Every Form 4 that Universal Technical Institute, Inc. (UTI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow UTI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UTI filings page.
Universal Technical Institute Inc. (UTI) director Robert Thomas Devincenzi purchased 1,000 shares of common stock on September 28, 2026, at a reported weighted-average price of $19.6775 per share. The shares were purchased in multiple transactions priced from $19.505 to $19.85. He directly held 153,330 shares after the purchase. No Rule 10b5-1 plan is reported.
Universal Technical Institute Inc. (UTI) director Robert Thomas Devincenzi purchased 1,000 shares of common stock directly on September 21, 2026. The reported weighted-average price was $19.8333 per share; the shares were purchased in multiple transactions ranging from $19.83 to $19.8366. His direct holdings afterward were 152,330 shares. No Rule 10b5-1 plan is reported.
UNIVERSAL TECHNICAL INSTITUTE INC (UTI) director Robert Thomas Devincenzi purchased 1,000 shares of common stock on 2026-08-27 in an open-market or private transaction. The weighted-average purchase price was $21.80 per share, with individual trades executed between $21.75 and $21.85. Following this transaction, he directly owns 151,330 shares of UTI common stock.
UNIVERSAL TECHNICAL INSTITUTE INC (UTI) director Robert Thomas Devincenzi reported an open-market purchase of 1,000 shares of common stock on August 25, 2026, at a weighted average price of $21.77 per share, with individual trade prices between $21.70 and $21.83. Following this transaction, he directly holds 150,330 shares of UTI common stock.
Universal Technical Institute Inc. director Robert Thomas Devincenzi purchased 1,000 shares of common stock in an open-market transaction on August 12, 2026 at a weighted average price of $25.945 per share, increasing his direct holdings to 149,330 shares. The shares were acquired in multiple trades within a price range of $25.91–$25.98.
Universal Technical Institute Inc. director Robert Thomas DeVincenzi purchased 8,000 shares of Common Stock in the open market on August 10, 2026 at a weighted average price of $28.2095 per share, with individual trade prices ranging from $27.736 to $28.585. Following this transaction, he directly owns 148,330 shares of the company’s common stock.
UNIVERSAL TECHNICAL INSTITUTE INC Chief Executive Officer Jerome Alan Grant sold 94,500 shares of common stock in open-market transactions. The sales occurred on June 29, 2026 at weighted average prices of $41.6294 and $41.1535 per share, according to the Form 4.
The filing notes that these sales were made for personal tax planning purposes. The transactions were reported as direct holdings of common stock, and no option exercises or derivative transactions were disclosed in this document.
Universal Technical Institute’s Concorde Division President Kevin Prehn reported an open-market sale of 4,545 shares of common stock at $40 per share. This was a direct ownership transaction.
Following the sale, Prehn directly holds 27,025 shares, which the footnote explains includes 14,232 restricted stock units previously reported as such.
UNIVERSAL TECHNICAL INSTITUTE INC disclosed that entities managed by Coliseum Capital completed an open-market sale of 3,000,000 shares of Common Stock at $41.40 per share. The transaction is reported as an indirect sale through investment vehicles advised by Coliseum Capital Management.
After the sale, Coliseum Capital Partners, L.P. holds 801,777 shares of Common Stock and a separate account investment advisory client holds 169,663 shares, for a total of 971,440 shares attributed to these entities, with reporting persons disclaiming beneficial ownership except to the extent of their pecuniary interest.
UNIVERSAL TECHNICAL INSTITUTE INC Senior Vice President and CAO Christine Kline executed an open-market sale of 3,500 shares of common stock on June 5, 2026 at a weighted average price of $44.4218 per share. After this sale, she directly holds 43,006 shares of the company’s common stock. The transaction price reflects multiple trades within a range from $44.10 to $44.975 per share.
UNIVERSAL TECHNICAL INSTITUTE INC director William J. Lennox Jr. reported a charitable stock gift. On the reported date, he transferred 4,600 shares of common stock as a bona fide gift to a charitable gift fund. After this donation, he directly holds 118,568 shares of UTI common stock.
UNIVERSAL TECHNICAL INSTITUTE INC executive Tracy Kay Lorenz, SVP and UTI Division President, reported equity compensation and related tax withholding transactions in company stock. On May 25, 2026, Lorenz acquired 42,243 shares of common stock at $0.0000 per share as a grant or award.
