Every Form 4 that RBB Bancorp (RBB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RBB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RBB filings page.
RBB Bancorp (RBB) reported insider equity activity by Chief Accounting Officer Diana Hanson. On 08/19/2026, 767 Restricted Stock Units were converted into 767 shares of Common Stock. Of these, 276 shares were withheld or delivered to cover exercise price or tax liability, and 491 shares effectively remained with the officer. RSUs convert into common stock on a one-for-one basis, and 1,255 underlying shares remain subject to unvested RSUs that vest in scheduled annual installments.
RBB Bancorp President/CEO Johnny C. Lee reported vesting of 5,500 restricted stock units from a 07/20/2023 grant into an equal number of common shares on 2026-07-20. To settle related tax obligations, 1,974 shares of common stock were withheld at $26.74 per share. Additional RSU and PSU awards remain outstanding, scheduled to vest on future service and performance conditions.
RBB Bancorp director Morris David Richard reported an open-market sale of 1,946 shares of common stock at $23.99 per share on June 4, 2026. After this sale, he directly holds 43,422 common shares and three blocks of restricted stock units covering 700, 3,164 and 2,225 underlying shares that vest in 2027.
RBB Bancorp EVP and Chief Operations Officer Gary Fan sold 2,368 shares of RBB common stock in an open‑market transaction at $24.0147 per share, reducing his directly held common stock to zero.
Alongside this sale, the filing lists his remaining equity awards. These include stock options on 12,000 shares expiring in 2032, as well as multiple restricted stock unit and performance stock unit awards tied to RBB common stock. The RSUs vest between 2026 and 2028 on specified dates, while the PSUs vest over multi‑year periods only if certain performance goals and an employment condition are met, with some PSUs representing maximum potential awards rather than guaranteed shares.
RBB Bancorp director James Kao reported compensation-related equity activity involving restricted stock units and common shares. On May 21, 2026, he exercised restricted stock units to acquire a total of 2,662 shares of common stock at a conversion price of $0.00 per share, and his direct common stock holdings changed around 566,724 shares after these transactions. He also received a new grant of 2,662 restricted stock units, of which 1,962 vested immediately into common stock and 700 are scheduled to vest on the one-year anniversary of the grant date, according to the footnotes.
RBB Bancorp director Christina Kao reported compensation-related equity activity involving restricted stock units. On May 21, 2026, she exercised RSUs that converted into 2,862 shares of common stock on a one-for-one basis. The same day, she received a new grant of 2,862 RSUs, with 2,162 vesting immediately and 700 scheduled to vest on the one-year anniversary of the grant date. Footnotes also note a prior May 21, 2025 grant of 5,242 RSUs, most of which vested earlier, indicating these are ongoing director equity awards rather than open-market trades.
RBB Bancorp director Joyce Wong Lee reported compensation-related stock activity involving restricted stock units (RSUs). On May 21, 2026, she exercised RSUs to acquire 2,062 shares of RBB common stock at $0.00 per share and a further 700 shares in a separate exercise, increasing her direct common stock holdings to 51,825 shares after the reported transactions.
On the same date, she received a new grant of 2,762 RSUs, each convertible into one share of common stock. Footnotes explain that 2,062 RSUs vested immediately from this 2026 grant and 700 RSUs will vest on the one-year anniversary of the grant date. A prior May 21, 2025 grant of 5,142 RSUs had already largely vested, with 700 RSUs vesting on its one-year anniversary. All reported activity reflects equity awards and vesting, with no open-market buying or selling.
RBB Bancorp director Geraldine Pannu reported compensation-related equity activity involving restricted stock units and common shares. On May 21, 2026, she exercised RSUs that converted one-for-one into 1,846 common shares and a separate block of 700 common shares, both at a stated price of $0.00 per share.
These transactions reflect the vesting and conversion of prior RSU awards. The filing also shows a new grant of 2,546 restricted stock units, with footnotes stating that 1,846 vested immediately and 700 will vest on the one-year anniversary of the grant date. Following these awards and conversions, she continues to hold common stock directly.
