shown as directly holding 13,110 shares of common stock and 50,000 shares of Preferred Stock, Series DD.

Nguyen Thong M reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation reported that Vice Chair Thong M. Nguyen received equity awards tied to future performance and service. On February 13, 2026, he was granted 64,091 2026 Performance Restricted Stock Units, each representing a contingent right to one share of common stock.

These performance units depend on three-year goals for average return on assets and growth in adjusted tangible book value from January 1, 2026 through December 31, 2028 and, if earned, will be settled in shares on March 1, 2029, with payout ranging from 0% to 150% of the 64,091-unit target.

He also received 32,045 2026 Restricted Stock Units settled in cash and 32,046 2026 Restricted Stock Units settled in shares, each vesting in four equal annual installments starting February 15, 2027. Separately, 401(k) share equivalents rose to 343.976 due to dividend reinvestment, and indirect common stock holdings are reported through trusts.

Mogensen Lauren A reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation’s Global General Counsel, Lauren A. Mogensen, reported equity awards tied to the company’s stock. On 02/13/2026 she received 76,909 2026 Performance Restricted Stock Units, which can pay out between 0% and 150% of target based on three-year performance from January 1, 2026 through December 31, 2028, with any earned shares settling on March 1, 2029.

She also received two time-based 2026 Restricted Stock Unit grants covering 38,454 and 38,455 units, which vest in four equal annual installments starting February 15, 2027; one grant is settled in cash and the other in shares. After these awards, she directly beneficially owns 501,789 shares of Bank of America common stock.

Bank of America reported equity awards for Bernard A. Mensah, President of International. He now directly holds 169,589 shares of common stock.

On February 13, 2026, he acquired 98,426 2026 Performance Restricted Stock Units, representing a target right to receive the same number of shares, subject to three-year performance goals from January 1, 2026 to December 31, 2028. Any earned shares will be delivered in two installments of 75% and 25% starting March 1, 2029.

He also received two separate 2026 Restricted Stock Unit grants of 49,213 units each. One grant is cash-settled and one is share-settled, and both vest in four equal annual installments beginning February 15, 2027, with each unit economically equivalent to one share of common stock.

Greener Geoffrey S reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation’s Chief Risk Officer Geoffrey S. Greener reported equity awards tied to the company’s common stock. On 02/13/2026, he received 105,750 2026 Performance Restricted Stock Units, each a contingent right to one share, granted under the Bank of America Corporation Equity Plan.

These performance units are based on three-year average return on assets and three-year average growth in adjusted tangible book value from January 1, 2026 through December 31, 2028, and, if earned, will be settled in shares on March 1, 2029, with payout between 0% and 150% of the 105,750 target units. He also received 52,875 2026 Restricted Stock Units that are cash-settled and 52,875 2026 Restricted Stock Units that are share-settled, each vesting in four equal annual installments starting February 15, 2027.

Separately, the filing notes indirect beneficial ownership of 1,373,439 shares of common stock held through a revocable trust.

Gopalkrishnan Hari reported acquisition or exercise transactions in this Form 4 filing.

Bank of America (BAC) reported new equity awards for Chief Tech & Info Officer Hari Gopalkrishnan. On February 13, 2026, he received 49,938 2026 Performance Restricted Stock Units, which may pay out between 0% and 150% of this target amount depending on performance goals from January 1, 2026 through December 31, 2028, with settlement in shares on March 1, 2029.

He was also granted 24,969 2026 Restricted Stock Units that are cash-settled and 24,969 2026 Restricted Stock Units that are share-settled, each vesting in four equal annual installments starting February 15, 2027. Following these grants, he holds 2,672 shares of common stock directly.

Bank of America Corporation Co-President James P. DeMare reported equity awards tied to future performance and service. On 02/13/2026, he acquired 192,273 2026 Performance Restricted Stock Units, each representing a contingent right to one share of common stock. These units are subject to performance goals measured from January 1, 2026 through December 31, 2028 and, to the extent earned, will be settled in shares on March 1, 2029, with the actual payout ranging from 0% to 150% of the 192,273-unit target.

He also acquired two service-based awards of 2026 Restricted Stock Units: 96,136 units that are settled in cash and 96,137 units that are settled in shares, each vesting in four equal annual installments commencing February 15, 2027. Separately, the filing notes indirect beneficial ownership of 223,407 shares of Bank of America common stock held through a revocable trust.

Bank of America Corporation’s Chief People Officer Sheri B. Bronstein reported equity awards tied to future performance and service. On February 13, 2026, she acquired 57,682 2026 Performance Restricted Stock Units, each representing a contingent right to one share of common stock.

