Every Form 4 that GATX Corporation (GATX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GATX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GATX filings page.
GATX CORP (GATX) reported that senior vice president, operations Geoffrey Phillips exercised a 2020 nonqualified stock option for 2,500 shares of common stock at an exercise price of $77.07 per share on September 11, 2026. He then sold the same 2,500 shares in open-market transactions at prices around $177–$180 per share. After these transactions, he reports 6,472 shares of GATX common stock held indirectly through the Geoffrey D Phillips Living Trust. No Rule 10b5-1 trading plan is indicated.
GATX CORP (GATX) reported that senior vice president of operations Geoffrey Phillips transferred 6,472 shares of common stock on September 3, 2026 as a bona fide gift to the Geoffrey D Phillips Living Trust U/A DTD 06/18/2021 for no consideration. After the transfer, he holds 1 share directly and remains the beneficial owner of the 6,472 shares held indirectly through the trust, where he is trustee and his immediate family are the sole beneficiaries. No Rule 10b5-1 trading plan is reported.
GATX CORP (GATX) reported that officer Doygun Eren, SVP Chief Planning & Investment Officer, exercised a 2020 nonqualified stock option for 1,000 shares of common stock at an exercise price of $77.07 per share on August 26, 2026, then sold the resulting 1,000 common shares at a weighted average price of $179.5186 per share (price range $179.29–$179.80). Following the transaction, this specific option position shows 0 derivative shares remaining, and Eren also reports indirect ownership of 210 common shares through a 401(k) plan.
For GATX CORP (GATX), senior vice president of Engineering and Quality John Sbragia reported several related equity transactions. On 2026-08-14, he exercised a 2020 nonqualified stock option for 1,900 shares of common stock at an exercise price of $77.07 per share, receiving 1,900 common shares (including 2 shares acquired through dividend reinvestment). That same day, he sold 1,900 common shares at a weighted average price of $180.3995 per share, with individual sale prices ranging from $180.07 to $180.68. On 2026-08-15, an additional 47 common shares were delivered or withheld at $179.6275 per share for payment of exercise price or tax liability.
GATX CORP (GATX) reported that officer Kevin Hillesland, SVP, Structured Finance, had 70 shares of common stock withheld or delivered on 2026-08-15 to satisfy exercise price or tax liability, at a reference price of $179.6275 per share. Following this code F transaction, his directly held position is 7,212 shares, which includes 49 shares acquired through dividend reinvestment.
GATX CORP (GATX) reported that officer Geoffrey Phillips, Senior Vice President, Operations, had 70 shares of common stock disposed of on 2026-08-15 as a payment of exercise price or tax liability by delivering or withholding securities, at a reference price of $179.6275 per share. Following this transaction, Phillips directly holds 6,473 shares of GATX common stock, which the company notes includes 49 shares acquired through the reinvestment of dividends.
GATX CORP EVP & CFO Thomas A. Ellman reported an option exercise-and-sale. He exercised 18,200 nonqualified stock options at an exercise price of $77.07 per share, receiving 18,200 common shares, then sold 18,200 common shares in multiple open-market trades at weighted average prices around $179.62–$181.20 per share. He also reported indirect ownership of 10,436 common shares through a 401(k) plan.
WETHERBEE ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Robert S. Wetherbee reported a grant of 130 shares of phantom stock/RSUs on 2026-08-03 at $177.9125 per share. The units, credited under GATX’s director phantom stock and deferred fee plans, represent rights to receive common shares and increased his direct balance to 1,645 share-equivalents.
Holmes John McClain III reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director John McClain Holmes III received an award of 142 phantom stock/RSUs on August 3, 2026 under the company’s director compensation and deferred fee plans. Each unit represents one share of common stock, generally payable in stock on a deferred basis after his board service ends. Following this grant, he directly holds 4,464 units.
Bausch Shelley J reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Shelley J. Bausch reported a grant/credit of 142.0000 shares of phantom stock/RSUs on August 3, 2026 at $177.9125 per share. The units were issued under the Amended and Restated GATX Directors' Phantom Stock Plan and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.
Footnotes state that 15 of these units came from the plans' dividend reinvestment feature and 126 RSUs resulted from Bausch electing to defer her annual cash retainer and other director fees into RSUs. Each phantom stock/RSU represents the right to receive one share of GATX common stock, generally payable on a deferred basis when her board service ends. Following this award, Bausch directly holds 4308.0000 common stock equivalents.