RBB Bancorp director Bennett Bill reported a compensation-related share issuance. On May 21, 2026, he exercised restricted stock units to acquire 700 shares of RBB Bancorp common stock, bringing his direct common stock holdings reported in this filing to 700 shares.
The 700 shares came from 700 restricted stock units that vested on the one-year anniversary of a prior grant. That grant, dated May 21, 2025, covered 3,421 restricted stock units, of which 2,721 vested immediately and 700 vested after one year, converting into common stock on a one-for-one basis.
RBB Bancorp director LIN CHUANG I exercised previously granted restricted stock units into common shares. On May 21, 2026, 700 restricted stock units converted into 700 shares of Common Stock at $0.00 per share, reflecting the one-for-one RSU-to-stock conversion noted in the footnotes.
Following this non-cash derivative exercise, the director directly owned 52,047 shares of RBB Bancorp common stock. The RSUs related to this grant were fully exhausted, with the footnotes explaining that 2,521 units vested immediately at grant and 700 vested on the one-year anniversary.
RBB Bancorp director Robert Franko reported compensation-related equity activity involving restricted stock units (RSUs) and common shares. On May 21, 2026, 2,162 RSUs vested and were converted into 2,162 shares of common stock, and 700 RSUs from a prior grant vested and converted into 700 common shares. The filing also shows a new grant of 2,862 RSUs at a conversion price of $0.00 per unit, with 2,162 units vesting immediately and 700 scheduled to vest on the one-year anniversary of the grant date. Following these transactions, Franko directly holds 14,804 shares of common stock.
RBB Bancorp director Scott Polakoff increased his equity stake through stock-based compensation activity. On May 21, 2026, he exercised derivative awards covering 2,546 restricted stock units, converting them into the same number of shares of common stock at a stated price of $0.00 per share.
Following these exercises, his direct holdings of common stock rose to 15,190 shares. On the same date, he also received a new grant of 2,546 restricted stock units, of which 1,846 vested immediately and 700 are scheduled to vest on the one-year anniversary of the grant date.
RBB Bancorp director Frank Wong reported equity compensation activity. On May 21, 2026, he exercised restricted stock units to acquire 2,546 shares of common stock and received a new grant of 2,546 restricted stock units. Following these transactions, he directly holds 7,067 common shares and 2,546 restricted stock units.
RBB Bancorp director Morris David Richard increased his equity exposure through compensation-related awards. On May 21, 2026, he was granted 2,646 restricted stock units (RSUs) that convert into common stock on a one-for-one basis. Of this grant, 1,946 RSUs vested immediately and were exercised into 1,946 shares of common stock at an exercise price of $0.00, bringing his direct common stock holdings to 45,368 shares.
The remaining 700 RSUs from the new grant are scheduled to vest on the one-year anniversary of the grant date. In addition, he holds RSUs covering 3,164 underlying common shares that vest on February 21, 2027, and RSUs covering 2,225 underlying common shares that vest on March 20, 2027, providing a pipeline of future stock deliveries if service-based conditions are met.
RBB Bancorp Chief Accounting Officer Diana Hanson reported her updated equity holdings, with no explicit buys or sells. She now directly holds 492 shares of Common Stock. She also holds Restricted Stock Units (RSUs) that will be settled in Common Stock as they vest over time.
One RSU grant covers 1,255 underlying shares of Common Stock, vesting in three equal annual installments on 08/19/2026, 08/19/2027 and 08/19/2028. Another RSU grant covers 2,300 underlying shares, vesting in four equal annual installments beginning one year after the 05/13/2026 grant date. Footnotes clarify that vested RSUs have no expiration date and that grants of RSUs will be settled in Common Stock.
RBB Bancorp’s EVP and Chief Risk Officer Rizkalla Mina S. reported current equity holdings without any recorded buys or sells. The filing shows direct ownership of 1,447 shares of common stock and several blocks of restricted stock units (RSUs) that convert into common shares over time.
One RSU grant covers 3,873 underlying common shares, vesting in two equal annual installments on May 8, 2027 and May 8, 2028. Another covers 1,563 underlying shares, vesting in three equal annual installments beginning on May 8, 2027, 2028, and 2029. A further RSU grant of 3,475 underlying shares vests in three equal annual installments beginning one year after the May 13, 2026 grant date. The filing also clarifies that RSU grants will be settled in common stock and that vested RSUs will have no expiration date.
