Every Form 4 that Capital One Financial (COF) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow COF and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full COF filings page.
CAPITAL ONE FINANCIAL CORP President of Commercial Banking Neal Blinde reported multiple open-market sales of company common stock. On February 24, 2026, he sold a total of 38,135 shares at reported weighted-average prices between $188.04 and $191.45 per share.
The transactions were executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 14, 2025. After these sales, Blinde directly owned 33,551 shares of Capital One common stock.
Capital One Financial Corp executive Jason P. Hanson reported an open-market sale of company stock under a pre-arranged plan. He sold 3,729 shares of common stock at a price of $205 per share and now holds 40,230 shares directly. The trade was executed under a Rule 10b5-1 trading plan entered into on November 14, 2025.
CAPITAL ONE FINANCIAL CORP General Counsel and Corporate Secretary Matthew W. Cooper reported tax-withholding dispositions of company common stock tied to restricted stock unit vesting. On February 15, 2026, a total of 4,474 shares were automatically withheld at $207.37 per share to cover tax obligations.
The shares relate to RSU awards originally granted on January 26, 2023, February 1, 2024, and February 4, 2025, and the transactions were authorized under the applicable award agreements. After these dispositions, Cooper directly owned 96,251 shares of Capital One common stock.
CAPITAL ONE FINANCIAL CORP executive Dean Lia reported tax-related share withholdings rather than open-market sales. On February 15, 2026, three Form 4 transactions coded “F” show a tax-withholding disposition of 1,262, 1,445, and 1,129 shares of common stock at $207.37 per share.
The issuer automatically withheld these shares to cover Lia’s tax obligations upon vesting of restricted stock units granted in 2023, 2024, and 2025, as authorized by the applicable award agreements. After these dispositions, Lia directly held 66,326 shares of Capital One common stock.
Capital One Financial senior vice president and chief accounting officer Timothy P. Golden reported three automatic share withholdings to cover taxes on vesting restricted stock units. On February 15, 2026, the issuer withheld 591, 506, and 350 shares of common stock at $207.37 per share as tax-withholding dispositions, as authorized in his restricted stock award agreements. These withholdings related to RSU grants dated January 26, 2023, February 1, 2024, and February 4, 2025. After these non‑open‑market transactions, he directly holds 10,797 Capital One common shares.
CAPITAL ONE FINANCIAL CORP Chief Human Resources Officer reports tax-related share dispositions. On February 15, 2026, Kaitlin Haggerty had three transactions in Capital One common stock coded as tax-withholding dispositions. In each case, the issuer automatically withheld shares at $207.37 per share to cover tax obligations tied to vesting restricted stock units granted in 2023, 2024, and 2025. After these withholdings, Haggerty continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP Chairman and CEO Richard D. Fairbank reported incentive-related stock transactions involving restricted stock units and common shares. On February 15, 2026, he exercised 24,021 2023 restricted stock units and 21,008 restricted stock units, converting them into an equal number of common shares at a stated price of $0.0000 per share.
According to the disclosure, these restricted stock units were settled in cash, based on the company’s average fair market value over the fifteen trading days before the vesting date. The filing also shows dispositions of 24,021 and 21,008 common shares to the issuer at $218.5000 per share, a transaction type classified as a disposition to the company rather than an open-market sale.
Following these transactions, Fairbank directly owned 4,001,232 shares of Capital One common stock. The restricted stock units originated from grants dated January 26, 2023 for performance years 2022 and 2023.
Capital One Financial Chief Information Officer Robert M. Alexander reported automatic share disposals to cover taxes on vesting stock awards. On February 15, 2026, the issuer withheld 1,337, 1,483, and 1,069 common shares at $207.37 per share for tax-withholding dispositions tied to restricted stock units granted in 2023, 2024, and 2025. After these non‑market transactions, he held 71,826 common shares directly, plus small indirect holdings of 100 shares through The Alexander Fund and 2 shares through a UGMA account.
Capital One Financial Corp executive reports tax-related share dispositions. President of Commercial Banking Neal Blinde reported three dispositions of Common Stock on February 15, 2026, totaling several thousand shares at $207.37 per share. The shares were automatically withheld by the company to cover tax obligations upon vesting of prior restricted stock unit awards, and Blinde held 71,686 shares directly after these transactions.
