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Ameriprise Financial senior vice president and controller Dawn M. Brockman reported two small insider stock dispositions in company common shares. On January 26, 2026 and January 27, 2026, she disposed of 22 shares on each date at prices of $500.53 and $498.33 per share, respectively. After these transactions, she directly held 1,033 and then 1,011 Ameriprise common shares.
The filing also notes an estimated 145.33 Ameriprise shares held indirectly through her account in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026. That plan uses unit accounting, so the deemed share count varies with Ameriprise’s stock price.
Ameriprise Financial executive William Davies reported two stock sales in late January. As Executive VP and Global CIO of Ameriprise Financial, Inc., he sold 98.1765 shares of common stock on January 26, 2026 at $500.53 per share and 114.8672 shares on January 27, 2026 at $498.33 per share.
After these transactions, he directly beneficially owned 13,024.4249 shares of Ameriprise common stock. This balance includes 14.4477 shares credited as dividend equivalents on deferred stock units, which increase his holdings when the company pays dividends.
Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported share activity under the company’s equity plans. On January 26 and 27, 2026, a total of 609 Ameriprise common shares were withheld (transaction code F) at prices of $500.53 and $498.33 to satisfy tax withholding upon vesting.
After these transactions, Truscott held 2,970 Ameriprise common shares directly. He also had 12,290 shares held indirectly through an LLC and an estimated 307.41 shares in the Ameriprise Financial Stock Fund under the company’s 401(k) plan as of January 27, 2026, where balances fluctuate with Ameriprise’s stock price.
Ameriprise Financial (AMP) director and reporting person Robert F. Sharpe Jr. reported a sale of 1,500 shares of Ameriprise common stock on 11/21/2025 at a price of $450.945 per share. After this transaction, he reports indirect beneficial ownership of 7,500 shares held by a trust for a family member, 202 shares held by his revocable trust, and 1,650 shares held by an irrevocable trust for a family member, as well as 3,625 shares held directly. The filing is on Form 4 and reflects a transaction by a company director.
A holder of AMP common stock filed a Form 144 notice to sell 1,500 shares. The shares are expected to be sold on the NYSE around 11/21/2025 through Wells Fargo Clearing Services, with an indicated aggregate market value of $676,060.50. The filing notes that 92,905,713 shares of this class were outstanding at the time of the notice.
The seller originally acquired these 1,500 common shares on 11/03/2011 as compensation from the issuer. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the issuer’s current or future operations.
Ameriprise Financial Inc. director reports initial share ownership
Liane J. Pelletier, a director of Ameriprise Financial Inc. (AMP), filed an initial statement of beneficial ownership. The filing reports that she directly owns 200 shares of Ameriprise common stock. The ownership is listed as direct, with no derivative securities reported in the accompanying table.
Ameriprise Financial Inc. (AMP) filed a Form 13F Combination Report, indicating some holdings are reported by Ameriprise and others by additional managers. The filing lists 11,107 information table entries with an aggregate reported value of $435,386,868,269.
The report identifies 12 other included managers, such as Columbia Management Investment Advisers, LLC and Ameriprise Trust Co., reflecting Ameriprise’s multi-entity reporting structure for institutional investment holdings.
Ameriprise Financial (AMP) appointed Liane J. Pelletier to its Board of Directors, effective immediately, and named her to the Audit and Risk Committee.
She will participate in the outside director compensation program and is eligible for a pro rata portion of the $210,000 annual grant of deferred share units for service from November 12, 2025 through the 2026 annual meeting. The company disclosed no related-party transactions and noted no appointment arrangements.
Ameriprise Financial (AMP): Director Christopher J. Williams reported a Form 4 transaction dated 11/04/2025. He acquired 45.6305 phantom stock units (retainer deferral), each representing the right to receive one share of Ameriprise common stock, under the company’s Deferred Share Plan for Directors.
Following the transaction, he beneficially owned 3,766.2747 derivative securities, held directly.
Ameriprise Financial (AMP) director reported a routine insider transaction. On 11/04/2025, the reporting person acquired 69.1371 phantom stock units under a retainer deferral program. Each phantom stock unit represents the right to receive one share of Ameriprise common stock.
Following this transaction, derivative securities beneficially owned totaled 218.9429, held directly. The filing lists a price of derivative security of $452. Distributions are made per participant elections under the Ameriprise Financial Deferred Share Plan for Directors.