These performance units are based on three-year average return on assets and growth in adjusted tangible book value from January 1, 2026 to December 31, 2028, and, if earned, settle in shares on March 1, 2029. She also received two grants of 28,841 2026 Restricted Stock Units each, one cash-settled and one share-settled, both vesting in four equal annual installments starting February 15, 2027. Following these awards, she directly beneficially owned 324,622 shares of common stock.

Borthwick Alastair M reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Executive Vice President and CFO Alastair M. Borthwick reported new equity awards tied to future Company performance and service. On February 13, 2026, he received 121,773 2026 Performance Restricted Stock Units, each representing a contingent right to one share of common stock.

These performance units relate to pre-set goals based on three-year average return on assets and three-year average growth in adjusted tangible book value from January 1, 2026 through December 31, 2028, and, to the extent earned, will be settled in shares on March 1, 2029. He was also granted 60,886 2026 Restricted Stock Units that are cash-settled and 60,887 2026 Restricted Stock Units that are share-settled, each vesting in four equal annual installments beginning February 15, 2027.

Following these awards, Borthwick directly beneficially owned 388,100 shares of Bank of America common stock and the reported derivative units as disclosed.

Bank of America (BAC) Co-President Dean C. Athanasia reported new equity awards tied to future performance and service. On February 13, 2026, he acquired 160,228 2026 Performance Restricted Stock Units, each representing a contingent right to one common share, with performance measured from January 1, 2026 through December 31, 2028 and settlement in shares on March 1, 2029, depending on goal attainment.

He also received two 2026 Restricted Stock Unit awards of 80,114 units each. One award is settled in cash and the other in shares, and both vest in four equal annual installments starting February 15, 2027. Following these awards, he directly holds 558,669 shares of common stock, separate from the derivative units.

MOYNIHAN BRIAN T reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation Chair and CEO Brian T. Moynihan reported new equity awards and updated his share holdings. On February 13, 2026, he received 216,994 2026 cash-settled restricted stock units, each economically equivalent to one common share and payable in cash in 12 monthly installments from March 2026 through February 2027.

He was also granted 361,656 2026 performance restricted stock units that may pay out between 0% and 150% of this target amount in shares on March 1, 2029, based on three-year return on assets and adjusted tangible book value growth from January 1, 2026 through December 31, 2028. In addition, he received 144,663 2026 restricted stock units that vest in four equal annual installments beginning February 15, 2027.

Following these awards, Moynihan beneficially owns 2,421,313 Bank of America common shares directly, plus 3,583.484 shares through a 401(k) plan and 100,000 shares held by a trust.

Bank of America Chair and CEO Brian T. Moynihan reported a charitable gift of 100,000 shares of common stock on February 4, 2026, coded as transaction type G at a price of $0 per share. After this gift, he directly beneficially owns 2,421,313 common shares.

He also reports indirect holdings of 3,583.484 common shares through a 401(k) plan and 100,000 common shares held by trust.

Bank of America (BAC) Chair and CEO Brian Moynihan reported an equity compensation transaction and share sale. On January 15, 2026, he exercised 17,891 2025 cash-settled restricted stock units, each economically equivalent to one share of common stock, and acquired the same number of common shares. That same day, he disposed of 17,891 common shares at $52.59 per share.

After these transactions, Moynihan directly owned 2,521,313 Bank of America common shares, plus 3,583.484 share equivalents in a 401(k) plan and 100,000 shares held by a trust. The restricted stock units come from a February 14, 2025 grant that vests monthly from March 2025 through February 2026.

Bank of America Corporation Chair and CEO Brian T. Moynihan reported an insider transaction in the company’s common stock. On December 15, 2025, he acquired 17,892 shares of common stock in a transaction coded "M" and then disposed of 17,892 shares at a price of $55.33 per share.

After these transactions, he directly owns 2,521,313 shares of Bank of America common stock, plus 3,568.159 shares held through a 401(k) Plan and 100,000 shares held by trust. The derivative position involved 2025 cash settled restricted stock units, each unit being the economic equivalent of one share of Bank of America common stock, with the grant structured so that 1/12 of the units vest and become payable monthly from March 2025 through February 2026.

Bank of America Corp. Chair and CEO Brian T. Moynihan reported a charitable transfer of company stock. On 12/11/2025, he made several transactions coded “G,” which the filing explains as a charitable gift by the reporting person, at a reported price of $0 per share. The largest single transaction disclosed was a transfer of 100,000 shares of Bank of America common stock.

After these gifts, Moynihan reports 2,521,313 shares of Bank of America common stock held directly. He also reports indirect holdings of 3,568.159 shares through a 401(k) Plan and an additional 100,000 shares held indirectly by trust. The filing is made on Form 4 by one reporting person in his roles as both Director and Chair and CEO of Bank of America Corp.

