Welcome to our dedicated page for NIO SEC filings (Ticker: NIOIF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NIO Inc. (NIOIF) files foreign-issuer reports that transmit Hong Kong exchange announcements, delivery updates, annual report materials, board meeting notices, and annual general meeting records. The filings identify the company as a Cayman Islands issuer in the smart electric vehicle market with securities identified under NYSE, HKEX, and SGX symbols.
The company’s regulatory documents describe its weighted voting rights structure, including Class A ordinary shares and Class C ordinary shares, and state that American depositary shares represent Class A ordinary shares. Recent 6-K filings also document vehicle delivery updates by brand, publication of annual report materials, financial-results meeting procedures, record dates, and shareholder voting mechanics.
NIO Inc. filed an initial Form 3 showing Chief Executive Officer Li Bin’s existing equity stake in the company. He directly holds options over 13,500,000 Class A ordinary shares at an exercise price of $2.55 per share, expiring on February 29, 2028, and all of these options have vested. He also holds restricted share units representing 248,454,460 Class A ordinary shares under NIO’s 2026 Share Incentive Plan, which vest in ten tranches based on performance conditions. In addition, he has indirect ownership of Class A and Class C ordinary shares through entities including NIO Users Community Limited, Originalwish Limited, mobike Global Ltd., and NIO Users Limited, and directly holds 7,703 American depositary shares, each representing one Class A ordinary share.
NIO Inc. director Skaf Eddy Georges filed an initial statement of beneficial ownership. The filing shows he directly holds 120,000 American depositary shares, each representing one Class A ordinary share. He also holds restricted share units that entitle him to receive 93,985 Class A ordinary shares upon vesting.
The restricted share units were granted under NIO’s share incentive plans and do not have expiration dates. According to the disclosure, these units are scheduled to vest in two tranches on February 5, 2027 and February 5, 2028, reflecting future potential share delivery rather than current share ownership.
NIO Inc. director Collins Nicholas Paul has filed an initial ownership report showing his equity stake in the company. He holds 120,000 American depositary shares, with each ADS representing one Class A ordinary share. He also holds two grants of restricted share units, each tied to 93,985 Class A ordinary shares, granted under NIO’s share incentive plans. These RSUs have no expiration dates and will vest on February 5, 2027, and February 5, 2028, giving him the right to receive Class A ordinary shares as they vest.
NIO Inc. executive vice president Shen Feng filed an initial ownership report showing direct holdings of stock options and American depositary shares. The filing lists several option grants over Class A ordinary shares, including 900,000 underlying shares at an exercise price of $1.8000 per share expiring on December 30, 2027, and other grants at exercise prices of $2.0500, $2.3900, and $2.5500 with expirations through 2030. A footnote states these options were granted under NIO’s share incentive plans and all have vested as of this Form 3. Shen also directly holds 22,947 American depositary shares, with each ADS representing one Class A ordinary share.
NIO Inc. director and president Qin Lihong filed an initial Form 3 detailing his equity interests in the company. The filing shows indirect ownership of 10,499,899 Class A ordinary shares through DX Mix Limited and 1 share through Prime Hubs Limited, plus 169,662 American depositary shares held directly, with each ADS representing one Class A share. He also holds several option awards over Class A shares with exercise prices of 2.39 and 2.55 expiring between 2028 and 2030, and multiple restricted share unit grants that will vest in stages from 06/01/2026 through 09/01/2029. The Form 3 records existing positions and does not report any new purchases or sales.
NIO Inc. filed an initial ownership report for Ganesh V. Iyer, CEO of NIO U.S., detailing his equity stake in the company. He directly holds 275,000 Class A ordinary shares and 480,762 American depositary shares, with each ADS representing one Class A ordinary share.
He also holds multiple vested employee stock options over Class A ordinary shares, including options covering 125,000 shares at an exercise price of $0.27 per share and 500,000 shares at $2.05 per share, with expiration dates between 2028 and 2030. According to the filing, all reported options have vested as of the Form 3 date, and the entries reflect holdings rather than new purchases or sales.
NIO Inc. director Lee Denny Ting Bun filed an initial ownership report detailing his equity interests in the company. He reports direct holdings of American depositary shares and restricted share units tied to NIO’s Class A ordinary shares.
The filing shows 360,765 American depositary shares held directly, with each ADS representing one Class A ordinary share. It also lists 131,869 restricted share units, which give a contingent right to receive Class A ordinary shares upon vesting. These restricted share units have no expiration date and are scheduled to vest on 09/12/2026 under NIO’s share incentive plans.
NIO Inc. director Long Annabelle Yu filed an initial statement of beneficial ownership. She reports direct holdings of 150,000 American depositary shares, each representing one Class A ordinary share. She also holds restricted share units covering 85,803 and 85,804 Class A ordinary shares that vest on 11/06/2026 and 11/06/2027, respectively, under NIO’s share incentive plans.
NIO Inc. filed a Form 3 showing that Chief Financial Officer Qu Yu holds several option and restricted share unit awards tied to Class A ordinary shares, plus American depositary shares. The holdings include options to acquire 64,585 shares at an exercise price of $3.6100 per share expiring on December 31, 2030, and other option grants with exercise prices ranging from $1.9400 to $2.5500 expiring between 2028 and 2030. Footnotes state these options were granted under NIO’s share incentive plans and are fully vested as of the Form 3 date. Qu Yu also holds multiple restricted share unit awards that vest on various dates from June 1, 2026 through September 1, 2029, each representing the contingent right to receive Class A ordinary shares upon vesting, and directly holds 215,088 American depositary shares, with each ADS representing one Class A ordinary share.
NIO Inc. director Wen Yonggang reported his equity holdings in a Form 3. The filing lists 120,000 American depositary shares, with each ADS representing one Class A ordinary share. It also shows two grants of restricted share units for 78,003 and 78,004 underlying Class A ordinary shares at an exercise price of 0.0000. These RSUs were granted under NIO’s share incentive plans and will vest on 11/06/2026 and 11/06/2027, respectively. The document reflects holdings only and does not show any buy or sell transactions.