Every Form 4 that Newtekone Inc (NEWTH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NEWTH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NEWTH filings page.
Cestare Thomas David reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Thomas David Cestare reported an equity compensation grant of common stock. He received 1,825 restricted shares under the 2023 Stock Incentive Plan at a reference price of $13.70 per share.
The award is a restricted stock grant, not an open-market purchase, with 100% of the shares vesting after 12 months. Following this grant, Cestare directly holds 1,895 common shares. During the restricted period, dividends will be paid in additional common stock, which will vest on the same schedule.
SALUTE RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Richard J. Salute received a grant of 1,825 restricted shares of common stock valued at $13.70 per share. The award was made under the 2023 Stock Incentive Plan and vests 100% after 12 months. Following this grant, he directly holds 47,597 shares. Dividends will be paid in additional common stock during the restricted period and will vest on the same schedule.
Zink Gregory L reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Gregory L. Zink received a grant of 1,825 shares of common stock as a restricted stock award under the company’s 2023 Stock Incentive Plan. The award vests 100% after 12 months, and dividends paid during the restricted period will be in common stock that follows the same vesting schedule. Following this award, Zink directly holds 37,910 shares of NewtekOne common stock.
PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Fernando Perez-Hickman received a grant of 1,825 shares of common stock under the company’s 2023 Stock Incentive Plan. This restricted stock award vests 100% after 12 months, and dividends during the restricted period will be paid in common stock that follows the same vesting schedule. Following this award, he directly holds 10,356 common shares.
Brunet Craig Jeffry reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Brunet Craig Jeffry received a grant of 1,825 restricted shares of common stock under the Shareholder and Board approved 2023 Stock Incentive Plan. The award is compensation-related, not an open-market purchase, and all shares are scheduled to vest after 12 months.
Following this grant at an indicated value of $13.70 per share, Brunet Craig Jeffry holds 9,010 common shares directly. During the restricted period, dividends will be paid in additional common stock, and those dividend shares will vest on the same 12‑month schedule.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported an open-market purchase of 5,000 shares of common stock at $14.20 per share on June 15, 2026. After this transaction, his direct holdings increased to 1,181,914 shares.
NewtekOne, Inc. Chief Financial Officer Frank M. DeMaria made an open-market purchase of 500 shares of common stock at $13.915 per share. Following this transaction, he directly owns 36,736 shares, indicating a small incremental increase in his personal stake in the company.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported open-market purchases of 11,000 shares of common stock on June 15, 2026 at prices around $14.20 per share. These insider buys were executed in three separate trades on the same day.
NewtekOne, Inc. director Craig Jeffry Brunet reported an open-market purchase of 1,000 shares of Common Stock. The shares were bought at an average price of $12.6955 per share. After this transaction, he directly owns 7,185 NewtekOne shares.
NewtekOne, Inc. director and Newtek Bank president Peter Mathison Downs reported an open-market purchase of 737 shares of Common Stock at $13.56 per share. Following this transaction, he directly holds 87,539 NewtekOne shares, indicating a relatively small but positive increase in his personal stake.
NewtekOne, Inc. director Brunet Craig Jeffry reported an open-market purchase of Common Stock. He bought 330 shares at $12.72 per share, increasing his direct holdings to 6,185 shares. This filing reflects a relatively small personal share purchase by a board member.
NewtekOne, Inc. director Gregory L. Zink reported an open-market purchase of 1,000 shares of common stock on May 8, 2026, at a price of $13.87 per share. After this transaction, his direct ownership increased to 36,085 shares, indicating a modest addition to his personal stake.
NewtekOne, Inc. director Richard J. Salute reported an open-market purchase of NewtekOne common stock. On May 7, 2026, he bought 1,000 shares at an average price of $13.4699 per share. After this transaction, his direct holdings increased to 45,772 common shares.