STOCK TITAN

ROKU, INC SEC Filings

ROKU NASDAQ

Welcome to our dedicated page for ROKU SEC filings (Ticker: ROKU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on ROKU's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into ROKU's regulatory disclosures and financial reporting.

Rhea-AI Summary

ROKU filed a Form 144 reporting an intended sale of 15,000 shares of Common Stock. The filing lists prior sales by Daniel Jedda: 3,000 shares sold on 02/17/2026 for $266,640 and 3,000 shares sold on 01/15/2026 for $322,680.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

ROKU, INC CEO Anthony Wood reported a conversion and sale of shares on March 10, 2026. The Wood 2017 Revocable Trust converted 50,000 shares of Class B Common Stock into 50,000 shares of Class A Common Stock, then sold 50,000 Class A shares in open-market transactions.

The sales were executed at weighted average prices ranging from about $98 to $102 per share and were made pursuant to Mr. Wood's Rule 10b5-1 trading plan. Following these transactions, 16,343,111 shares of Class B Common Stock were held indirectly through the Wood 2017 Revocable Trust as of March 10, 2026, along with additional Class A shares held directly and through several other trusts.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 50,000 shares of Common Stock for $5,008,500.00.

The filing identifies the securities as previously exercised stock options with cash as the consideration. The excerpt also lists recent 10b5-1 sales by THE WOOD REVOCABLE TRUST U/A DTD 12/01/2017: 50,000 shares on 02/10/2026 for $4,539,555.00, 75,000 shares on 01/12/2026 for $8,220,825.00, and 25,000 shares on 12/11/2025 for $2,758,002.50.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
Rhea-AI Summary

Roku, Inc. executive Charles Collier, President of Roku Media, reported an open-market sale of 1,715 shares of Class A common stock at $100.00 per share on March 5, 2026. The sale was made under Mr. Collier's Rule 10b5-1 trading plan. After the transaction, he directly held 11,131 shares and indirectly held 600 shares through the Charles D. Collier Revocable Trust.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Charles Collier filed a Form 144 reporting a proposed sale of 1,715 shares of common stock of the issuer. The filing lists the shares as restricted stock with an intended sale date of 03/01/2026 through Morgan Stanley Smith Barney LLC. The filing also records a sale of 1,715 shares on 03/03/2026 for $163,902.55.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
2.51%
Tags
other
-
Rhea-AI Summary

ROKU, INC vice president and chief accounting officer Matthew C. Banks reported several equity transactions. On March 3, 2026, he sold 716 shares of Class A common stock in an open-market transaction at $95.57 per share under a Rule 10b5-1 trading plan.

On March 2, 2026, multiple restricted stock unit (RSU) awards were exercised, converting into 5,116 shares of Class A common stock at no exercise price. That same day, 2,550 shares were withheld at $98.09 per share to cover income tax obligations tied to RSU vesting. After these transactions, Banks directly held 7,675 shares of Roku Class A common stock.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

ROKU, INC reported insider transactions by Gilbert Fuchsberg, its President, Subscriptions. On March 2, 2026, he acquired 10,322 shares of Class A common stock through the exercise and vesting of restricted stock units, with 5,710 shares withheld at $98.09 per share to cover tax obligations.

On March 3, 2026, he completed an open-market sale of 3,250 shares of Class A common stock at an average price of $95.57 per share under a pre-arranged 10b5-1 plan. After these transactions, he directly held 60,456 shares of Roku Class A common stock.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

ROKU, INC insider activity shows complex movements in shares tied to CEO and Chairman Anthony J. Wood. On March 2, 2026, restricted stock units converted into 20,939 shares of Class A Common Stock, reflecting equity awards that vest over quarterly installments. The same day, 6,711 shares were surrendered at $98.09 per share to cover income tax withholding due on the RSU vesting.

Separately, on March 2–3, 2026, multiple trusts associated with Wood reported bona fide gifts of Roku Class A shares. These include gift transfers from entities such as The Anthony J. Wood 2024 and 2025 Annuity Trusts, the 2026 Annuity Trust V-B, the Wood 2017 Revocable Trust, and other family trusts. The transactions reflect a mix of equity award settlement, tax-related share dispositions, and estate or philanthropic planning at the trust level rather than open-market trading.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Roku, Inc. CFO & COO Jedda Dan reported equity transactions on March 2, 2026 tied to restricted stock units (RSUs). She acquired Class A common shares through derivative exercises/conversions of RSUs and had shares withheld by Roku to cover income tax obligations upon RSU vesting.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

Roku, Inc. executive Mustafa Ozgen, President of Devices, Product, and Technology, reported multiple restricted stock unit (RSU) conversions on March 2, 2026. Several RSU awards converted into Class A Common Stock, and 6,356 shares were withheld at $98.09 per share to cover income tax obligations related to the vesting.

The footnotes explain that each RSU represents a right to one share of Class A Common Stock and that the RSU grants vest in twelve substantially equal quarterly installments beginning on specified November 15 dates.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

How many ROKU (ROKU) SEC filings are available on StockTitan?

StockTitan tracks 214 SEC filings for ROKU (ROKU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for ROKU (ROKU)?

The most recent SEC filing for ROKU (ROKU) was filed on March 16, 2026.