Welcome to our dedicated page for Broadway Finl Del SEC filings (Ticker: BYFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadway Financial Corporation filings document the reporting record of the parent company of City First Bank, National Association.
Its SEC materials include proxy statements on director elections and annual meeting matters, Form 8-K reports on quarterly results, Nasdaq listing-rule compliance, Regulation FD updates, and events affecting financial statements. The filings also disclose preferred dividends, loan participation accounting under ASC Topic 860, goodwill impairment, non-reliance and restatement determinations, and community development finance activity such as New Markets Tax Credit allocations.
Hentges Mary reported acquisition or exercise transactions in this Form 4 filing.
Broadway Financial Corporation director Mary Hentges reported receiving a grant of 2,675 shares of common stock on March 2, 2026. The unrestricted shares were awarded at $7.85 per share under the company’s Amended and Restated 2018 Long Term Incentive Plan and are held directly.
Allen John Anthony reported acquisition or exercise transactions in this Form 4 filing.
Broadway Financial Corp. EVP and Chief Banking Officer John Anthony Allen received a grant of 7,833 shares of restricted common stock on March 2, 2026. The award was priced at $7.85 per share and increased his directly held common stock to 16,016 shares.
The restricted stock vests over four years under the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan, effective April 16, 2023. This represents equity-based compensation rather than an open-market purchase.
DAVIDSON ROBERT C JR reported acquisition or exercise transactions in this Form 4 filing.
Broadway Financial Corporation director Robert C. Davidson Jr. received an award of 2,675 shares of common stock on March 2, 2026 under the company’s Amended and Restated 2018 Long Term Incentive Plan. The shares were valued at $7.85 per share, bringing his direct holdings to 11,127 shares after the grant.
Ibrahim Zack reported acquisition or exercise transactions in this Form 4 filing.
Broadway Financial Corporation executive vice president and chief financial officer Zack Ibrahim reported receiving a grant of 11,521 shares of common stock on March 2, 2026. The restricted stock was granted at $7.85 per share and vests over four years, bringing his direct holdings to 51,267 shares.
Ross Dutch C. III reported acquisition or exercise transactions in this Form 4 filing.
Broadway Financial Corporation director reports stock award
Director Dutch C. Ross III received an award of 2,675 shares of Broadway Financial Corporation common stock on March 2, 2026, valued at $7.85 per share. The award consists of unrestricted stock granted under the company’s Amended and Restated 2018 Long Term Incentive Plan.
Following this grant, Ross directly holds a total of 14,062 shares of Broadway Financial common stock. The share amounts reflect adjustments related to a reverse stock split that was effective on October 31, 2023.
Broadway Financial Corporation, parent of City First Bank, announced that the Community Development Financial Institutions Fund selected City First Bank for a $75 million New Markets Tax Credit allocation. This federal tax credit authority helps finance projects in low-income and underinvested communities.
City First Bank reports having previously deployed $548 million in New Markets Tax Credit allocations across 54 projects, focused on expanding access to education and healthcare in underinvested areas. Management describes the new allocation as “catalytic” for partnering with mission-driven organizations and continuing its community development mission.
Broadway Financial Corporation announced that Nasdaq has confirmed the company is back in compliance with its listing requirements for timely reporting. On February 17, 2026, Nasdaq informed the company that it satisfied Listing Rule 5250(c)(1) after Broadway filed its Form 10-Q for the period ended September 30, 2025 on February 13, 2026. Nasdaq stated that the matter is now closed, meaning the prior reporting deficiency has been fully resolved and the company’s Nasdaq Capital Market listing is no longer at risk from this issue.
Broadway Financial Corporation reported a restated quarterly 10-Q showing a sharp swing to loss driven by a large non-cash goodwill write-down and higher credit costs. For the quarter ended September 30, 2025, the company posted a net loss attributable to the company of $23.9 million, versus net income of $0.5 million a year earlier, and a basic loss per common share of $2.86.
Results include a $25.9 million goodwill impairment, eliminating all recorded goodwill, and higher provision for credit losses, which lifted the allowance to $10.3 million. Management also restated prior periods after determining certain loan participations should be treated as secured borrowings rather than sales, modestly increasing both loan interest income and borrowing costs and revising cash flow presentation. Despite the loss, total assets were stable at about $1.34 billion, deposits rose to $849.2 million, and available-for-sale securities increased, while unrealized losses on securities narrowed, supporting positive other comprehensive income.
Broadway Financial Corporation disclosed that Nasdaq has notified the company it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because its Form 10-Q for the quarter ended September 30, 2025 was not filed on time. The notice does not immediately affect the listing or trading of BYFC shares, and the company expects to regain compliance in the near future.
The delay stems from the company’s ongoing evaluation of its sold loan participation accounting under ASC 860 and the related impact on its consolidated financial statements. Broadway Financial previously received a Nasdaq extension to February 16, 2026 for filing its June 30, 2025 Form 10-Q, and any additional exception for all delinquent filings, including the Q3 Form 10-Q, is limited to that deadline. Nasdaq has given the company until December 8, 2025 to submit an updated compliance plan, and the company plans to provide this plan and file the Q3 Form 10-Q as promptly as reasonably practicable.
Broadway Financial Corp (BYFC) director reports stock sales. A single reporting person, serving as a director, sold a total of 10,000 shares of BYFC common stock through their broker between 10/02/2025 and 10/15/2025. The trades were executed in ten separate 1,000-share transactions at prices ranging from $7.0987 to $7.7 per share, described as part of ordinary course portfolio rebalancing. After these sales, the director beneficially owns 8,452 BYFC shares directly.