GATX CORP director Paul G. Yovovich acquired 130 shares of phantom stock/RSUs on 2026-08-03 at $177.9125 per share, credited through the dividend reinvestment feature of GATX’s Directors’ Phantom Stock Plan and Voluntary Deferred Fee Plan. After this award, he holds 42,420 phantom stock/RSU-equivalent shares, each representing the right to receive one share of common stock on a deferred basis.
REAM JAMES B reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director James B. Ream received 164 additional shares of phantom stock/RSUs on August 3, 2026, credited through the dividend reinvestment feature of the company’s Directors' Phantom Stock Plan and Voluntary Deferred Fee Plan. Each unit represents the right to receive one share of common stock upon settlement, generally payable in stock on a deferred basis upon his termination of board service, bringing his plan balance to 49,470 equivalent shares.
Aigotti Diane reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Diane Aigotti reported an equity-based award of 70 shares of phantom stock/RSUs, credited to her account under GATX’s Directors' Phantom Stock Plan and Deferred Fee Plan through their dividend reinvestment feature at a reported value of $177.9125 per unit.
Each phantom stock/RSU represents the right to receive one share of GATX common stock upon settlement, generally after her board service ends. Following this award, she directly holds 19,904 phantom stock/RSUs under these plans.
GATX CORP director Adam L. Stanley acquired 28 phantom stock/RSU units valued at $177.9125 per unit on 2026-08-03 through the dividend reinvestment feature of the GATX directors' Phantom Stock Plan and Deferred Fee Plan. Each unit represents the right to receive one share of common stock upon settlement, generally after his board service ends, bringing his direct common stock-equivalent holdings to 9,430 shares.
GATX CORP director Anne L. Arvia reported an acquisition of 118 shares of phantom stock/RSUs on 2026-08-03, credited through the dividend reinvestment feature of GATX’s directors’ plans at $177.9125 per share.
Each unit represents the right to receive one share of common stock on a deferred basis, bringing her reported phantom stock/RSU balance to 34,277.
GATX CORP senior vice president, treasurer and CRO Jennifer Van Aken exercised a 2020 non-qualified stock option for 1,700 shares of common stock at an exercise price of $77.07 per share on August 3, 2026, then sold those 1,700 shares in code S transactions at weighted average prices of $180.5819 and $181.2260 per share, with price ranges detailed in the footnotes.
GATX CORP director John McClain Holmes III acquired 129 restricted stock units (RSUs) tied to GATX common stock on May 1, 2026 under the company’s Amended and Restated Directors' Voluntary Deferred Fee Plan.
The RSUs were credited to his deferred account at a reference price of $194.9175 per share. Footnotes explain that 13 RSUs came from the plan’s dividend reinvestment feature, while 115 RSUs resulted from his election to defer his annual cash retainer and other board fees into RSUs. Each RSU represents the right to receive one GATX common share upon settlement, generally after he leaves the board. Following this award, he directly holds 4,321 shares of GATX common stock.
Bausch Shelley J reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Shelley J. Bausch received 128 shares of common stock-equivalent RSUs on May 1, 2026 at a reference value of $194.9175 per share. These awards are part of the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.
The grant includes 13 RSUs from the plan’s dividend reinvestment feature and 115 RSUs from deferring her annual cash retainer and other board fees into RSUs. Each RSU represents one share of GATX common stock, generally payable in stock after she leaves the board. Following this grant, Bausch directly holds 4,165 shares.
GATX CORP director Robert S. Wetherbee reported an acquisition of 115 restricted stock units (RSUs) tied to the company’s common stock. The RSUs were credited on the director’s account at a reference value of $194.9175 per unit, bringing his directly held common stock-related position to 1,515 shares-equivalent following the transaction. According to the company’s Amended and Restated Directors' Voluntary Deferred Fee Plan, these RSUs were received in lieu of the annual cash retainer and other cash fees, and will generally be settled in common stock on a deferred basis after his service on the board ends.
GATX CORP director Paul G. Yovovich reported an acquisition of 136 phantom stock/RSU units tied to GATX common stock. The units were credited on a dividend reinvestment basis under the company’s Directors' Phantom Stock Plan and Voluntary Deferred Fee Plan at a reference price of $194.9175 per share. Each unit represents the right to receive one share of GATX common stock, generally payable in stock on a deferred basis after his board service ends. Following this routine compensation-related credit, Yovovich holds 42,289 shares in this account.
