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Broadridge Financial Solutions, Inc. reported that Corporate VP and CHRO Richard John Stingi received a grant of 2,172 shares of common stock in the form of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan. These units will vest and convert into shares of common stock on October 1, 2026, bringing his directly held common stock position to 7,680.799 shares after the award.
Broadridge Financial Solutions, Inc. reported that President and director Christopher John Perry received a grant of 9,308 shares of common stock via Restricted Stock Units determined after a three-year performance period. These RSUs will vest and convert into shares on October 1, 2026, bringing his directly held stake to 54,136.521 shares.
BROADRIDGE FINANCIAL SOLUTIONS, INC. CEO Timothy C. Gokey received an equity compensation award of 33,265 shares of Common Stock on August 12, 2026, reflecting Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares on October 1, 2026, bringing his directly held stake to 176,141.0271 shares.
BROADRIDGE FINANCIAL SOLUTIONS, INC. reported that its CFO, Ashima Ghei, acquired 466 shares of common stock through a grant of Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares of Broadridge common stock on October 1, 2026, bringing her directly held position to 6,027 shares.
Broadridge Financial Solutions, Inc. reported that Co-President ICS Douglas Richard Deschutter acquired 1,783 shares of common stock as a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, determined after a three-year performance period. These RSUs will vest and convert into common shares on October 1, 2026, bringing his directly held position to 18,046.8948 shares of common stock.
Broadridge Financial Solutions, Inc. reported that Corporate VP Thomas P. Carey acquired 5,275 shares of common stock through a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, tied to a three-year performance period. These RSUs will vest and convert into shares of common stock on October 1, 2026, bringing Carey's directly held common stock position to 11,301 shares following the award.
Broadridge Financial Solutions, Inc. director Robert N. Duelks filed an amended insider trading report correcting a prior filing for a sale of 253 shares of common stock on February 6, 2026 at $192.60 per share. The amendment clarifies that the shares were sold from the Robert N. Duelks 2007 Revocable Trust, reported as indirect ownership, rather than from his direct holdings. Following this sale, the trust holds 8,600 shares, and Duelks separately holds 20,815 shares directly.
Broadridge Financial Solutions is a Delaware-based financial technology provider focused on investor communications, capital-markets processing, and wealth and investment management. It operates two segments: Investor Communication Solutions, which generated about 74% of fiscal 2026 revenues, and Global Technology and Operations at about 26%.
The company supports large-scale market infrastructure, managing proxy voting for over 1 billion equity positions, processing more than 8 billion communications, and handling over $18 trillion in daily tokenized and traditional securities trades. It is expanding AI-enabled and blockchain-based offerings and investing in tokenization capabilities for trading, repo and governance.
Key themes include digitizing governance, simplifying capital-markets technology, and modernizing wealth platforms. Principal risks center on regulatory changes, evolving rules for tokenized assets, cybersecurity and privacy, reliance on a small number of large financial clients, securities-market activity levels, and dependence on critical third-party vendors and outsourcing partners.
Broadridge Financial Solutions reported strong fourth-quarter and fiscal 2026 results, with total revenues of $7,476.8 million, up 9%, and Recurring revenues of $4,878.0 million, up 8%. Diluted EPS rose to $9.60, a 35% increase, and Adjusted EPS grew 12% to $9.60. Free cash flow reached $1,233.0 million, delivering 110% Free cash flow conversion, while Closed sales were $305.1 million.
The Investor Communication Solutions and Global Technology and Operations segments both posted solid Recurring revenue gains. The board raised the annual dividend 12% from $3.90 to $4.36 per share (quarterly $1.09 payable October 5, 2026 to holders of record on September 3, 2026) and authorized a new $1.5 billion share repurchase program. For fiscal 2027, guidance calls for 6–8% Recurring revenue growth constant currency, 8–12% Adjusted EPS growth, Adjusted Operating income margin of about 21%, and Free cash flow conversion above 100%.
Broadridge Financial Solutions, Inc. identifies Todd T. Diganci as a director and provides his initial statement of beneficial ownership of company securities. No equity transactions, holdings, or derivative positions are reported for him in this insider ownership statement.