Capital One Financial Corp executive Kara West reported three tax-withholding dispositions of common stock related to vesting restricted stock units. On February 15, 2026, a total of several hundred shares were automatically withheld by the issuer at $207.37 per share to satisfy tax obligations on RSU grants from January 26, 2023, February 1, 2024, and February 4, 2025. After these non‑open‑market transactions, West continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP executive Celia Karam, President of the Retail Bank, reported three tax-related share dispositions of common stock. On February 15, 2026, a total of 1,008, 1,093, and 917 shares were automatically withheld at $207.37 per share to cover tax obligations on vesting restricted stock units granted on January 26, 2023, February 1, 2024, and February 4, 2025. After these automatic withholdings, she directly owned 61,970 common shares.
Capital One Financial Corp reported that Mark Daniel Mouadeb, its President of Card, had shares of Common Stock automatically withheld on February 15, 2026 to cover tax obligations from restricted stock unit vesting. Three tax-withholding dispositions totaled 2,945 shares at $207.37 per share.
These withholdings relate to RSU grants made on January 26, 2023, February 1, 2024, and February 4, 2025, as authorized by the award agreements. After these transactions, Mouadeb directly owned 52,484 Capital One shares.
Capital One Financial Corp executive Raghu Ravi reported automatic share withholdings to cover taxes on vesting stock awards. On three transactions dated February 15, 2026, the issuer withheld 546, 551 and 560 shares of common stock at $207.37 per share as tax-withholding dispositions tied to previously granted restricted stock units. After these transactions, Ravi continued to hold tens of thousands of Capital One shares directly.
CAPITAL ONE FINANCIAL CORP executive Sanjiv Yajnik, President of Financial Services, reported three tax-related share dispositions of common stock on February 15, 2026. The transactions, each coded "F," involved 1,327, 1,703, and 1,223 shares at $207.37 per share.
According to the footnotes, these were automatic withholdings by Capital One to cover Yajnik’s tax obligations upon vesting of restricted stock units granted in January 2023, February 2024, and February 2025. After these transactions, he held 143,881 shares of common stock directly.
Capital One Financial Corp Chief Credit & Financial Risk Officer Michael Zamsky reported automatic share dispositions to cover tax obligations tied to restricted stock vesting. On February 15, 2026, three tax-withholding dispositions of common stock occurred at $207.37 per share under restricted stock award agreements.
The transactions, coded "F" as tax-withholding dispositions, involved 818, 862, and 769 shares of common stock, reducing his directly held common stock to 30,146 shares after the final transaction.
Capital One Financial Chief Financial Officer Andrew M. Young reported three Form 4 transactions where the company automatically withheld common shares on February 15, 2026 to cover his tax obligations from vesting restricted stock units at $207.37 per share. After these tax-withholding dispositions, he directly held 54,911 common shares and indirectly held 59 shares through a child.
CAPITAL ONE FINANCIAL CORP executive Frank G. LaPrade III reported several automatic share dispositions tied to tax withholding. On February 15, 2026, he delivered blocks of common stock at $207.37 per share to cover taxes owed on vesting restricted stock units from grants made in 2023, 2024, and 2025.
These Form 4 entries are coded as tax-withholding dispositions rather than open-market sales. After these transactions, LaPrade continued to hold tens of thousands of shares directly, plus an additional indirect position represented by equivalent shares in the company’s 401(k) plan.
Capital One Financial’s General Counsel and Corporate Secretary, Matthew W. Cooper, received an equity award tied to company stock. On February 3, 2026, he was granted 8,239 restricted stock units of common stock at a price of $0 per unit, classified as an acquired transaction.
Following this grant, Cooper beneficially owns 100,725 shares directly. The award will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each restricted stock unit representing a contingent right to receive one share of Capital One common stock.
Capital One Financial Corp reported an equity award to Chief Human Resources Officer Kaitlin Haggerty. On February 3, 2026, she received 5,373 restricted stock units of common stock at a stated price of $0 per unit. These units vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing the right to receive one share of common stock. After this grant, she beneficially owns 49,920 shares directly, including shares accumulated through the company’s Associate Stock Purchase Plan and Dividend Reinvestment Plan.
Capital One Financial’s SVP and Chief Accounting Officer, Timothy P. Golden, reported an equity award on February 3, 2026. He received 3,443 restricted stock units, each representing a contingent right to one share of common stock, at a stated price of $0 per unit.
These restricted stock units will vest in one-third increments beginning February 15, 2027 and annually thereafter. Following this award, Golden beneficially owns 12,244 shares of common stock, which includes shares acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp. reported that Jason P. Hanson, its Pres.- Global Payment Network, received an award linked to 4,714 shares of common stock on February 3, 2026 at a price of $0 per share. Following this award, he beneficially owned 43,959 shares directly. The award consists of restricted stock units that will vest in three equal installments beginning on February 15, 2027 and annually thereafter, with each unit representing the right to receive one share of Capital One common stock.