RBB Bancorp executive Gary Fan, EVP and Chief Operations Officer, reported his equity holdings as of May 13, 2026. He holds 2,368 shares of common stock directly, along with multiple equity awards in the form of restricted stock units, performance stock units, and stock options.
The filing shows restricted stock units tied to common stock totaling 3,106, 2,904, 1,314 and 1,011 underlying shares, each with specific vesting dates extending into 2027 and 2028. Performance stock units cover 4,660, 6,534 and 5,916 underlying shares, with vesting based on performance goals over multi‑year periods and continued employment, in some cases allowing up to 150% of target awards to vest.
Fan also holds 12,000 stock options expiring in 2032, with remaining tranches vesting in two equal annual installments on December 5, 2026 and December 5, 2027. The Form 4 records these positions as holdings rather than new open‑market purchases or sales.
RBB Bancorp executive Jeffrey Yeh, an EVP, reported his current equity holdings in the company. He now directly owns 59,973 shares of common stock. In addition, he holds several blocks of restricted stock units (RSUs) and performance stock units (PSUs) that convert into common stock if vesting conditions are met.
The filing shows RSUs scheduled to vest on specific future dates, including 02/21/2027, 03/20/2027, and in two annual installments on 05/08/2027 and 05/08/2028. The PSUs vest over three-year periods tied to performance goals and an employment condition, with cycles beginning on 03/20/2024, 05/08/2025, and 05/13/2026. This update reflects ongoing stock-based compensation rather than open-market trading.
RBB Bancorp EVP/CFO Lynn M. Hopkins filed a Form 4 that updates her equity holdings, without reporting any new stock purchases or sales. She now directly holds 6,269 shares of RBB Bancorp common stock.
The filing also details outstanding stock-based awards. Hopkins holds restricted stock units and performance stock units tied to common stock, including awards covering 5,325, 4,678, 5,749 and 1,878 underlying shares for RSUs, and 7,987, 10,524 and 8,451 underlying shares for PSUs. RSUs vest on schedules running from March 20, 2027 through installments on April 22, 2027–2029, May 8, 2027–2028, and in three equal annual installments beginning one year after the May 13, 2026 grant date.
The PSUs vest only if specified performance goals and an employment condition are met, over three-year periods beginning March 20, 2024 and May 8, 2025, and for another PSU grant based on performance measured after December 31, 2028 and before March 14, 2029, with vesting upon Board of Directors certification.
RBB Bancorp President and CEO Johnny C. Lee filed a Form 4 updating his equity holdings, with no reported open-market purchases or sales. He directly holds 14,669 shares of common stock and multiple grants of restricted stock units (RSUs) and performance stock units (PSUs).
One RSU grant is tied to 9,789 underlying common shares and another to 8,712 shares, with remaining RSUs scheduled to vest on 07/20/2026, 02/21/2027, 03/20/2027, and in two equal installments on 05/08/2027 and 05/08/2028. PSU awards linked to 14,683, 19,602 and 12,332 underlying shares vest over three-year periods beginning on 03/20/2024, 05/08/2025 and 05/13/2026, subject to performance goals and an employment condition. Certain PSUs can vest at up to 150% of their target level, with the amounts reported representing the maximum awards.
RBB Bancorp executive Rizkalla Mina S., EVP and Chief Risk Officer, reported routine equity compensation activity involving restricted stock units and common stock. On May 8, 2026, she exercised restricted stock units into common shares, with a portion of the stock withheld to cover tax obligations.
The filing shows derivative exercises converting restricted stock units into a total of 2,259 shares of common stock at a stated value of $24.05 per share, and 812 shares of common stock delivered as tax-withholding dispositions. Following these transactions, she directly holds several blocks of common stock, including 2,071 shares in one line item and 334 shares in another.
Footnotes explain that remaining restricted stock units continue to vest over time. One block of 1,563 restricted stock units vests in two equal annual installments on 05/08/2027 and 05/08/2028, while another 3,475 restricted stock units vests in three equal annual installments beginning on 05/08/2027, 05/08/2028, and 05/08/2029. The filing also clarifies that RSU grants are settled in common stock rather than cash.
