Every Form 4 that Barfresh Food Group Inc. (BRFH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BRFH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BRFH filings page.
BARFRESH FOOD GROUP INC. Chief Executive Officer Riccardo Delle Coste reported updated holdings of company securities. He received 399 shares of common stock as payment of interest on a convertible note, valued at $1.88 per share, bringing his direct common stock ownership to 119,861 shares.
In addition, he holds 1,642,022 common shares indirectly through RD Capital Holdings Pty Ltd and 6,782 shares indirectly through the Delle Coste Family Trust. He also reports multiple stock options, a Series R warrant, and a 10% Series A convertible note, all convertible into additional common shares over time.
BARFRESH FOOD GROUP INC. director Joseph M. Cugine reported an update to his holdings in company securities. He received 2,657 shares of Common Stock with a reported price of $1.88 per share as payment of interest on a convertible note, bringing his directly held common shares to 257,146.
Alongside this, he continues to hold several derivative positions on Common Stock: stock options over 19,231 shares at $7.15 expiring on December 31, 2026, options over 5,724 shares at $5.46 expiring on May 7, 2029, and options over 19,231 shares at $6.76 also expiring on December 31, 2026. He also holds a Series R Warrant for 62,500 shares at $3.20 expiring on March 6, 2030 and a 10% Series A Convertible note convertible into 68,966 shares at $2.90 expiring on March 6, 2028.
Barfresh Food Group Chief Financial Officer Lisa Roger reported a routine tax-withholding event tied to restricted share vesting. Of 8,333 previously granted shares that vested on June 13, 2026, 2,963 shares of common stock were withheld to cover related tax liabilities.
Following this withholding, Roger directly holds 124,536 shares of common stock. She also holds stock options over 15,385 shares of common stock at an exercise price of $5.95 per share expiring on January 17, 2030, and options over 150,000 shares at $2.19 per share expiring on June 13, 2032. Of the original 25,000-share grant, 16,667 shares remain subject to vesting requirements.
BARFRESH FOOD GROUP INC. director and Chief Executive Officer Riccardo Delle Coste reported a new grant of stock options covering 19,231 shares of common stock at an exercise price of $2.50 per share. According to the footnote, these options vest in equal amounts annually over three years beginning on the first anniversary of the grant date.
Following the reported positions, he indirectly holds 1,642,022 common shares through RD Capital Holdings Pty Ltd, directly holds 119,462 common shares, and indirectly holds 6,782 common shares through the Delle Coste Family Trust. He also holds multiple existing stock option awards, a Series R Warrant over 9,375 common shares at a $3.20 exercise price expiring on March 23, 2030, and a 10% Series A convertible note convertible into 10,345 common shares at $2.90 per share expiring on March 23, 2028.
BARFRESH FOOD GROUP INC. Chief Financial Officer Lisa Roger reported an equity award and her outstanding stock options. She received 15,000 shares of Common Stock at $0.00 per share as incentive compensation, increasing her direct holdings to 127,499 shares.
The award vests in three equal installments on April 27, 2028, April 27, 2029, and April 27, 2030. She also continues to hold stock options to acquire 15,385 shares at $5.95 per share expiring in 2030, and options for 150,000 shares at $2.19 per share expiring in 2032.
Barfresh Food Group director and CEO Riccardo Delle Coste reported receiving 31,848 shares of Common Stock on April 15, 2026 as a stock grant. The filing describes this as the settlement of performance units in stock, net of 11,804 shares withheld to cover withholding tax liability.
After the grant, Delle Coste directly holds 119,462 Common shares and a range of equity-linked instruments, including a 10% Series A convertible note convertible into 10,345 Common shares at $2.90 per share, a Series R Warrant for 9,375 Common shares at $3.20, and multiple stock options, each for 19,231 Common shares with exercise prices between $1.33 and $9.36 and expirations from 2026 to 2033. He also reports indirect ownership of Common Stock through the Delle Coste Family Trust and RD Capital Holdings Pty Ltd.
BARFRESH FOOD GROUP INC. Chief Financial Officer Lisa Roger received a grant of 6,800 shares of Common Stock on April 15, 2026 as a stock award, increasing direct ownership to 112,499 shares. The award reflects settlement of performance units in stock, with 4,760 shares withheld to cover tax obligations.
Roger also holds stock options for 150,000 shares of Common Stock at a $2.19 exercise price expiring June 13, 2032, and options for 15,385 shares at a $5.95 exercise price expiring January 17, 2030, all held directly.
Barfresh Food Group chief executive Riccardo Delle Coste reported insider purchases involving company-linked securities. He bought a 10% Series A convertible note for $30,000.0000, which is convertible into 10,345 shares of common stock at $2.9000 per share. With this note purchase, he also acquired 9,375 Series R warrants, each exercisable for one share of common stock at $3.2000, and the warrants were included with the purchase of the convertible notes as disclosed. Following these transactions, he holds 87,614 shares of common stock directly, plus additional indirect holdings of 6,782 shares through the Delle Coste Family Trust and 1,642,022 shares through RD Capital Holdings Pty Ltd. He also retains multiple stock option awards on common stock with various exercise prices and expiration dates extending through 2033.
Barfresh Food Group director Joseph M. Cugine reported new derivative investments in the company. On March 6, 2026, he purchased a 10% Series A convertible note for $200,000, which is convertible into 68,966 shares of common stock at a conversion price of $2.90 per share. He also acquired a Series R Warrant giving the right to buy 62,500 shares of common stock at an exercise price of $3.20 per share, expiring in 2030. A footnote explains that common stock purchase warrants were included with the purchase of the convertible notes. After these transactions, he directly holds 254,489 shares of common stock and multiple stock option awards covering additional shares.