Every Form 4 that Broadwind, Inc. (BWEN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow BWEN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full BWEN filings page.
Mayo Gilbert W. Jr. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. executive Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported a stock-based compensation grant. He received 8,348 shares of common stock at $4.65 per share as a grant or award, increasing his direct holdings to 133,438 shares.
He also reports 27,144 shares held indirectly through a 401(k) plan. In addition, he holds several restricted stock unit awards, including 3,635 units that vest into 3,635 shares on May 16, 2027 and 8,348 units that vest in installments from July 1, 2027 through July 1, 2031.
Ciccone Thomas A reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. VP and CFO Thomas A. Ciccone reported a compensation-related equity grant rather than an open-market trade. He received 16,289 shares of common stock at $4.65 per share as a grant or award, increasing his direct holdings to 128,211 shares.
He also reports indirect ownership of 21,546.4 shares held through a 401(k) plan. A related footnote shows multiple blocks of restricted stock units that are scheduled to vest in stages between 2027 and 2031, further tying his compensation to the company’s long-term performance.
BROADWIND, INC. President and CEO Eric B. Blashford reported an equity compensation grant of 41,251 shares of common stock at $4.65 per share. After this award, he directly owns 654,523 common shares and indirectly holds 41,050.5 shares through a 401(k) Plan.
His holdings include several restricted stock unit awards scheduled to vest into common shares between 2027 and 2031, with specific tranches of 18,199; 41,250; 41,786; and 41,251 restricted stock units converting into defined share amounts on future vesting dates.
Blashford Eric B. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. reported an insider compensation-related transaction by President and CEO Eric B. Blashford. He received a grant of 41,786 shares of Common Stock at $3.675 per share as a stock award, increasing his direct holdings to 613,272 shares. A separate entry shows 40,409 shares of Common Stock held indirectly through a 401(k) plan. Footnote disclosure explains that his holdings include multiple blocks of restricted stock units that vest into shares on specified future dates.
BROADWIND, INC. reported that VP and CFO Thomas A. Ciccone received an equity grant of 15,157 shares of Common Stock on May 28, 2026, at $3.675 per share, categorized as a grant, award, or other acquisition. Following this grant, he directly owns 111,922 Common shares, in addition to 21,196 shares held indirectly through a 401(k) plan. His reported holdings also include restricted stock units totaling 36,599 shares scheduled to vest in tranches between May 2027 and May 2029.
Mayo Gilbert W. Jr. reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. executive Gilbert W. Mayo Jr., President of Broadwind Industrial Solutions, reported a compensation-related stock grant and updated holdings. He received 8,231 shares of common stock as a grant at $3.675 per share, increasing his direct ownership to 125,090 shares.
He also reports 26,780 shares held indirectly through a 401(k) plan. The direct total includes restricted stock units: 3,635 RSUs that vest into 3,635 shares on 5/16/27, 8,238 RSUs that vest into 4,119 shares on each of 5/15/27 and 5/15/28, and 8,231 RSUs that vest into 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29. This is a grant/award, not an open-market purchase.
Wood Cary B reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Cary B. Wood reported an equity grant of 13,605 shares of common stock valued at $3.675 per share. The award consists of 13,605 restricted stock units that are scheduled to vest on 05/28/2027. Following this grant, Wood directly holds 164,471 shares of Broadwind common stock.
Christman Philip J reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Philip J. Christman received a grant of 13,605 shares of Common Stock valued at $3.675 per share. These include 13,605 restricted stock units that are scheduled to vest on 5/28/27. Following this award, he directly holds 145,329 shares.
Shivaram Sachin M reported acquisition or exercise transactions in this Form 4 filing.
BROADWIND, INC. director Shivaram Sachin M received an equity grant of 13,605 shares of Common Stock at $3.675 per share. The award consists of restricted stock units that vest on 5/28/27, rather than an open-market purchase. After this grant, he directly holds 117,663 shares of Broadwind common stock.
