Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rebecca W. House, Senior Vice President, Chief Legal Officer and Secretary of Rockwell Automation (ROK), reported a disposition of company common stock under a trading plan. The Form 4 shows a sale of 815 shares on 08/19/2025 recorded with transaction code G, indicating the sale was made pursuant to a pre-established plan intended to satisfy Rule 10b5-1(c) conditions. After the reported sale, Ms. House beneficially owned 8,972 shares directly. The filing also discloses an indirect interest of 50.907 shares represented by units in the Company Savings Plan as of 06/30/2025, per the plan administrator information.
T. Rowe Price Associates, Inc. reports beneficial ownership of 4,997,025 shares of Rockwell Automation common stock, equal to 4.4% of the class. The filing shows sole voting power for 4,722,542 shares and sole dispositive power for 4,985,165 shares, with no shared voting or dispositive powers. The filer is identified as an investment adviser (IA) and certifies the securities are held in the ordinary course of business and not to influence control. No subsidiaries, groups, or holdings on behalf of another person are reported.
Rockwell Automation (ROK) reported Q3 FY25 results (three months ended 30 Jun 2025) that show modest top-line growth but strong earnings leverage. Quarterly sales rose 4.5% YoY to $2.14 bn, driven by a 22.6% jump in Software & Control revenue while Intelligent Devices was flat and Lifecycle Services fell 5.9%. Gross profit increased 10% to $876 m, lifting gross margin 200 bp to 40.8%. Tight cost control kept SG&A slightly lower, expanding operating leverage: segment operating earnings climbed 6.6% to $454 m.
Net income attributable to ROK advanced 27% to $295 m; diluted EPS reached $2.60 versus $2.02. The effective tax rate normalised to 14.3% (prior-year 9.4%). Nine-month free cash flow surged to roughly $953 m (CFO $1.09 bn less capex $137 m), up from $272 m, reflecting working-capital improvements.
The balance sheet shows $495 m cash and $3.46 bn equity. Debt increased: short-term borrowings rose to $846 m and a new $500 m 364-day term loan lifted total debt to $2.62 bn. Inventory fell 3% YoY to $1.25 bn. The company repurchased $356 m of stock YTD and retired 40 m treasury shares, reducing shares outstanding to 112.4 m.
Segment highlights:
- Software & Control: sales +22.6%, operating earnings +64.5% to $199 m (margin ~31.7%).
- Intelligent Devices: sales +1.1%, earnings -5.7% to $182 m.
- Lifecycle Services: sales -5.9%, earnings -34.8% to $73 m.
Management continues to execute on cost-optimisation initiatives begun in FY24 (remaining accrual $34 m) and is assessing impacts of the newly enacted OBBBA tax law. No material litigation or impairment issues were noted.