Capital One Financial Corp. President of Commercial Banking, Neal Blinde, reported an equity award of company stock. On February 3, 2026, he acquired 6,794 shares of Common Stock at a price of $0, reflecting a grant rather than a market purchase.
The award is in the form of restricted stock units that vest in one‑third increments beginning on February 15, 2027 and annually thereafter. Following this grant, Blinde beneficially owns 75,878 shares of Capital One common stock in direct ownership.
Capital One Financial Corp. disclosed that Chief Information Officer Robert M. Alexander received an award linked to 7,008 shares of common stock on February 3, 2026 at a price of $0 per share, reflecting a restricted stock unit grant.
Following this award, Alexander directly holds 75,715 shares of Capital One common stock. He also has indirect holdings of 100 shares through The Alexander Fund and 2 shares through a Robert M. Alexander UGMA account. The restricted stock units vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing the right to receive one share of common stock.
Capital One Financial Chairman and CEO Richard D. Fairbank reported multiple equity-compensation transactions dated February 3, 2026. Several restricted stock units from 2024 and 2025 awards were automatically withheld and settled in cash at $223.34 per share to cover his tax obligations, while corresponding common shares were acquired and then withheld for taxes.
He also received new cash-settled restricted stock unit awards of 26,865 units and 11,194 units that are scheduled to vest on February 15, 2029. Each unit will be settled in cash based on the company’s average fair market value over the fifteen trading days before vesting. Following these transactions, he directly owned 4,001,232 shares of Capital One common stock.
Capital One Financial Corp executive Dean Lia reported two stock transactions. On February 3, 2026, he received 6,682 shares of common stock as a restricted stock unit award at $0 per share, increasing his direct holdings to 73,446 shares.
On February 4, 2026, he sold 3,284 shares of common stock at $223.68 per share under a pre-arranged Rule 10b5-1 trading plan entered on August 14, 2025, leaving him with 70,162 directly owned shares. The restricted stock units will vest in one-third increments starting February 15, 2027 and annually thereafter, with each unit delivering one share of common stock.
Capital One Financial Corp. reported that Celia Karam, President of the Retail Bank, received an equity award in the form of common stock on February 3, 2026. She acquired 5,719 shares at a price of $0 per share, increasing her directly held stake to 64,988 shares.
The award is structured as restricted stock units that vest in three equal installments. Vesting begins on February 15, 2027 and continues annually thereafter, with each unit delivering one share of Capital One common stock as it vests. This ties a portion of her compensation to the company’s future performance and share price.
Capital One Financial Corp. reported a new equity grant to officer Sanjiv Yajnik, President, Financial Services. On February 3, 2026, he received 7,555 shares of common stock at a price of $0 per share, reflecting a restricted stock unit award.
These restricted stock units will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing one share of common stock. After this grant, Yajnik beneficially owns 148,134 shares directly, including shares acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp executive Mark Daniel Mouadeb, President, Card, reported a new stock-based award. On February 3, 2026, he received 7,331 shares of Capital One common stock at a price of $0, reported as an acquisition. This reflects a grant of restricted stock units that convert into shares over time.
The award will vest in three equal installments, beginning on February 15, 2027 and then annually. After this grant, Mouadeb beneficially owns 55,429 shares of Capital One common stock in direct ownership.
Capital One Financial Corp.'s Chief Credit & Financial Risk Officer, Michael Zamsky, reported an equity award in the form of restricted stock units tied to the company’s common stock. On February 3, 2026, he acquired 5,231 shares at a stated price of $0, reflecting a grant rather than a market purchase.
After this award, Zamsky beneficially owns 32,595 shares of Capital One common stock in direct form. The restricted stock units will vest in one-third increments beginning on February 15, 2027 and annually thereafter, with each unit representing a contingent right to receive one share of common stock.
Capital One Financial’s Chief Enterprise Services Officer, Frank G. LaPrade III, received an award of 8,150 shares of common stock on February 3, 2026 at a price of $0, reflecting a restricted stock unit (RSU) grant rather than a market purchase.
After this award, he beneficially owned 56,465 shares directly, plus 820 equivalent shares held indirectly through the company’s 401(k) plan. The RSU grant vests in three equal installments beginning on February 15, 2027 and annually thereafter, with each unit settling into one share of common stock.
Capital One Financial’s Chief Financial Officer Andrew M. Young reported an equity award of 6,759 shares of common stock on February 3, 2026. The shares were acquired at a price of $0 per share as a restricted stock unit grant.