Press Jeanette A. reported acquisition or exercise transactions in this Form 4 filing.
Broadwind, Inc. director Jeanette A. Press reported a compensation-related stock award. She received 13,605 shares of common stock at a reference value of $3.675 per share, recorded as a grant or award rather than an open-market purchase.
After this transaction, she directly holds 66,964 common shares in total, including 13,605 restricted stock units that are scheduled to vest on May 28, 2027. This filing reflects routine equity compensation for a board member, not a discretionary market trade.
Broadwind, Inc. officer Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported a routine tax-related share disposition tied to restricted stock unit vesting. He directed the company to withhold 753 shares of common stock at $3.96 per share to satisfy his withholding obligation.
After this tax-withholding disposition, he directly holds 116,859 shares of common stock and indirectly holds 26,780 shares through a 401(k) plan. Footnotes also note additional restricted stock units scheduled to vest in future years.
BROADWIND, INC. VP and CFO Thomas A. Ciccone reported routine equity activity involving company stock. He directed the company to withhold 1,282 shares of common stock at $3.96 per share to cover tax obligations related to a previously granted restricted stock unit award.
After this tax-withholding disposition, he directly holds 96,765 shares of common stock. He also has an indirect holding of 21,196 shares through a 401(k) Plan. Footnote disclosure indicates additional unvested restricted stock units scheduled to vest into shares in 2027 and 2028, reinforcing that the reported disposition reflects tax settlement rather than an open-market sale.
Broadwind, Inc. President and CEO Eric B. Blashford reported a tax-related share withholding and updated his holdings. On a Form 4, he directed the company to withhold 4,691 shares of common stock at $3.96 per share to satisfy tax obligations tied to a prior restricted stock unit grant. After this tax-withholding disposition, he holds 571,486 shares directly and 40,409 shares indirectly through a 401(k) plan. Footnotes note additional equity awards, including 18,199 restricted stock units scheduled to vest into 18,199 shares on 5/16/27 and 41,250 restricted stock units that will vest into 20,625 shares on each of 5/15/27 and 5/15/28.
BROADWIND, INC. executive Mayo Gilbert W. Jr., President of Broadwind Industrial Solutions, reported tax-related share dispositions rather than open-market trades. On May 18, 2026, he had 1,320 common shares withheld at $3.79 per share to cover tax obligations tied to vested equity.
On May 15, 2026, an additional 1,607 shares were similarly withheld at $4.52 per share. After these withholding transactions, he directly held 117,612 common shares and indirectly held 26,780 shares through a 401(k) plan. Footnotes also indicate unvested restricted stock units scheduled to vest in 2026, 2027, and 2028.
BROADWIND, INC. VP and CFO Thomas A. Ciccone reported routine share withholdings to cover tax obligations tied to previously granted restricted stock units. On May 15, 2026, the company withheld 2,898 shares of common stock at $4.52 per share, and on May 18, 2026 it withheld another 2,332 shares at $3.79 per share. These are tax-withholding dispositions, not open-market sales.
After these transactions, Ciccone directly holds 98,047 shares of common stock and indirectly holds 21,196 shares through a 401(k) plan as of the reported dates. His direct position also includes restricted stock units: 4,197 RSUs vesting into 4,197 shares on May 25, 2026, 6,564 RSUs vesting into 6,564 shares on May 16, 2027, and 14,878 RSUs vesting into 7,439 shares on each of May 15, 2027 and May 15, 2028.
BROADWIND, INC. President and CEO Eric B. Blashford reported routine tax-related share dispositions tied to vesting restricted stock units. On May 15 and May 18, he directed the company to withhold a total of 16,597 common shares at prices of $4.52 and $3.79 per share to satisfy withholding obligations.
After these transactions, he holds 576,177 common shares directly and 40,409 shares indirectly through a 401(k) plan. Footnotes indicate additional unvested restricted stock units scheduled to vest into shares in 2026, 2027 and 2028.