Footnotes state these shares relate to a performance-based restricted stock unit award that was earned based on the company’s achievement of specified performance criteria. On May 27, 2026, the company withheld 18,720 shares and 3,353 shares at $40.06 per share to satisfy tax-withholding obligations upon settlement or vesting of restricted stock units granted on May 25, 2023.
These F-code entries are tax-withholding dispositions, not open-market sales. After the most recent reported transaction, Lorenz directly holds 65,445 shares of Universal Technical Institute common stock.
UNIVERSAL TECHNICAL INSTITUTE INC director Linda J. Srere sold shares in an open-market transaction. On May 11, 2026, she sold 15,000 shares of common stock at a weighted average price of $36.5867 per share. After this sale, she directly owns 127,564 shares, indicating she retained a substantial position in the company.
Universal Technical Institute executive Christopher E. Kevane reported an open-market sale of company stock. On March 27, 2026, the EVP and Chief Legal Officer sold 23,654 shares of common stock at a weighted average price of $37.5461 per share. After this transaction, he directly holds 83,521 shares of Universal Technical Institute common stock.
Universal Technical Institute director George W. Brochick, through the Brochick Family Trust, sold 5,000 shares of common stock in an open-market transaction at a weighted average price of $36.5877 per share.
After this sale, the trust holds 27,516 shares indirectly, and Brochick also reports 4,279 shares held directly. The reported price reflects multiple trades executed between $36.5801 and $36.70 per share.
Universal Technical Institute director Shannon Lei Okinaka sold shares in the company. On March 6, 2026, the director executed an open-market sale of 10,000 shares of common stock at a weighted average price of $34.7414 per share, leaving 19,808 shares held directly afterward.
Universal Technical Institute director Shannon Lei Okinaka received a stock grant as part of her board compensation. She acquired 3,565 shares of common stock on March 5, 2026 as a grant or award, bringing her direct holdings to 29,808 shares. The shares were issued as non-employee director compensation under Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan, and the award was approved by UTI's Board of Directors on March 5, 2026.
Slubowski Michael A. reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Michael A. Slubowski received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were granted at a stated price of $0.0000 per share and increased his directly held stake to 20,675 shares.
The award was issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and was approved by UTI’s Board of Directors on March 5, 2026, reflecting routine stock-based compensation for board service rather than an open-market purchase.
Brochick George W. reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director George W. Brochick received a stock grant as non-employee director compensation. He was awarded 3,565 shares of common stock on March 5, 2026 under the company’s Amended and Restated 2021 Equity Incentive Plan, at no cash cost.
Following this award, Brochick directly holds 4,279 common shares, and indirectly holds 32,516 common shares through the Brochick Family Trust. The grant was approved by UTI’s Board of Directors on March 5, 2026 as part of routine equity compensation for board service.
Universal Technical Institute executive Todd A. Hitchcock sold shares of company stock. As EVP and COO, he completed an open-market sale of 16,500 shares of Universal Technical Institute common stock at a price of $37.33 per share. After this sale, he continued to hold 104,084 shares directly.
Universal Technical Institute EVP’s spouse sold 50,000 UTI shares in an open-market transaction. The indirect sale, reported by Executive Vice President and Chief Academic Officer Sherrell Smith, involved common stock at a weighted average price of $33.8377 per share, with individual trades ranging from $33.50 to $34.19.
After this transaction, 41,219 shares of common stock were indirectly held through the spouse, and Smith directly held 129,375 shares of common stock. The filing notes that detailed trade-by-trade pricing within the disclosed range is available upon request.
SRERE LINDA J reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Linda J. Srere reported receiving an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, as approved by the Board of Directors. Following this grant, Srere directly holds a total of 142,564 UTI common shares.
Sanchez Loretta Lydia reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director Loretta Lydia Sanchez received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and approved by the Board of Directors on March 5, 2026.
Following this grant, Sanchez directly holds a total of 21,590 shares of the company’s common stock.
LENNOX WILLIAM J JR reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director William J. Lennox Jr. received an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan.
The grant was approved by UTI’s Board of Directors on March 5, 2026 and carried a reported price per share of $0.00, reflecting a compensation award rather than an open-market purchase. Following this award, Lennox directly held 123,168 shares of Universal Technical Institute common stock.