GATX CORP director James B. Ream received an automatic equity credit tied to his board compensation. On May 1, 2026, he acquired 169 shares of common stock in the form of phantom stock/RSUs at $194.9175 per share, pursuant to the dividend reinvestment feature of GATX’s directors’ Phantom Stock Plan and Deferred Fee Plan. Each phantom stock/RSU represents the right to receive one share of GATX common stock on a deferred basis, generally after he leaves the board. Following this credit, his reported direct common stock holdings total 49,306 shares.
GATX CORP director Diane Aigotti acquired 71 shares of common stock in the form of phantom stock/RSUs on May 1, 2026. The shares were credited under GATX’s Directors' Phantom Stock Plan and Voluntary Deferred Fee Plan through their dividend reinvestment feature at $194.9175 per share.
Each phantom stock/RSU represents the right to receive one share of GATX common stock upon settlement, generally payable in stock after the director leaves the board. Following this award, Aigotti directly holds 19,833 shares of GATX common stock.
GATX CORP director Adam L. Stanley reported an acquisition of 30 shares of common-stock-equivalent phantom stock/RSUs on May 1, 2026. The units were credited through the dividend reinvestment feature of GATX’s Directors' Phantom Stock Plan and Voluntary Deferred Fee Plan, bringing his directly held common and phantom shares to 9,401.
GATX CORP director Anne L. Arvia was credited with additional equity-linked units rather than buying stock on the market. On May 1, 2026, she acquired 124 shares of phantom stock/RSUs under GATX’s director plans through their dividend reinvestment feature at a reference price of $194.9175 per share.
Each phantom stock/RSU represents the right to receive one share of GATX common stock upon settlement, generally payable on a deferred basis after her board service ends. Following this credit, her directly reported holdings tied to this security increased to 34,159 shares, reflecting a routine compensation-related accrual rather than an open‑market trade.
GATX CORP director Diane Aigotti received an equity grant of 731 restricted stock units (RSUs) that will settle in common shares. The award represents her annual equity retainer and carries no cash exercise price.
Each RSU equals one share of GATX common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders at which directors are elected following the grant date, subject to her continued board service through that meeting. After this grant, she directly holds 19,762 shares of GATX common stock. Aigotti has elected to defer receipt of the common shares issuable upon settlement of these RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan.
Stanley Adam L. reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Adam L. Stanley received an equity grant of 731 restricted stock units as part of his annual equity retainer. Each RSU represents one share of GATX common stock and was granted at no cash purchase price.
The RSUs will vest in full on the date of the first annual meeting of shareholders at which directors are elected following the grant date, provided he continues to serve as a director through that meeting. After this grant, he directly holds 9,371 shares of GATX common stock.
REAM JAMES B reported acquisition or exercise transactions in this Form 4 filing.
GATX Corp director James B. Ream received a grant of 731 restricted stock units as his annual equity retainer. The award is effectively priced at $0.00 per share because it is compensation, not a market purchase. Each RSU represents one share of GATX common stock.
The RSUs vest in full on the date of the first annual shareholders’ meeting at which directors are elected following the grant, as long as Ream continues serving through that date. He elected to defer receipt of the common shares issuable upon settlement of these RSUs under GATX’s Directors’ Voluntary Deferred Fee Plan. After this grant, his directly held common stock position reported in the filing is 49,137 shares.
YOVOVICH PAUL G reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Paul G. Yovovich received an annual equity retainer in the form of a grant of 731 restricted stock units on April 24, 2026. These RSUs will be settled in shares of common stock and each unit represents one share.
The RSUs vest in full at the first annual shareholder meeting at which directors are elected following the grant date, if he continues serving as a director through that date. After this grant, he directly owns 42,152 shares of GATX common stock.
GATX CORP director Anne L. Arvia received an equity award of 731 restricted stock units as part of her annual equity retainer. These RSUs will each convert into one share of GATX common stock when they settle. The award is compensation, not an open-market stock purchase.
The RSUs vest in full on the date of the first annual shareholder meeting at which directors are elected following the grant date, as long as she continues to serve as a director through that date. After this grant, she directly holds 34,034 shares of GATX common stock.
WETHERBEE ROBERT S reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director Robert S. Wetherbee received an equity award of 731 restricted stock units (RSUs) of common stock. The award is described as his annual equity retainer and was granted at no cash cost per share. After this grant, he holds 1,400 shares directly.