Following this award, Young beneficially owns 58,099 shares of Capital One common stock in direct form. He also reports an additional 59 shares held indirectly, described as owned "By Child." The restricted stock units will vest in one‑third increments starting on February 15, 2027 and annually thereafter, with each unit delivering one share of Capital One common stock upon vesting.
Capital One Financial Corp officer Raghu Ravi reported a new stock-based award. On February 3, 2026, he acquired 4,443 shares of common stock at a reported price of $0, reflecting a restricted stock unit grant, bringing his directly held stake to 34,780 shares.
The restricted stock unit award will vest in one-third increments starting on February 15, 2027 and then annually. Each unit converts into one share of Capital One common stock as it vests, tying a portion of his compensation to the company’s future performance.
Capital One Financial Corp.'s Chief Enterprise Risk Officer, Kara West, received a grant of 6,165 shares of common stock on February 3, 2026, at a price of $0 per share, reported as a restricted stock unit (RSU) award.
Following this grant, West beneficially owns 45,954 common shares in direct ownership. The RSU award will vest in one-third increments beginning on February 15, 2027, and annually thereafter, with each unit delivering one share of Capital One common stock upon vesting.
Capital One Financial executive Celia Karam, President of the Retail Bank, reported a planned sale of company stock. On February 2, 2026, she sold 2,108 shares of Capital One common stock at a price of $218.25 per share under a pre-arranged Rule 10b5-1 trading plan entered into on August 14, 2025.
After this transaction, Karam beneficially owns 59,269 shares of Capital One common stock directly, which includes shares acquired through the company’s Associate Stock Purchase Plan since her last reported transaction.
Capital One Financial Corp. reported an insider equity transaction involving Neal Blinde, its President of Commercial Banking. On January 31, 2026, 3,936 shares of common stock were withheld at $218.93 per share to cover his tax obligations from vesting restricted stock units granted in 2022.
After this automatic tax withholding, Blinde directly beneficially owns 69,084 shares of Capital One common stock.
Capital One Financial’s President of Global Payment Network, Jason P. Hanson, reported routine equity compensation activity on 02/01/2026. Several blocks of restricted stock units converted one-for-one into common stock, adding 1,087, 5,996, and 3,890 shares, respectively.
To cover associated tax obligations, the issuer automatically withheld 348, 2,135, and 1,724 shares at a price of $218.93 per share. Following these transactions, Hanson directly owned 39,245 shares of common stock and continued to hold restricted stock units, including awards of 5,996 units vesting in two equal annual installments and 3,890 units vesting in three equal annual installments beginning 02/01/2026.
Capital One Financial Corporation officer Matthew W. Cooper, General Counsel & Corporate Secretary, reported a sale of common stock. On January 6, 2026, he sold 2,000 shares of Capital One common stock at $250 per share, a transaction coded as a sale. After this trade, he directly owned 92,486 shares of the company’s common stock.
The filing notes that this transaction was executed under a pre-arranged Rule 10b5-1 trading plan that Cooper entered into on January 23, 2025. Such plans allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day corporate developments.
Capital One Financial Corp insider share sale disclosed. A company officer, listed as President, Software, International & Small Business, sold 13,450 shares of Capital One common stock on 01/05/2026 at a price of $250 per share. After this transaction, the officer beneficially owned 30,337 shares directly.
The sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on February 13, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day corporate developments.
Capital One Financial Corp. officer and President of Banking & Premium Products reported an insider stock sale. On 01/02/2026, the insider sold 3,163 shares of Capital One common stock at a price of $244.35 per share in a transaction coded "S" for sale. After this transaction, the insider directly owned 66,692 shares of Capital One common stock. The filing notes that this sale was executed under a pre-arranged trading plan entered into on August 14, 2025 in accordance with Rule 10b5-1.
Capital One Financial Corp. reported an insider stock sale by a senior executive. The Pres, Retail Bank sold 2,064 shares of common stock on 01/02/2026 at a price of $244.35 per share in a transaction coded "S," indicating a sale.
After this sale, the executive beneficially owns 61,373 shares of Capital One common stock in direct form. The filing notes that this trade was carried out under a pre-established Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and that the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp. executive Pres.- Global Payment Network reported the vesting of restricted stock units and related common stock acquisition. On 08/01/2025, 2,014 restricted stock units converted into an equal number of shares of common stock at an exercise price of $0, coded as an "M" transaction. Following this event, the reporting person beneficially owned 32,479 shares of Capital One common stock directly.