DEVINCENZI ROBERT THOMAS reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director Robert Thomas Devincenzi received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were issued under the company’s Amended and Restated 2021 Equity Incentive Plan and approved by the Board of Directors on March 5, 2026. Following this grant, he directly holds 140,330 common shares.
TRAMMELL KENNETH R reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Kenneth R. Trammell reported an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, as approved by the Board on that date. Following this grant, Trammell directly holds 136,083 common shares.
Universal Technical Institute executive Sherrell Smith reported multiple stock transactions involving common shares. On March 2, 2026, Smith executed open-market sales totaling 52,671 shares at weighted average prices of $36.9941 for 30,000 directly held shares and $37.1046 for 22,671 shares held indirectly through a spouse. Following these sales, Smith directly owned 129,375 shares, and the spouse’s indirect holdings were 37,474 shares.
The filing also details earlier activity in December 2025, when shares held through the spouse were both acquired via stock awards and withheld to cover tax obligations related to performance-based and time-based restricted stock units.
UNIVERSAL TECHNICAL INSTITUTE INC director and Chief Executive Officer Jerome Alan Grant reported an open-market sale of common stock. He sold 60,040 shares of common stock at a weighted average price of $34.9516 per share on February 27, 2026.
According to the disclosure, these shares were sold for the reporting person’s personal tax planning purposes. After the transaction, Grant directly owned 430,215 shares of UNIVERSAL TECHNICAL INSTITUTE INC common stock. The sale was executed through multiple trades at prices ranging from $34.41 to $35.115 per share.
Universal Technical Institute, Inc. senior vice president and chief HR officer Carolyn Ann Frank reported an open-market sale of company stock. On 02/13/2026, she sold 1,750 shares of common stock at a price of $30.077 per share. After this transaction, she directly owned 30,272 shares of Universal Technical Institute common stock.
Universal Technical Institute SVP and Chief HR Officer Carolyn Ann Frank reported a tax-related share withholding tied to equity compensation. On January 21, 2026, 2,162 shares of Universal Technical Institute common stock were withheld by the company at a price of $27.49 per share to cover tax-withholding obligations when previously granted restricted stock units vested. After this transaction, Frank beneficially owned 32,022 shares of the company’s common stock in direct ownership. This type of transaction reflects routine tax settlement of stock-based awards rather than an open-market sale.
Universal Technical Institute Inc. executive Sherrell Smith, EVP and Chief Academic Officer, reported a routine share withholding related to equity compensation. On December 17, 2025, the issuer withheld 1,321 shares of common stock at a price of $26.06 per share to cover tax obligations upon vesting of restricted stock units that were granted on December 9, 2024. After this transaction, Smith directly beneficially owned 159,375 shares of Universal Technical Institute common stock.
Universal Technical Institute Inc. reported a routine insider equity transaction by its Concorde Division President, Kevin Prehn. On 12/17/2025, 921 shares of common stock were withheld by the company at a price of $26.06 per share to satisfy tax-withholding obligations tied to restricted stock units that were granted on December 9, 2024. After this tax-related withholding, Prehn directly beneficially owned 17,241 shares of Universal Technical Institute common stock.
Universal Technical Institute Inc. insider Jerome Alan Grant, who serves as both Chief Executive Officer and Director, reported an automatic share withholding related to equity compensation. On December 17, 2025, the company withheld 9,276 shares of common stock at $26.06 per share to cover tax obligations triggered by the vesting of restricted stock units granted on December 12, 2024. After this tax-withholding transaction, Grant beneficially owned 490,255 shares of Universal Technical Institute common stock in direct ownership. The filing classifies the event under transaction code “F,” indicating shares withheld by the issuer rather than an open-market sale.
Universal Technical Institute executive Carolyn Ann Frank, the company's SVP/Chief HR Officer, reported an automatic share withholding related to equity compensation. On December 17, 2025, 778 shares of Universal Technical Institute common stock were withheld by the issuer to cover tax-withholding obligations upon the vesting of restricted stock units that were originally granted on December 9, 2024. After this tax-related transaction, Frank beneficially owned 34,184 shares of common stock directly.