The RSUs will vest in full on the date of the first annual shareholder meeting at which directors are elected following the grant date, as long as he continues to serve through that date. Wetherbee has elected to defer receipt of the common shares issuable upon settlement of these RSUs under the company’s Directors' Voluntary Deferred Fee Plan.
Holmes John McClain III reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP director John McClain Holmes III received an annual equity retainer in the form of 731 restricted stock units (RSUs), recorded at a price of $0.00 per share as a compensation grant, not an open-market purchase.
Each RSU represents one share of GATX common stock. The RSUs vest in full on the date of the first annual meeting of shareholders at which directors are elected following the grant date, provided he continues serving through that date. After this grant, he directly holds 4,192 shares of common stock, including the RSUs deferred under the company’s Directors' Voluntary Deferred Fee Plan.
GATX CORP director Shelley J. Bausch received an equity grant of 731 restricted stock units (RSUs) of common stock as part of her annual equity retainer. The award is a compensation grant, not an open-market purchase, and carries no cash exercise price.
Each RSU represents the right to receive one share of GATX common stock, vesting in full on the date of the first annual shareholder meeting at which directors are elected following the grant date, subject to her continued board service. After this grant, she holds 4,037 shares directly, and she has elected to defer receipt of the shares issuable upon RSU settlement under the GATX Directors' Voluntary Deferred Fee Plan.
LYONS ROBERT C reported acquisition or exercise transactions in this Form 4 filing.
GATX Corporation reported that President and CEO Robert C. Lyons received a grant of 47,900 stock options on February 23, 2026. These options are a right to buy GATX common stock and are classified as a derivative security.
According to the vesting terms, 33.33% of the options become exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this award, Lyons directly holds 50,575 shares of common stock and has an additional 3,093 units in the company’s 401(k) stock fund, where unit values can change without any actual share sale.
Ellman Thomas A. reported acquisition or exercise transactions in this Form 4 filing.
GATX Corporation EVP & CFO Thomas A. Ellman received a grant of stock options covering 14,300 shares on February 23, 2026. These 2026 nonqualified stock options vest in three equal annual installments of 33.33%, 33.33%, and 33.34% starting one year from the grant date.
After this grant, Ellman directly holds 34,319 shares of GATX common stock and 14,300 stock options, plus an additional 10,345 shares indirectly through the company’s 401(k) plan. The 401(k) position is in a unitized stock fund, so reported changes can reflect fund value movements rather than actual share sales.
Glassberg Brian L reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP executive Brian L. Glassberg received a new stock option grant for 7,100 shares on 2026-02-23. The option was granted at a price of $0.00 per share as a derivative security award.
According to the vesting terms, 33.33% of the option becomes exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this award, Glassberg holds 7,100 stock options and 7,041 shares of GATX common stock directly.
Nero Kimberley reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP executive receives stock option grant
EVP & Chief HR Officer Kimberley Nero was granted stock options for 5,100 shares of GATX CORP common stock on February 23, 2026. The options were granted at a price of $0.0000 per share as an award, not an open-market purchase.
According to the vesting terms, 33.33% of the option becomes exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this grant, Nero directly holds 4,303 shares of GATX CORP common stock.
Titterton Paul F reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP executive Paul F. Titterton received a grant of 12,800 stock options on 2026-02-23. These 2026 nonqualified options give him the right to buy GATX common shares in the future.
According to the terms, 33.33% of the option grant becomes exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this award, his derivative holdings reflect 12,800 options and his directly held common stock position is 10,468 shares.
Zmudka Robert reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP senior vice president Robert Zmudka received a grant of 4,800 stock options on 2026-02-23. These 2026 nonqualified options have a stated price of $0.00 per option at grant.
According to the vesting terms, 33.33% of the options become exercisable one year after the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this grant, he holds 7,493 shares of GATX common stock directly and 414 shares indirectly through a 401(k) plan.
Young Jeffery R. reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP senior vice president and Chief Tax Officer Jeffery R. Young received a stock option grant. On February 23, 2026, he was granted 2,400 nonqualified stock options with a stated price of $0.00 per share, increasing his option holdings to 2,400.
The options vest in stages: 33.33% become exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this filing, he also directly holds 7,700 shares of common stock and indirectly holds 275 shares through a 401(k) plan.
GATX CORP reported that SVP & CIO Niyi Adedoyin received a grant of stock options covering 3,300 shares of common stock at an exercise price of $0.00 per share. These 2026 nonqualified options vest in three roughly equal annual installments starting one year from the February 23, 2026 grant date.
