Welcome to our dedicated page for Auburn National SEC filings (Ticker: AUBN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Auburn National Bancorporation, Inc. (Nasdaq: AUBN) SEC filings, offering a view into the regulatory disclosures of the parent company of AuburnBank, an Alabama state-chartered commercial bank headquartered in Auburn, Alabama. Through these documents, investors can review how the Company reports its financial condition, capital position and corporate actions as a publicly traded commercial banking organization.
Current reports on Form 8-K for AUBN cover a range of material events. Recent 8-K filings report quarterly and annual financial results, including net earnings, net interest income, net interest margin, noninterest income and expense, and asset quality and capital ratios. Other 8-K filings disclose dividend declarations, the election of directors, adoption of equity and incentive compensation plans, grants of restricted stock units to named executive officers, and amendments or proposed amendments to the Company’s Certificate of Incorporation.
Annual reports on Form 10-K and quarterly reports on Form 10-Q, which are accessible through the SEC’s EDGAR system and linked from this page when available, contain more detailed information. These filings typically include discussions of Auburn National Bancorporation’s commercial banking activities in East Alabama, its securities portfolio classified as available-for-sale, its use of non-GAAP financial measures such as tax-equivalent net interest income and the efficiency ratio, and risk factors relevant to its operations.
Users can also review exhibits filed with AUBN’s reports, such as certificates of amendment or correction to the Certificate of Incorporation, equity plan documents and press releases furnished as exhibits. Insider compensation-related information appears in filings describing equity awards and related terms and conditions. Stock Titan’s platform supplements these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes from prior periods, and help readers interpret items such as changes in capital ratios, provisions for credit losses and governance amendments.
Auburn National Bancorporation director Walton T. Conn Jr. reported open-market purchases of company stock. On February 24, 2026, he bought 100 shares of common stock at
Auburn National Bancorporation, Inc. reported that its Board of Directors declared a first quarter cash dividend of $0.27 per share. The dividend will be payable on March 25, 2026 to shareholders of record as of March 10, 2026, providing ongoing cash returns to current owners.
The Company is the parent of AuburnBank, which has total assets of approximately $1 billion and operates seven full-service branches and a loan production office in East Alabama. This action reflects the continuation of the Company’s regular dividend program.
Auburn National Bancorporation, Inc. director Walton T. Conn Jr. reported open‑market purchases of the company’s common stock on January 29, 2026. He bought 100 shares at $25.00 into a jointly owned brokerage account with his spouse, bringing that direct holding to 1,450 shares.
He also purchased 175 shares through an IRA for his benefit, consisting of 100 shares at $25.00 and 75 shares at $25.40. Following these IRA trades, his indirect IRA holdings stood at 775 shares and 850 shares in two IRA positions that include 2025 dividend reinvestment shares.
Auburn National Bancorporation, Inc. filed a current report to furnish its latest financial update. The company attached a press release as Exhibit 99.1 reporting its financial results for the quarter and year ended December 31, 2025. The report notes that this information is being furnished rather than filed, which affects how it is treated under federal securities laws. The filing confirms that Auburn National’s common stock, par value $0.01, trades on the Nasdaq Global Market under the symbol AUBN.
Auburn National Bancorporation, Inc. reported a small insider purchase by Senior Vice President Shannon O'Donnell. On January 14, 2026, she bought 16 shares of common stock at $27.0624 per share and another 11 shares at $27.1422 per share. After these transactions, she directly owned 1,564 shares of the company’s common stock. The transactions were reported as direct ownership and were noted with the remark “DRIP/OCP.”
Auburn National Bancorporation, Inc. director William F. Ham Jr. reported small open‑market purchases of the company’s common stock. On 01/14/2026, he bought 46 shares at a price of $27.0624 per share and 9 additional shares at $27.1422 per share.
After these transactions, Ham directly owned 5,273 shares of Auburn National common stock and was reported as indirectly owning 300 shares through his spouse. The transactions are noted as DRIP/OCP in the remarks, indicating they were made under a specific share purchase or reinvestment arrangement.
Auburn National Bancorporation, Inc. director David E. Housel reported small open-market purchases of company stock. On January 14, 2026, he bought 36 shares of common stock at $27.0624 per share and another 15 shares at $27.1422 per share. After these transactions, he directly owned 9,056 shares of Auburn National common stock. The transactions are noted with the remark “DRIP/OCP.”
Auburn National Bancorporation, Inc. director J. Tutt Barrett reported small open-market share purchases. On January 14, 2026, Barrett bought 50 shares of common stock at $27.0624 per share and another 22 shares at $27.1422 per share. Both transactions are reported as directly owned and noted as "DRIP/OCP" in the remarks. After these trades, Barrett directly owned 9,116 shares of Auburn National common stock.
Auburn National Bancorporation, Inc. (AUBN)
Auburn National Bancorporation (AUBN) reported Q3 2025 results. Net earnings were $2,227 thousand, or $0.64 per share, on total revenue of $8,401 thousand. Net interest income was $7,572 thousand, aided by a benefit in provision for credit losses of $255 thousand.
For the first nine months, net earnings reached $5,590 thousand ($1.60 per share). Net interest income was $21,961 thousand, and the net interest margin (tax‑equivalent) was 3.26%. Noninterest income totaled $2,365 thousand while noninterest expense was $17,388 thousand.
At September 30, 2025, total assets were $1,011,184 thousand and deposits were $917,266 thousand. Loans, net were $551,221 thousand with an allowance for credit losses of $6,691 thousand. Stockholders’ equity was $89,613 thousand, reflecting an improvement in accumulated other comprehensive loss to $21,072 thousand. The company paid cash dividends of $0.27 per share in Q3 and $0.81 per share year‑to‑date. Shares outstanding were 3,493,699 as of November 11, 2025.