RBB Bancorp President/CEO Johnny C. Lee reported routine equity compensation activity involving restricted and performance stock units tied to RBB common stock.
On May 8, 2026, he exercised 4,356 restricted stock units into common shares at an exercise price of $24.05 per share, and 1,563 common shares were disposed of as a tax-withholding disposition. Following these transactions, he directly held 14,669 shares of common stock.
Lee also continues to hold multiple equity awards, including performance stock units with 19,602 underlying common shares and another grant with 12,332 underlying common shares, plus several restricted stock unit awards. Footnotes state that certain restricted stock units vest on dates such as July 20, 2026, February 21, 2027, March 20, 2027, May 8, 2027, and May 8, 2028, while performance stock units vest after three-year periods beginning on March 20, 2024 and May 8, 2025, subject to performance goals and continued employment.
RBB Bancorp EVP/CFO Lynn M. Hopkins reported compensation-related equity activity involving company stock and units. On 2026-05-08, she exercised restricted stock units to acquire 2,339 shares of common stock at $24.05 per share. As part of the same event, 840 shares of common stock were withheld at $24.05 per share to cover tax obligations, a non–open-market disposition.
Following these transactions, Hopkins directly holds 6,269 shares of RBB Bancorp common stock. She also holds performance and restricted stock units tied to common stock, including 10,524 underlying shares in performance stock units and 5,749 underlying shares in restricted stock units, with additional unit awards subject to multi‑year vesting schedules and performance conditions extending to dates such as 03/20/2027 and 05/08/2028.
RBB Bancorp EVP and Chief Operations Officer Gary Fan reported routine equity compensation activity. On May 8, 2026, he exercised 1,452 shares of common stock at $24.05 per share through a derivative exercise, and 521 shares were disposed of to cover tax obligations.
After these transactions, he directly holds 2,368 shares of common stock. He also retains significant equity incentives, including performance stock units and restricted stock units that vest between 2026 and 2028, and 12,000 options expiring on December 20, 2032, many of which vest based on future service and performance conditions.
RBB Bancorp EVP Jeffrey Yeh reported routine equity compensation activity. He exercised restricted stock units to acquire 1,465 shares of Common Stock, while 526 shares were disposed of in a tax-withholding transaction tied to this vesting. Following these transactions, he directly held 59,973 shares of Common Stock.
Yeh also continues to hold performance stock units and restricted stock units that may convert into Common Stock in the future. According to the filing, certain remaining restricted stock units vest in 2027 and 2028, and performance stock units vest after three-year performance and employment periods beginning on 03/20/2024 and 05/08/2025.
RBB Bancorp EVP Tsu Te Huang exercised equity awards and settled taxes in shares. On 05/08/2026, Huang exercised derivative securities to acquire 671 shares of Common Stock, No Par Value, at a reported price of $24.05 per share. In a related tax-withholding disposition, 241 common shares were withheld to cover tax obligations rather than sold on the open market.
Following these transactions, Huang directly owns 16,158 common shares. The filing also shows Restricted Stock Units tied to 743 underlying common shares, which will vest over time, including tranches vesting on 02/21/2027 and in three equal annual installments beginning on 05/08/2027, 05/08/2028 and 05/08/2029.
RBB Bancorp EVP Ashley Chang reported routine equity compensation activity involving restricted stock units and stock options. On May 8, 2026, Chang exercised derivative awards to acquire 993 shares of common stock at an exercise price of $24.05 per share.
As part of the same event, 409 shares of common stock were disposed of to cover tax obligations, leaving Chang with 3,356 common shares held directly. The filing also shows outstanding derivative positions, including fully vested options for 30,000 shares at $17.74 expiring on January 21, 2031 and 6,000 shares at $20.55 expiring on January 22, 2030, along with restricted stock units that vest between February 21, 2027 and May 8, 2029.
