Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. executive Form 4 discloses equity transactions by Vice President and Controller Terry L. Riesterer. On 12/04/2025 and 12/05/2025, restricted stock units were converted into 150 and 134 shares of common stock at an exercise price of $0 per share, reflecting previously granted equity that vested.
On 12/05/2025, Riesterer sold 50 shares at a weighted average price of $402.7998 and 10 shares at a weighted average price of $403.336, in transactions noted as pursuant to a Rule 10b5-1 trading plan entered into on 11/20/2024 to cover taxes due on vested restricted stock units. After these transactions, Riesterer beneficially owns 1,837 shares of Rockwell Automation common stock directly, plus 628.1656 shares through a company savings plan and 28.79 common stock share equivalents through a nonqualified savings plan.
Rockwell Automation senior vice president and chief information officer Christopher Nardecchia reported routine equity transactions in company stock. On December 4 and 5, 2025, previously granted restricted stock units were converted into 358 and 1,177 shares of common stock at an exercise price of $0, increasing his direct holdings. On December 5, a total of 129 shares of common stock were sold under a prearranged Rule 10b5‑1 trading plan entered on November 27, 2024, to cover taxes on the vesting of these units, at weighted average prices around $403 per share.
After these transactions, Nardecchia directly owned 14,117 shares of Rockwell Automation common stock and also had an indirect interest in approximately 5.566 shares through the company savings plan, as reported by the plan administrator as of September 30, 2025.
Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed to sell 68 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $27,396. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time, which is a baseline figure and not the amount being sold.
The 68 shares to be sold were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation as equity compensation, with payment also dated 12/05/2025. The person filing also sold Rockwell Automation securities in the prior three months: 103 shares on 09/08/2025 for gross proceeds of $35,552 and 250 shares on 09/11/2025 for gross proceeds of $87,500.
A shareholder of Rockwell Automation, Inc. filed a notice of proposed sale of restricted shares under Rule 144. The filing covers the planned sale of 60 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an indicated aggregate market value of 24,173.00. The securities to be sold were acquired on 12/05/2025 through a restricted stock lapse as part of equity compensation, in a transaction with Rockwell Automation, Inc. as the issuer. The notice includes a representation that the seller is not aware of undisclosed material adverse information about the company’s operations.
Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed a notice to sell 139 shares of Rockwell Automation common stock, with an aggregate market value of $56,004.00. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an approximate sale date of 12/05/2025. Rockwell Automation had 112,273,567 common shares outstanding, providing context for the relatively small size of this planned sale.
The 139 shares were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation, Inc., treated as equity compensation. The filer represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. insider filed a notice of proposed sale of common stock under Rule 144. The planned transaction covers 129 shares of common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $51,981.00, to be sold on the NYSE on or about 12/05/2025. The filing notes that there were 112,273,567 shares of the issuer’s common stock outstanding.
The securities to be sold were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the company’s current or prospective operations.
Rockwell Automation has an affiliated seller planning to dispose of a small block of company stock under Rule 144. The notice covers the proposed sale of 371 shares of common stock through Charles Schwab & Co., Inc., with an indicated aggregate market value of $149,486.00 on the NYSE. The shares relate to a restricted stock lapse from Rockwell Automation, Inc. treated as equity compensation, with both acquisition and payment dated 12/05/2025. The filing also notes that total common shares outstanding are 112,273,567 for context and includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.
Rockwell Automation, Inc. filed a notice under Rule 144 for a proposed sale of 371 shares of its common stock. The shares are to be sold through Charles Schwab & Co., Inc. on the NYSE, with an approximate sale date of 12/05/2025 and an aggregate market value of 149,476.00. The securities were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. The table also notes 112,273,567 shares of common stock outstanding, giving context to the relative size of this planned sale.
Rockwell Automation, Inc. common stock holder files notice to sell shares under Rule 144. The filing covers a proposed sale of 30 shares of common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $12,087.00, to be sold on the NYSE on or about 12/05/2025. The shares were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation, and the seller represents that there is no undisclosed material adverse information about the issuer’s operations.
Rockwell Automation insider plans small Rule 144 sale. A holder of Rockwell Automation common stock has filed a notice to sell 282 shares under SEC Rule 144. The shares were acquired on 12/05/2025 through a restricted stock lapse classified as equity compensation from Rockwell Automation, Inc. The planned sale has an aggregate market value of $113,607.00, based on the figures provided, and will be executed through Charles Schwab & Co., Inc. on the NYSE. Rockwell Automation had 112,273,567 shares of common stock outstanding at the time referenced, so this filing reflects a very small transaction relative to the total share count.