Universal Technical Institute Inc. reported an insider equity transaction by its Senior Vice President and Chief Accounting Officer, Christine Kline. On 12/17/2025, a total of 2,171 shares of common stock were withheld by the company at a price of $26.06 per share to satisfy tax-withholding obligations tied to the vesting of restricted stock units that were granted on December 9, 2024. After this tax withholding event, Kline beneficially owned 46,506 shares of Universal Technical Institute common stock directly.
Universal Technical Institute executive reports tax share withholding
Universal Technical Institute executive vice president and chief operating officer Todd A. Hitchcock reported a routine share withholding related to equity compensation. On 12/17/2025, 2,454 shares of common stock were withheld by the company at a price of $26.06 per share to satisfy tax-withholding obligations that arose when restricted stock units granted on December 9, 2024 vested. After this transaction, Hitchcock beneficially owns 120,584 shares of common stock directly.
Universal Technical Institute reported an insider equity transaction by its SVP and CIO, Adrienne Dawn DeTray. On 12/17/2025, the company withheld 1,766 shares of common stock to cover tax obligations when previously granted restricted stock units vested. The shares were valued at $26.06 each for this withholding transaction.
Following this event, DeTray beneficially owns 28,770 shares of Universal Technical Institute common stock in direct ownership. The restricted stock units that vested were originally granted on March 31, 2025. This is a routine administrative transaction related to equity compensation rather than an open-market purchase or sale.
Universal Technical Institute Inc. disclosed an insider equity transaction by its EVP and Chief Legal Officer, Christopher Kevane. On 12/17/2025, 1,670 shares of common stock were withheld by the company to cover tax obligations triggered by the vesting of restricted stock units that were granted on December 9, 2024.
The shares were valued at $26.06 each for this tax withholding event. After this transaction, Kevane directly beneficially owns 107,175 shares of Universal Technical Institute common stock.
Universal Technical Institute, Inc. reported an insider equity transaction by its UTI Division President, Tracy K. Lorenz. On 12/17/2025, 880 shares of common stock were withheld by the company at a price of $26.06 per share to cover tax obligations arising from the vesting of restricted stock units that were granted on December 9, 2024. After this tax withholding transaction, the reporting person beneficially owns 45,275 shares of Universal Technical Institute common stock directly. No derivative securities transactions were reported in this filing.
Universal Technical Institute’s chief financial officer reported an automatic share withholding related to equity compensation. On December 17, 2025, the issuer withheld 2,537 shares of common stock at $26.06 per share to cover tax obligations upon the vesting of restricted stock units that were granted on March 17, 2025. After this transaction, the officer directly beneficially owned 39,577 shares of Universal Technical Institute common stock.
Universal Technical Institute EVP/COO equity transactions were reported for Todd A. Hitchcock. On 12/10/2025, he acquired 18,588 restricted stock units (RSUs), each representing a contingent right to receive one share of common stock. These RSUs vest in three equal installments beginning on December 15, 2026.
On 12/11/2025, the company withheld 9,467, 3,148, and 2,334 shares of common stock at a price of $24.55 per share to cover tax-withholding obligations tied to previously granted performance-based and time-based RSUs. After these transactions, Hitchcock beneficially owned 123,038 shares of Universal Technical Institute common stock directly.
Universal Technical Institute executive vice president and chief academic officer Sherrell Smith reported equity transactions in company stock. On December 10, 2025, Smith received 7,435 restricted stock units (RSUs), which will vest in three equal installments beginning on December 15, 2026. Each RSU represents the right to receive one share of common stock.
On December 11, 2025, the company withheld 19,129, 4,587, and 2,512 shares of common stock at $24.55 per share to cover tax-withholding obligations related to performance-based and time-based RSUs granted in 2022 and 2023. After these transactions, Smith directly beneficially owned 160,696 shares of Universal Technical Institute common stock.
Universal Technical Institute executive Adrienne Dawn DeTray, SVP and CIO, reported a new equity award on a Form 4. On December 10, 2025, she acquired 9,294 restricted stock units (RSUs) of the company’s common stock, increasing her beneficial ownership to 30,536 shares.
The RSUs are scheduled to vest in three equal installments beginning on December 15, 2026. Each RSU represents a contingent right to receive one share of Universal Technical Institute common stock, tying a portion of her compensation to the company’s future share performance and continued service through the vesting dates.