Bank of America Corp. insider activity: Chief Risk Officer Geoffrey S. Greener reported charitable gifts of Bank of America common stock held indirectly through a revocable trust. On 12/09/2025, the trust made two gifts totaling 9,265 shares of common stock (8,800 shares and 465 shares) at a reported price of $0 per share, reflecting their nature as donations rather than sales. Following these transactions, Greener indirectly beneficially owned 1,373,439 shares of Bank of America common stock through the revocable trust.

Bank of America (BAC) insider reports charitable stock gift

A Bank of America officer, identified as the Chief Operations Executive, reported a transaction involving the company’s common stock. On 12/03/2025, the insider made a charitable gift of 3,000 shares of Bank of America common stock, reported with transaction code G, at a stated price of $0 per share. After this gift, the insider directly beneficially owns 207,531 shares of Bank of America common stock.

The filing is a Form 4 submitted for a single reporting person and notes that the disposition reflects a charitable contribution, rather than an open-market sale. No derivative securities transactions were reported.

Bank of America Corporation (BAC) insider Johnbull Okpara, the Chief Accounting Officer, reported equity transactions dated 11/30/2025. The filing shows the exercise and settlement of 26,784 restricted stock units, resulting in the acquisition of an equal number of Bank of America common shares, as each unit represents a right to receive one share. To cover tax withholding, 13,674 common shares were disposed of back to the issuer at a price of $53.65 per share, leaving 13,110 common shares directly held after the reported transactions.

The report also lists ongoing holdings of 50,000 shares of Preferred Stock, Series DD, held directly. Following the vesting event, Okpara continues to hold 53,569 restricted stock units, which relate to an award originally granted on 11/30/2024 that vests in three equal annual installments beginning 11/30/2025.

Bank of America Corporation (BAC) reported insider equity transactions by an officer, the President of Merrill Wealth Management, on 11/15/2025 via a Form 4 filing. The officer exercised 1,234 restricted stock units, receiving the same number of Bank of America common shares as they vested. To cover tax withholding obligations, 524 shares were automatically withheld and disposed of back to the issuer at a price of $52.61 per share. Following these transactions, the officer directly owned 61,850 common shares, with an additional 988 shares held indirectly by a child and 988 shares held indirectly under a UTMA account. The filing also shows 1,235 restricted stock units remaining outstanding, scheduled to vest through 02/15/2026 based on a prior grant made on 02/15/2022.

Bank of America Corporation (BAC) reported an insider equity transaction by an officer. On 11/15/2025, the President of Merrill Wealth Management exercised 975 restricted stock units into common stock and then disposed of 471 common shares to Bank of America to cover tax withholding at a price of $52.61 per share. After these transactions, the reporting person directly beneficially owned 39,621 shares of Bank of America common stock and 975 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock, and the units were originally granted on February 15, 2022, vesting in sixteen equal quarterly installments starting May 15, 2022.

Bank of America Corporation (BAC) reported an insider equity transaction by its Chief Technology & Information Officer. On 11/15/2025, the executive exercised 2,703 restricted stock units, each convertible into one share of Bank of America common stock. As part of the same event, 1,383 shares were withheld and disposed of at $52.61 per share to satisfy tax withholding obligations, a common administrative step rather than an open-market sale. Following these transactions, the executive directly beneficially owns 2,672 shares of Bank of America common stock.

Bank of America Corporation reported an insider transaction by Chair and CEO Brian T. Moynihan. On 11/15/2025, he exercised 17,891 2025 cash-settled restricted stock units, each economically equivalent to one share of common stock, and disposed of 17,891 shares of common stock at $52.61 per share. Following these transactions, he directly beneficially owned 2,651,313 shares of common stock, plus 3,568.159 shares held through a 401(k) plan and 100,000 shares held by a trust. He also continued to hold 53,675 cash-settled restricted stock units, originally granted on February 14, 2025 and scheduled to vest in twelve equal monthly installments from March 2025 through February 2026.

Bank of America (BAC) reported an insider transaction by a Co‑President. On 11/13/2025, the reporting person made charitable gifts of common stock coded “G”. The filings list gifts of 13,250 shares and three additional gifts of 475 shares each, all at a reported price of $0 per share.

Following these transactions, the insider’s directly held common stock position changed sequentially to 560,094, 559,619, 559,144, and then 558,669 shares. The filing notes the disposition represents a charitable gift.

Bank of America Corporation (BAC) and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Incorporated filed a Form 4 for BlackRock Municipal Credit Alpha Portfolio, Inc. (MUNEX). On 11/07/2025, they indirectly purchased 1 share at $12.55 and sold 1 share at $12.54. Following these transactions, the reported indirect beneficial ownership was 0 shares.

The filing is a joint report by BAC and Merrill Lynch. The reporting persons disclaim beneficial ownership except to any pecuniary interest and state that any profit potentially recoverable under Section 16(b), if applicable, will be remitted to the issuer.

Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Incorporated jointly filed a Form 4 reporting a sale of 1 share of BlackRock Municipal Credit Alpha Portfolio, Inc. (MUNEX) common stock at $12.54 on November 6, 2025. The holding is reported as indirect, and the filers list 0 shares beneficially owned after the transaction.

The filers disclaim beneficial ownership except to any pecuniary interest and state that, without conceding greater‑than‑10% owner status, any potential profit recoverable under Section 16(b) from the reported transactions will be remitted to the issuer.

Bank of America (BAC) disclosed an insider transaction by its Chief People Officer. On 10/22/2025, the reporting person made a charitable gift of 6,000 shares of common stock (Transaction Code G). After the transaction, the insider directly beneficially owns 324,622 shares.

Bank of America (BAC) reported an insider transaction by Chair and CEO Brian T. Moynihan on 10/15/2025. He reported a conversion related to cash‑settled restricted stock units and a same‑day sale of 17,892 shares at $52.28.

Following the transactions, he beneficially owned 2,651,313 BAC shares directly. Additional holdings include 3,568.159 share equivalents in a 401(k) plan and 100,000 shares held indirectly by a trust. The derivative line reflects cash‑settled RSUs, with each unit economically equivalent to one share and a remaining balance of 71,566 units. The grant vests in twelfths on the 15th of each month from March 2025 through February 2026 and is payable solely in cash.

Bank of America Corporation and subsidiary Merrill Lynch, Pierce, Fenner & Smith Incorporated jointly reported a Form 4 transaction in BlackRock Municipal Credit Alpha Portfolio, Inc. (MUNEX). On 10/13/2025, 1 share of common stock was purchased at $12.48 and reported as indirect ownership. The filers disclaim beneficial ownership except to any pecuniary interest and state that any potential Section 16(b) profit from the reported transactions would be remitted to the issuer.

Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Incorporated filed a joint Form 4 reporting same-day trades in Nuveen Municipal High Income Opportunity Fund (NMZ).

On 10/10/2025, the Reporting Persons purchased 6,440 shares at $10.56 and sold 6,440 shares at $10.635, reported as indirect transactions. Following these trades, reported beneficial ownership was 0 shares. The filers disclaim beneficial ownership except to any pecuniary interest, and state that any profit potentially recoverable under Section 16(b), if applicable, will be remitted to the issuer.

Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Inc. jointly reported same-day purchase and sale activity in the common stock of Nuveen Municipal High Income Opportunity Fund (NMZ). On 10/09/2025 the Reporting Persons bought 190 shares at $10.62 per share and sold the same 190 shares at $10.62, leaving 0 shares beneficially owned after the transactions. The filing lists the ownership as indirect through Merrill Lynch and includes standard disclaimers that each Reporting Person disclaims beneficial ownership except for any pecuniary interest. The statement notes that, without conceding greater-than-10% status, any profit potentially recoverable under short-swing rules would be remitted to the issuer if required.

Bank of America Corporation and Merrill Lynch jointly reported insider transactions in Nuveen Municipal Credit Income Fund (NZF). The filing shows a series of purchases and sales on 10/03/2025 that netted the reporting persons to 0 shares directly owned after completing sales. The Report lists three purchases of 817, 750 and 683 common shares at prices between $12.525 and $12.529 and two sales of 1,500 and 750 shares at prices around $12.574–$12.575. Ownership is reported as indirect through Merrill Lynch, a wholly owned subsidiary of Bank of America, and both parties disclaim beneficial ownership except to the extent of any pecuniary interest.

Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Inc. jointly filed an amended Form 4 correcting two lines previously reported for trades in BlackRock Municipal Credit Alpha Portfolio, Inc. (MUNEX). The amendment sets the earliest transaction date as 09/25/2025 and clarifies the security title. The reported activity shows an indirect purchase of 4,780 shares at $12.64 followed the same day by an indirect sale of 4,780 shares at $12.68, leaving 0 shares beneficially owned after the transactions. The filing states Bank of America holds the interest indirectly through its 100% ownership of Merrill Lynch and disclaims beneficial ownership except to the extent of any pecuniary interest. The reporting parties also note that, without conceding Section 16(b) applicability, any short-swing profit potentially recoverable would be remitted to the issuer.

Bank of America Corporation, together with Bank of America N.A. and BofA Securities, Inc., filed a joint Form 4 to report that their combined beneficial ownership in Aptevo Therapeutics Inc. (APVO) has fallen below 10%. The filing lists the reporting entities' Charlotte, NC addresses and includes authorized signatures dated 10/03/2025. The statement explains the purpose is to indicate these entities are no longer subject to Section 16 reporting obligations because their ownership decreased under the 10% threshold.