Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. filed a notice under Rule 144 for a proposed sale of 371 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an approximate sale date of 12/05/2025 and an aggregate market value of 149,476.00. The securities were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. The table also notes 112,273,567 shares of common stock outstanding, giving context to the relative size of this planned sale.
Rockwell Automation, Inc. common stock holder files notice to sell shares under Rule 144. The filing covers a proposed sale of 30 shares of common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $12,087.00, to be sold on the NYSE on or about 12/05/2025. The shares were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation, and the seller represents that there is no undisclosed material adverse information about the issuer’s operations.
Rockwell Automation insider plans small Rule 144 sale. A holder of Rockwell Automation common stock has filed a notice to sell 282 shares under SEC Rule 144. The shares were acquired on 12/05/2025 through a restricted stock lapse classified as equity compensation from Rockwell Automation, Inc. The planned sale has an aggregate market value of $113,607.00, based on the figures provided, and will be executed through Charles Schwab & Co., Inc. on the NYSE. Rockwell Automation had 112,273,567 shares of common stock outstanding at the time referenced, so this filing reflects a very small transaction relative to the total share count.
Rockwell Automation insider plans small Rule 144 stock sale. A person related to Rockwell Automation, Inc. filed a notice to sell 295 shares of common stock through Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of about $118,860.00 for these shares and notes that there were 112,273,567 shares of the same class outstanding.
The shares to be sold were acquired as equity compensation via a restricted stock lapse on 12/05/2025, with the same date shown for acquisition and payment. The seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or future operations.
Rockwell Automation, Inc. has an affiliated seller filing a notice to sell shares of its common stock. The filing covers the proposed sale of 184 shares of common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $74,127.00 as of the filing details. These shares are part of a larger base of 112,273,567 shares outstanding of the same class.
The 184 shares to be sold were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation, Inc., and are characterized as equity compensation. The filing lists an approximate sale date of 12/05/2025 and includes standard representations that the seller does not know any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans Rule 144 stock sale. A shareholder intends to sell 2,370 shares of Rockwell Automation common stock through Charles Schwab on or about 12/05/2025, with an aggregate market value of $956,169.00. The shares relate to 2,253 shares acquired via an employee stock option exercise and 117 shares from a restricted stock lapse, both dated 12/05/2025.
Rockwell Automation had 112,273,567 shares of common stock outstanding. The same seller previously disposed of 822 shares for $300,030.00 on 10/29/2025 and 1,164 shares for $468,189.00 on 12/04/2025. The notice states that the seller represents they do not know any undisclosed material adverse information about the issuer’s current or prospective operations.
Rockwell Automation insider Blake D. Moret has filed a Form 144 notice to sell up to 1,762 shares of Rockwell Automation common stock. The planned sale is to be executed through Charles Schwab & Co. on the NYSE, with an indicated aggregate market value of $709,914.00. The filing shows 112,273,567 shares of Rockwell Automation common stock outstanding.
The shares to be sold were acquired on 12/05/2025 through a restricted stock lapse as equity compensation from Rockwell Automation, Inc. The notice also reports that during the past three months, Blake D. Moret sold Rockwell Automation securities on 09/11/2025 and 11/06/2025 in amounts of 24,400 and 61,700 shares, generating gross proceeds of $8,543,197.00 and $24,159,343.00, respectively. By signing the notice, the seller represents that he is not aware of any material adverse, nonpublic information about Rockwell Automation’s current or prospective operations.
An insider of Rockwell Automation, Inc. has filed a notice of intent to sell common stock. The planned sale covers 1,164 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of $468,189.00. Rockwell Automation had 112,273,567 shares of common stock outstanding.
The shares to be sold were acquired on 12/04/2025 via an employee stock option exercise, using a broker payment in a cashless exercise. Over the prior three months, the same individual sold 822 shares of Rockwell Automation stock for gross proceeds of $300,030.00.
Rockwell Automation director reports stock gift by insider
A director of Rockwell Automation, Inc. reported a transaction in company stock. On 11/28/2025, the reporting person disposed of 2,043 shares of Rockwell Automation common stock in a transaction coded "G," which indicates a gift. The shares were transferred at a reported price of $0 per share, reflecting the non-cash nature of the gift. After this transaction, the director beneficially owns 6,551 shares of Rockwell Automation common stock in direct ownership. The form is filed for one reporting person, and an attached power of attorney authorizes an attorney-in-fact to sign on the insider’s behalf.
Rockwell Automation (ROK) senior vice president, chief legal officer and secretary Rebecca W. House reported an insider transaction involving company stock. On 11/24/2025, an employee stock option with an exercise price of $196.43 was exercised for 500 shares of common stock, recorded with transaction code M (option exercise). After this transaction, she beneficially owns 9,472 shares of common stock directly and 51.0786 shares indirectly through a company savings plan, based on information as of 9/30/2025. Following the exercise, she still holds 12,100 employee stock options with the same exercise price and a stated expiration date of 12/05/2029.