Universal Technical Institute Inc. officer updates UTI stock holdings through RSUs and tax withholding. UTI Division President Tracy K. Lorenz reported receiving 7,435 restricted stock units of Universal Technical Institute common stock on 12/10/2025, increasing her directly owned shares to 47,545. On 12/11/2025, 1,390 shares were withheld at a price of $24.55 to cover tax obligations tied to a prior RSU grant, leaving her with 46,155 directly owned shares.
The new RSUs vest in three equal installments beginning on December 15, 2026, and each RSU represents the right to receive one share of UTI common stock. This filing reflects routine equity-based compensation and related tax withholding for a senior officer.
Universal Technical Institute executive equity activity disclosed. The company’s EVP and Chief Legal Officer reported equity transactions in company stock. On December 10, 2025, the officer acquired 13,012 restricted stock units (RSUs), which vest in three equal installments beginning on December 15, 2026. Each RSU represents a contingent right to receive one share of common stock.
On December 11, 2025, the issuer withheld 10,828, 3,352 and 2,542 shares of common stock at a price of $24.55 per share to satisfy tax-withholding obligations tied to previously granted performance-based and time-based RSUs. After these transactions, the reporting person beneficially owned 108,845 shares of Universal Technical Institute common stock directly.
Universal Technical Institute Inc. reported insider equity activity by its Concorde Division President, Kevin Prehn. On December 8, 2025, he acquired 6,480 shares of common stock at $0.00 per share from a performance-based restricted stock unit award that had been earned based on the company’s achievement of specified performance criteria. On December 10, 2025, he acquired an additional 7,435 restricted stock units that will vest in three equal installments beginning on December 15, 2026.
On December 11, 2025, the company withheld 2,319 shares, 416 shares, and 1,698 shares of common stock, each at a price of $24.55 per share, to cover tax-withholding obligations related to the vesting or settlement of prior restricted stock and performance-based awards. After these transactions, Prehn beneficially owned 18,162 shares of Universal Technical Institute common stock directly.
Universal Technical Institute Inc. reported a new equity award for its Chief Financial Officer. On 12/10/2025, the CFO received 18,588 restricted stock units (RSUs) of the company’s common stock. Following this grant, the officer beneficially owned 42,114 shares of common stock.
The RSUs vest in three equal installments beginning on December 15, 2026, meaning the shares will be delivered over time rather than all at once. Each RSU represents a contingent right to receive one share of Universal Technical Institute common stock, aligning the CFO’s compensation with the company’s long-term performance.
Universal Technical Institute Inc. reported insider equity activity by its CEO and director, Jerome Alan Grant. On December 11, 2025, he acquired 72,233 shares of common stock, linked to restricted stock units that vest in three equal installments beginning on December 15, 2026, with each RSU representing one share of common stock. On the same date, the issuer withheld 80,391, 19,232, and 12,097 shares at a price of $24.55 per share to cover tax-withholding obligations tied to performance-based and time-based RSUs granted in December 2022 and December 2023. Following these transactions, Grant directly beneficially owned 499,531 shares of Universal Technical Institute common stock.
Universal Technical Institute Inc. reported an insider equity award for its SVP/Chief HR Officer, Carolyn Ann Frank. On 12/10/2025, she acquired 9,294 restricted stock units (RSUs) of the company’s common stock. Following this transaction, she beneficially owned 34,962 shares or RSUs of common stock.
The RSUs vest in three equal installments beginning on December 15, 2026, meaning the award will be earned over time. Each RSU represents a contingent right to receive one share of Universal Technical Institute common stock, so the ultimate value depends on the company’s share price when the units vest.
Universal Technical Institute reported insider equity transactions for Senior Vice President and Chief Accounting Officer Christine Kline. On December 10, 2025, she received 4,647 restricted stock units (RSUs), which will vest in three equal installments beginning on December 15, 2026. Each RSU corresponds to one share of common stock.
On December 11, 2025, the company withheld shares of common stock to cover tax obligations related to previously granted RSUs and performance-based RSUs: 1,625 shares, 387 shares, and 441 shares, all at a price of $24.55 per share. After these transactions, Kline beneficially owned 48,677 shares of Universal Technical Institute common stock directly.