After this award, Adedoyin directly holds 3,902 shares of GATX common stock and has an additional 3,818 units tied to GATX stock through the company’s 401(k) plan. The 401(k) position is in a unitized stock fund whose value can change without actual share transactions.
Van Aken Jennifer reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP senior vice president, treasurer and chief risk officer Jennifer Van Aken received a grant of 2,200 nonqualified stock options on the company’s stock. The award was recorded at no cost per option on the grant date.
According to the vesting terms, 33.33% of the options become exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following the reported transactions, she directly held 5,916 shares of GATX common stock.
McManus Jennifer reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP senior vice president and controller Jennifer McManus received an option grant for 2,600 shares on common stock. This 2026 nonqualified stock option was awarded at no cash cost to her and is held directly. According to the filing, 33.33% of the option becomes exercisable one year from the grant date, an additional 33.33% after two years, and the remaining 33.34% after three years. Following this award, she directly holds 3,497 shares of GATX common stock.
GATX CORP senior vice president Kevin Hillesland reported an equity award in the form of a nonqualified stock option. He received options covering 2,300 shares of common stock at an exercise price of $0.00 per share, classified as a grant or award acquisition.
According to the vesting terms, 33.33% of the option becomes exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this grant, Hillesland directly holds 2,300 option units and 7,233 shares of common stock.
Phillips Geoffrey reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP senior vice president of operations Geoffrey Phillips reported receiving a grant of 2,400 nonqualified stock options on February 23, 2026. The award was recorded at a price of $0.00 per option, indicating it was a compensatory grant rather than a market purchase.
According to the footnote, 33.33% of the options become exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this grant, he directly holds 2,400 stock options and 6,494 shares of GATX common stock.
Sbragia John reported acquisition or exercise transactions in this Form 4 filing.
GATX CORP senior vice president granted stock options
GATX CORP reported that SVP of Engineering and Quality, John Sbragia, received a grant of 1,900 nonqualified stock options on February 23, 2026. These options give him the right to buy GATX common shares in the future, subject to a vesting schedule.
According to the terms, 33.33% of the option grant becomes exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this award, Sbragia’s directly held common stock position is reported at 6,865 shares.
GATX CORP senior vice president Christopher LaHurd received a new stock option grant. He was awarded 2,100 nonqualified stock options on Common Stock at an exercise price of $0.0000 per share, characterized as a grant or award acquisition.
According to the terms, 33.33% of the option becomes exercisable one year from the grant date, another 33.33% after two years, and the remaining 33.34% after three years. Following this filing, LaHurd directly owns 1,106 shares of GATX Common Stock.
GATX CORP executive Brian L. Glassberg, EVP, General Counsel & Secretary, reported multiple stock transactions. He exercised a 2020 non-qualified stock option for 2,000 shares, receiving common stock at an exercise price of $77.07 per share. On the same date, he then sold 1,126 shares of common stock at a weighted average price of $198.0449 per share and a further 874 shares at a weighted average price of $198.6101 per share in open-market transactions. After these transactions, he directly owned 7,041 shares of GATX common stock.
GATX CORP senior vice president and chief tax officer Jeffery R. Young reported multiple stock option exercises and a share sale. On February 20, 2026, he exercised nonqualified stock options granted in 2023, 2024, and 2025, converting them into shares of common stock at stated exercise prices.
He then sold 2,595 shares of GATX common stock in an open-market transaction at a weighted average price of $196.2905 per share, within a disclosed range of $195.9964 to $196.6788, and held 7,700 common shares directly afterward. He also reported indirect holdings in a unitized 401(k) stock fund totaling 275 units, with footnote disclosure that changes in unit value can occur without actual share dispositions.
GATX CORP senior vice president and chief commercial officer Robert Zmudka exercised a 2022 nonqualified stock option for 5,200 shares on February 20, 2026, converting it into common stock at $103.1500 per share. He then executed an open-market sale of 5,200 common shares at a weighted average price of $192.6108 per share, with individual sale prices ranging from $192.5300 to $192.6300. Following these transactions, he directly owns 7,493 common shares and indirectly holds 414 shares through a 401(k) plan.
GATX CORP executive Brian L. Glassberg, EVP, General Counsel & Secretary, reported two transactions in common stock. He received a grant of 2,790 shares at no cost, and 1,236 shares were disposed of at $192.825 per share to cover tax obligations, leaving him with 7,041 shares held directly.