RBB Bancorp director LIN CHUANG I reported an exercise-and-sell transaction in company stock. On May 7, 2026, the director exercised options for 10,000 shares of common stock at $18.25 per share and sold 10,000 shares in an open-market transaction at an average price of $24.2346 per share. After these transactions, the director directly holds 51,347 shares of common stock. The filing also shows 700 restricted stock units that are scheduled to vest on May 21, 2026, reflecting a remaining equity-based incentive position.
RBB Bancorp director David Richard Morris reported an open-market sale of 4,500 shares of Common Stock, No Par Value, at $23.90 per share on May 4, 2026. After this transaction, he directly owns 43,422 common shares.
He also holds restricted stock units tied to 3,164 underlying common shares and another 2,225 underlying common shares. According to the footnotes, these remaining restricted stock units vest on February 21, 2027 and March 20, 2027, and will have no expiration date once vested.
RBB Bancorp EVP/COO Gary Fan reported an options exercise and share sale. On 2026-04-29, he exercised 6,000 Stock Options at $21.17 per share and sold 6,000 shares of Common Stock at $24.039 per share in an open-market transaction.
After these transactions, Fan holds 1,437 shares of Common Stock directly. He also holds several Performance Stock Units and Restricted Stock Units tied to Common Stock, which vest between 2026 and 2027 or based on multi-year performance periods beginning March 20, 2024 and May 8, 2025, subject to employment and performance conditions.
RBB Bancorp director Bill Bennett reported an open-market sale of 4,121 shares of common stock at $24.07 per share. After this transaction, he directly holds 0 shares of RBB Bancorp common stock.
Bennett also reports 700 Restricted Stock Units, granted on May 21, 2025, which vest one year from the grant date. Once these restricted stock units vest, they will have no expiration date.
RBB Bancorp EVP/CFO Lynn M. Hopkins reported compensation-related equity activity. Hopkins exercised 1,917 restricted stock units into common shares at $24.13 per share and 688 common shares were withheld to cover tax obligations, leaving 4,770 common shares held directly. The filing also updates and clarifies outstanding awards of restricted stock units and performance stock units that vest over multi‑year periods based on service and performance conditions. A prior Form 4 filed on May 12, 2025 was corrected for an administrative error that had overstated RSU and PSU grant amounts and now specifies that those grants will be settled in common stock.
RBB Bancorp EVP Vincent Liu exercised restricted stock units that converted into 1,835 shares of common stock at an exercise price of $20.43 per share. To cover tax obligations from this vesting event, 659 common shares were withheld, leaving him with 17,325 common shares held directly after the transactions. Following this exercise, he also continues to hold restricted stock units representing 931 underlying common shares, which will vest in future installments as described in prior grant terms.
RBB Bancorp director Morris David Richard reported a compensation-related stock transaction involving restricted stock units and common shares. On 2026-03-20, he exercised 3,164 restricted stock units at an exercise price of $20.43 per share, receiving an equal number of common shares. Of these, 1,234 shares were withheld to cover tax liabilities, leaving a net increase of 1,930 common shares. After these transactions, he directly holds 47,922 shares of common stock and retains restricted stock units representing 2,225 underlying common shares, which the footnotes state will be settled in common stock as they vest in future installments.
RBB Bancorp EVP/CFO Lynn M. Hopkins exercised restricted stock units into 1,878 shares of common stock at $20.43 per share. Of these, 674 shares were withheld to cover tax obligations, leaving 3,541 common shares held directly after the transactions. She also continues to hold multiple unvested restricted and performance stock unit awards that may settle in common stock if service and performance conditions are met.
RBB Bancorp executive vice president Jeffrey Yeh exercised 1,326 restricted stock units into an equal number of RBB common shares at an exercise price of $20.43 per share. To cover tax obligations, 476 common shares were withheld, a non-market disposition.
Following these transactions, Yeh directly holds 59,034 shares of common stock. He also continues to hold multiple restricted stock unit and performance stock unit awards that may convert into additional common shares over time, subject to multi-year vesting schedules and performance and employment conditions described in the awards.
RBB Bancorp President and CEO Johnny C. Lee exercised 2,740 restricted stock units into common shares at $20.43 per share. Of these, 984 shares were withheld to cover tax obligations, leaving him with 11,876 common shares held directly. The filing also updates his remaining restricted and performance stock unit awards and corrects an earlier administrative error regarding May 8, 2025 grants, clarifying that future RSU and PSU grants will be settled in common stock.