The amended report explains that an earlier submission filed on August 5, 2025 omitted the RSU vesting. The filing also notes that the restricted stock units vest in two equal annual installments beginning 08/01/2025, have no expiration date, and that 26,759 RSUs remain beneficially owned after the reported transaction.
Capital One Financial Corp. reported an insider stock sale by its General Counsel and Corporate Secretary. On 12/02/2025, the executive sold 2,000 shares of Capital One common stock at a price of $221.54 per share. After this transaction, the executive beneficially owned 94,486 shares directly.
The filing notes that this sale was executed under a pre-arranged Rule 10b5-1 trading plan that the reporting person entered into on January 23, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day company developments.
Capital One Financial Corp reported that its Pres, Retail Bank executed a stock sale under a pre-arranged trading plan. On 12/01/2025, the officer sold 2,936 shares of common stock at $218.15 per share. After this transaction, the officer beneficially owned 63,433 shares. The trade was carried out pursuant to a Rule 10b5-1 trading plan that the reporting person entered into on August 14, 2025, and the share count includes stock acquired through the company’s Associate Stock Purchase Plan since the last reported transaction.
Capital One Financial Corp3,269 shares of Capital One common stock on December 1, 2025 at a price of $218.15 per share. After this sale, the executive still directly owns 69,855 shares of Capital One common stock.
The filing notes that this sale was made under a pre-arranged Rule 10b5-1 trading plan, which the executive entered into on August 14, 2025. Such plans are designed to allow insiders to sell shares according to a preset schedule, helping separate personal trading decisions from day-to-day nonpublic information about the company.
Capital One Financial (COF) reported insider share sales by its Chief Enterprise Services Officer. On 11/13/2025, the officer sold 4,276 shares of common stock at a weighted average price of $220.84 and 13,564 shares at a weighted average price of $222.41. These transactions were executed under a Rule 10b5-1 trading plan entered into on August 14, 2025. After these sales, the officer directly owned 48,315 shares of Capital One common stock and held the equivalent of 818 additional shares through the company’s 401(k) plan.
Capital One Financial (COF) insider transaction: An officer, the President of Commercial Banking, reported selling 43,200 shares of common stock on 11/06/2025 at $221.83 per share under a trading plan intended to satisfy Rule 10b5-1(c).
Following the sale, the reporting person beneficially owned 73,020 shares, held directly. The trading plan was entered on July 25, 2025, and the filing reflects a Form 4 submitted by one reporting person.
Capital One Financial (COF) insider transaction: the company’s General Counsel & Corp Secy reported a sale of 2,000 shares of common stock on 11/04/2025 at a price of $219.41 per share. Following the sale, direct beneficial ownership stood at 96,486 shares.
The filing notes the transaction was executed under a Rule 10b5-1 trading plan entered on January 23, 2025. The report was filed by one reporting person and lists the ownership form as direct.
Capital One Financial (COF) reported insider activity by a director and officer (Chairman and CEO). On 11/04/2025, the insider exercised 53,487 stock options at an exercise price of $63.73 and executed multiple open‑market sales the same day at weighted average prices across disclosed ranges.
The sales were executed under a Rule 10b5‑1 trading plan entered on May 13, 2025. Following these transactions, the insider beneficially owned 4,001,228 shares directly. The exercised options were originally exercisable since 02/15/2019 and carry an expiration date of 02/03/2026. Reported sale price ranges spanned from $217.56 to $221.94, with line‑item weighted averages disclosed.
Capital One Financial (COF) reported an insider transaction: the Chairman and CEO filed a Form 4 for activity on 10/27/2025. He exercised 53,486 stock options at $63.73 and sold shares in multiple open‑market transactions at weighted average prices including $224.53, $225.39, $226.43, and $227.42. The sale price ranges disclosed span $223.90 to $227.59 across the noted tranches.
The filing states the transactions were executed under a Rule 10b5‑1 trading plan entered on May 13, 2025. Following these transactions, the reporting person beneficially owns 4,051,228 shares directly. In addition, the derivative table shows 53,487 stock options beneficially owned following the reported transactions, with an option series carrying a $63.73 exercise price and expiring on 02/03/2026.
Matthew W. Cooper, identified as General Counsel & Corporate Secretary of Capital One Financial Corp (COF), reported a sale of 2,000 shares of the issuer's common stock on 10/02/2025 at a reported price of $211.99 per share. After the sale, the reporting person beneficially owned 98,486 shares.
The filing states the transaction was executed under a trading plan established on January 23, 2025 pursuant to Rule 10b5-1, and the Form 4 was signed by a power of attorney on 10/03/2025. No derivative transactions or other classes of securities are disclosed on this form.