Welcome to our dedicated page for AMERIPRISE FINANCIAL SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Ameriprise Financial Inc. officer Joseph Edward Sweeney reported common stock transactions dated January 27, 2026. He acquired 5,550 shares of Ameriprise common stock at a price of $0 per share, bringing his directly held position at that point to 12,544 shares.
On the same date, he disposed of 2,553 shares of Ameriprise common stock at $498.33 per share, leaving 9,991 shares held directly after this transaction. In addition, the filing reflects an indirect holding of 296.54 Ameriprise shares through a 401(k) plan, which is described as an estimate based on unit accounting as of January 27, 2026.
Ameriprise Financial Inc. executive Walter S. Berman, Executive VP and CFO, reported stock transactions dated January 27, 2026. He acquired 9,993 shares of Ameriprise common stock at $0 per share, likely from an equity award, increasing his directly held stake before related tax transactions.
Berman then disposed of 5,102 common shares at $498.33 per share under transaction code "F", typically used when shares are withheld or sold to cover taxes. After these transactions, he directly held 10,242 common shares and indirectly held an estimated 364.21 shares through the Ameriprise Financial 401(k) plan as of January 27, 2026.
Ameriprise Financial executive William F. Truscott, CEO of Global Asset Management, reported equity award activity in company common stock on January 27, 2026.
He acquired 8,661 shares at $0, and 4,169 shares were forfeited at $498.33 per share to cover tax withholding tied to vesting. After these transactions, he directly held 2,970 shares, with an additional 16,782 shares held indirectly through an LLC and about 307.41 shares held indirectly through an Ameriprise 401(k) stock fund as of January 27, 2026.
Ameriprise Financial (AMP) executive William Davies reported routine share transactions in company stock. On January 27, 2026, he acquired 1,989 shares of common stock at $0 per share, likely reflecting an equity award, increasing his direct holdings to 15,013.4249 shares immediately after that transaction.
On the same date, Davies disposed of 935 shares of common stock at a reported price of $498.33 per share. Following this sale, he directly owned 14,078.4249 Ameriprise common shares. The filing lists him as Executive Vice President and Global Chief Investment Officer, and all reported holdings are direct, with no derivative securities disclosed.
Ameriprise Financial, Inc. filed a current report to make its latest earnings information available to investors. The company furnished, as Exhibit 99.1, a press release dated January 29, 2026 that announces its financial results for the fourth quarter of 2025.
The filing is made under the results of operations and financial condition disclosure item and does not itself contain the detailed numbers, which are instead provided in the attached press release.
Ameriprise Financial executive VP and CFO Walter Stanley Berman reported two transactions in Ameriprise common stock. On January 26, 2026 he reported a transaction coded F for 387 shares at $500.53, leaving 5,780 shares directly owned. On January 27, 2026 he reported another F-coded transaction for 429 shares at $498.33, with 5,351 shares then directly owned. He also reports 364.21 shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, an amount described as an estimate because the plan uses unit accounting.
Ameriprise Financial executive Joseph E. Sweeney, President – AWM Products & Services, reported tax-related share dispositions in company common stock. On January 26, 2026, 206 shares were disposed of at $500.53 per share, and on January 27, 2026, 201 shares were disposed of at $498.33 per share under transaction code F.
Following these transactions, Sweeney beneficially owned 6,994 Ameriprise common shares directly. He also had an estimated 296.54 additional shares held indirectly through the Ameriprise Financial Stock Fund in the company 401(k) plan as of January 27, 2026, reflecting unit-based accounting.
Ameriprise Financial (AMP) executive Alvero Gumer reported two small stock transactions and updated his share holdings. As President-Insurance & Annuities, he reported Form 4 transactions coded "F" in Ameriprise common stock on January 26, 2026 and January 27, 2026.
On January 26, 2026, 40 shares of common stock were disposed of at $500.53 per share, leaving 4,826 shares owned directly. On January 27, 2026, 36 additional shares were disposed of at $498.33 per share, leaving 4,790 shares owned directly. Separately, an estimated 1,065.39 Ameriprise shares were held indirectly through the Ameriprise Financial 401(k) plan as of January 27, 2026, based on unit accounting in the plan.
Ameriprise Financial executive Heather J. Melloh, EVP and General Counsel, reported two small dispositions of Ameriprise common stock on transactions dated January 26, 2026 and January 27, 2026, both coded “F.”
The first transaction involved 66 shares at $500.53 per share, leaving her with 2,496 shares directly owned. The second transaction involved 42 shares at $498.33 per share, after which she directly owned 2,454 shares of Ameriprise common stock.
Ameriprise Financial EVP & CIO Gerard P. Smyth reported two dispositions of Ameriprise Financial common stock. On January 26, 2026, a transaction coded “F” covered 114 shares at $500.53 per share. On January 27, 2026, a second “F” transaction covered 97 shares at $498.33 per share.
After these transactions, Smyth beneficially owned 8,924 shares of Ameriprise Financial common stock, held directly.