RBB Bancorp EVP and Chief Operations Officer Gary Fan exercised restricted stock units into common shares as part of his compensation. On this date, 1,315 restricted stock units converted into 1,315 shares of common stock at an exercise price of $20.43 per share.
Of these shares, 472 were withheld to cover tax obligations, leaving 843 net new shares from this vesting and 1,437 common shares held directly after the transactions. Fan also continues to hold derivative awards, including 18,000 stock options at an exercise price of $21.17 expiring in 2032, as well as multiple restricted stock unit and performance stock unit grants that may convert into additional common shares over time. The filing also corrects an earlier reporting error that had overstated certain RSU and PSU grants and clarifies that those awards will be settled in common stock.
RBB Bancorp director David Richard Morris reported equity award activity on February 20, 2026. He exercised 2,225 restricted stock units, which were settled into an equal number of shares of common stock at a stated price of $22.20 per share. To cover the related tax obligations, 868 common shares were disposed of at $22.20 through a tax-withholding transaction. After these movements, he directly owned 45,992 common shares and 6,328 restricted stock units, which vest in installments after their 2024 grant dates and are settled in common stock.
RBB Bancorp EVP/COO Gary Fan reported equity award activity and corrections to prior disclosures. On 2026-02-20, he exercised 1,011 Restricted Stock Units into 1,011 shares of common stock at a stated price of $22.20 per share, and 417 shares were withheld at the same price to cover tax obligations, leaving 594 common shares directly owned after these transactions. The filing also reports updated holdings of options, restricted stock units, and performance stock units that vest over time, some subject to performance goals and continued employment. A footnote explains that a prior Form 4 filed on May 12, 2025 contained an administrative error that overstated RSU and PSU grants from May 8, 2025, and clarifies that those grants will be settled in common stock.
RBB Bancorp EVP Jeffrey Yeh reported equity award activity involving restricted stock units, performance stock units, and common stock on February 20, 2026. He exercised 922 restricted stock units into common shares and, in a related move, used 380 common shares to cover tax obligations at a stated price of $22.20 per share. Following these transactions, he directly held 58,184 common shares. The filing also details continuing holdings of restricted and performance stock units that vest over multi-year schedules based on time and performance conditions, and clarifies that prior grants on May 8, 2025 were previously overstated due to an administrative error.
RBB Bancorp EVP Vincent Liu reported equity award activity involving restricted stock units and common shares. On February 20, 2026, he exercised 932 restricted stock units, which converted into 932 shares of RBB common stock at a stated price of $22.20 per share. In a separate transaction that same day, 384 common shares were disposed of to cover tax obligations related to the award, also at $22.20 per share.
After these transactions, Liu directly held 16,149 shares of common stock and 3,670 restricted stock units. Footnotes explain that certain RSU grants vest in three equal annual installments beginning one year after their 2024 grant dates and that, once vested, the units have no expiration date and are settled in common stock.
RBB Bancorp President and CEO Johnny C. Lee reported equity award activity involving restricted stock units, performance stock units, and common shares. On February 20, 2026, he exercised 1,098 restricted stock units, which converted into the same number of common shares at a price of $22.20 per share.
To cover associated tax obligations, 453 common shares were withheld and disposed of at $22.20 per share, leaving him with 10,120 common shares held directly after these transactions. Footnotes explain that multiple RSU and PSU grants vest in three equal annual installments or after three-year performance periods, subject to continued employment and performance goals, and clarify an earlier Form 4 that overstated May 8, 2025 awards.
RBB Bancorp executive vice president Ashley Chang exercised restricted stock units and had shares withheld for taxes. On February 20, 2026, 667 restricted stock units were converted into 667 shares of common stock at a transaction price of $22.20 per share, increasing direct ownership to 3,047 shares before tax withholding.
On the same date, 275 common shares were disposed of under a tax-withholding arrangement, leaving 2,772 directly held shares afterward. The filing also shows outstanding option awards covering 6,000 and 30,000 shares and 3,971 restricted stock units scheduled to vest over time.
RBB Bancorp EVP Tsu Te Huang reported several equity compensation transactions. On February 20, 2026, 744 Restricted Stock Units were exercised and converted into 744 shares of common stock at a transaction price of $22.20 per share.
Of these shares, 307 shares of common stock were disposed of to cover tax obligations through a tax-withholding disposition, leaving a net increase in directly held common stock. Following these transactions, Huang directly owned 15,728 shares of common stock and 2,681 RSUs.
Footnotes state that certain RSU awards vest in three or four equal annual installments starting one year after their grant dates and that vested RSUs have no expiration date. A prior Form 4 was corrected to fix an administrative error and to clarify that RSU grants will be settled in common stock.
RBB Bancorp executive vice president Jeffrey Yeh filed an amended Form 4 to update his stock-based awards. On May 8, 2025, he received 4,394 restricted stock units (RSUs) and 6,589 performance stock units (PSUs) at a price of $0 per unit as equity compensation. The RSUs vest in three equal annual installments beginning one year after the grant date. The PSUs vest over a three-year period starting on May 8, 2025, subject to performance goals and an employment condition, and the reported PSUs represent the maximum award based on a 150% cap of the target level. The filing also corrects prior errors in the amounts reported for RSUs and PSUs, clarifies that these awards will be settled in common stock, and fixes the RSU balance from a March 20, 2024 grant.
RBB Bancorp executive Jeffrey Yeh, an EVP, reported updates to his RBB common stock and equity awards. On 03/21/2025, he exercised 1,326 restricted stock units (RSUs) into common stock at $17.07 per share (transaction code M). To cover obligations, 475 shares were withheld and disposed of at $17.07 (code F), leaving him with 56,800 shares of RBB common stock held directly.
Following the transactions, Yeh continues to hold several derivative awards, including RSUs of 842 and 1,843 shares from prior grants and 2,652 RSUs from a 03/20/2024 grant that vest in three annual installments. He also holds 5,967 performance stock units that may vest after a three-year performance and service period starting 03/20/2024. The amendment clarifies that remaining RSUs from the 03/20/2024 grant should be 2,652, not 2,143.
RBB Bancorp executive Jeffrey Yeh, an EVP, reported an amended insider transaction and equity award details. On 01/16/2026, he acquired 842 shares of RBB Bancorp common stock at $21.56 per share through the exercise (code M) of previously granted restricted stock units, bringing his directly held common stock to 57,642 shares.
The filing also updates multiple restricted stock unit (RSU) and performance stock unit (PSU) awards, including time-vested RSUs that typically vest in three equal annual installments beginning one year after their grant dates in 2023, 2024, and 2025, and PSUs that vest over three-year periods based on performance goals and continued employment. A prior filing had overstated certain RSU and PSU grants from 05/08/2025, and this amendment clarifies that those grants settle in common stock and corrects remaining RSUs from the 03/20/2024 grant to 2,652 units.
RBB Bancorp executive vice president Ashley Chang reported equity award activity involving company stock. On 01/16/2026, 575 common shares were issued upon the vesting of restricted stock units at a reported price of $21.56 per share. Of these, 237 shares were disposed of to cover tax withholding obligations, leaving Chang with 2,380 common shares held directly.
Chang also holds derivative awards, including stock options covering 6,000 and 30,000 common shares that vest in three equal annual installments beginning one year after their respective grant dates, and additional restricted stock units covering 1,334 and 3,971 shares. A prior Form 4 was corrected after an administrative error that had overstated RSUs granted on May 8, 2025 and omitted certain transactional details.
RBB Bancorp director David Richard Morris reported the vesting of restricted stock units and related common stock transactions. On 01/16/2026, 2,602 restricted stock units were converted to common stock at an exercise price of $0, resulting in the acquisition of 2,602 shares of RBB Bancorp common stock at $21.56 per share. On the same date, 1,015 shares of common stock were disposed of at $21.56 under transaction code F in connection with tax withholding for the RSU vesting, leaving 44,635 common shares beneficially owned directly. Morris continues to hold 4,450 and 6,328 restricted stock units that vest in three equal installments beginning one year after their respective grant dates. A note states that grants of RSUs will be settled in common stock.