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Donnelley Financial Solutions, Inc. Form 4 Filings

DFIN NYSE

Every Form 4 that Donnelley Financial Solutions, Inc. (DFIN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow DFIN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full DFIN filings page.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. (DFIN) insider Clay Craig, a Senior Advisor, reported a bona fide gift of 4,364 shares of common stock on September 15, 2026 to a charitable donor advised fund. After this gift, he reports beneficial ownership of 154,096 shares, including 116,724 shares held directly, 33,817 restricted stock units, and 3,555 earned performance share units subject to additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. (DFIN) reported that Robert Kirk Williams, Chief People & Intl Officer, sold 16,450 shares of common stock on September 3, 2026 in an open-market transaction at a weighted average price of $48.77 per share, within a range of $48.75 to $48.87. Following this sale, he reports 44,353 shares beneficially owned, including 20,000 shares held directly, 22,174 restricted stock units, and 2,179 earned performance share units with additional service-based vesting. No Rule 10b5-1 trading plan is reported for this transaction.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. (DFIN) director Joseph Leo Binz reported open-market purchases of the company’s common stock. On September 1, 2026 he purchased 10,000 shares at a weighted average price of $48.5245 per share and 5,000 shares at $47.75 per share, and on September 2, 2026 he purchased an additional 5,780 shares at $47.75 per share. After these transactions, his holdings include 20,780 shares held directly and 3,924 restricted stock units. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. (DFIN) reported an insider transaction by Chief Executive Officer and director Daniel Leib. On August 19, 2026, he sold 9,787 shares of common stock at $50.00 per share.

After this sale, Leib’s reported holdings total 611,315 shares, consisting of 507,834 shares held directly, 94,031 restricted stock units, and 9,450 earned performance share units with additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. (DFIN) reported that Chief Legal Officer Leah Marie Trzcinski had 1,234 shares of common stock withheld on 2026-08-17 to pay a tax liability related to vesting restricted stock units, at $47.72 per share. After this withholding, she holds 19,529 shares in total, including 6,364 shares held directly, 12,215 restricted stock units, and 950 earned performance share units subject to additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. (DFIN) reported that Chief Executive Officer and director Daniel Leib sold 213 shares of common stock on 2026-08-14 at $50.00 per share in an open-market or private transaction. After this sale, he directly holds 621,102 shares, including 517,621 shares held outright, 94,031 restricted stock units, and 9,450 earned performance share units subject to additional service-based vesting.

Rhea-AI Summary

BINZ JOSEPH LEO reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions, Inc. director Joseph Leo Binz received an equity award in the form of 3,924 restricted stock units (RSUs), reported at a grant price of $0.00 per share, reflecting a compensation grant rather than a market purchase.

The RSUs are scheduled to be paid in shares of common stock on May 13, 2027, which is described as the first anniversary of the 2026 annual meeting, or earlier if he ceases to be a director. Following this grant, Binz is reported as directly holding 3,924 shares/RSUs, and he may elect to defer payment of any vesting until he leaves the board.

Rhea-AI Summary

Ellis Juliet S reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions director Juliet S. Ellis received an equity award in the form of restricted stock units. On May 13, 2026, she was granted 4,265 restricted stock units at no cash cost. These RSUs are payable in shares of common stock on the first anniversary of the grant date or earlier if she ceases to be a director, and she may elect to defer settlement until leaving the board. Following this grant, her reported holdings total 64,734 share-based units, consisting of 43,214 shares held directly and 21,520 restricted stock units.

Rhea-AI Summary

CRANDALL RICHARD L reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions director Richard L. Crandall received an equity grant in the form of restricted stock units. The Form 4 reports an award of 5,864 shares of common stock at a grant price of $0.0000 per share as compensation, not an open-market purchase.

After this grant, Crandall directly holds 114,621 equity-linked units, including 64,573 shares of common stock and 50,048 restricted stock units. The RSUs were granted under a Rule 16b-3 plan and are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier, with an option to defer payment until service as a director ends.

Rhea-AI Summary

MARTIN LOIS M reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions, Inc. director Lois M. Martin received a grant of 4,265 shares of common stock in the form of restricted stock units (RSUs) at a price of $0.00 per share as equity compensation. These RSUs are payable in shares of common stock on the first anniversary of the grant date or when she ceases to be a director, if earlier, and she may defer payment until leaving the board. Following this award, her reported direct holdings total 77,947 shares, including 63,253 shares held directly and 14,694 RSUs.

Rhea-AI Summary

Aguilar Luis A reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions director Luis A. Aguilar received a grant of 4,265 shares of common stock as restricted stock units (RSUs). These RSUs were issued under a Rule 16b-3 plan and are payable in common shares on the first anniversary of the grant date or when he ceases to be a director, if earlier.

Following this grant, Aguilar has beneficial ownership of 57,608 shares, including 38,878 shares held directly and 18,730 RSUs. This is a compensation-related equity award rather than an open-market purchase or sale.

Rhea-AI Summary

Pattabhiram Chandar reported acquisition or exercise transactions in this Form 4 filing.

Director Chandar Pattabhiram received an award of 4,265 restricted stock units (RSUs) of Donnelley Financial Solutions common stock as a compensation-related grant. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier.

After this award, Pattabhiram holds 20,430 equity-based interests in total, consisting of 11,914 shares held directly and 8,516 RSUs. This filing reflects an equity grant rather than any open-market purchase or sale.

Rhea-AI Summary

Sayed Ayman reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions, Inc. reported that director Sayed Ayman received a grant of 4,265 shares of Common Stock in the form of restricted stock units. The RSUs are payable in shares of common stock on the first anniversary of the grant date or earlier if he ceases to be a director. Following this award, he directly owns 8,516 shares, reflecting routine equity-based director compensation rather than an open-market purchase.

Rhea-AI Summary

GREENFIELD GARY G reported acquisition or exercise transactions in this Form 4 filing.

Donnelley Financial Solutions director Gary G. Greenfield received a grant of 4,265 restricted stock units as equity compensation. These RSUs are payable in shares of common stock on the first anniversary of the grant date or when he ceases to be a director, if earlier. After this award, he holds 51,643.5 equity-linked interests, including 30,123.5 shares held directly and 21,520 RSUs.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. President, GIC, Eric J. Johnson reported an open-market sale of 20,280 shares of common stock on March 6, 2026, at a weighted average price of $50.164 per share. The sale occurred within a price range of $50.00 to $50.58 per share.

Following this transaction, Johnson beneficially owns 116,814 shares, consisting of 87,473 shares held directly, 26,584 restricted stock units, and 2,757 earned performance share units with additional service-based vesting requirements.

Rhea-AI Summary

Donnelley Financial Solutions Chief Accounting Officer Kami Turner reported multiple equity award and tax-related transactions in company common stock. On March 3, 2026, Turner received grants and earned awards of 3,344, 2,578, and 262 shares as company stock units vested or were granted under performance- and service-based plans. On March 3 and 4, 2026, a total of several hundred shares, including transactions of 2,795, 753, and 269 shares, were disposed of as shares were withheld to satisfy tax liabilities tied to vesting, rather than open‑market sales. After these transactions, Turner directly owned just over 50,000 shares, including common stock, restricted stock units, and earned performance share units that remain subject to service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions Chief People & Admin Officer Robert Kirk Williams reported multiple stock transactions in early March 2026. On March 3, he received several equity awards totaling tens of thousands of common shares and restricted/performance stock units at prices reported as $51.77 or zero per share, reflecting grants and earned performance units.

Also on March 3 and March 4, shares were withheld to cover tax liabilities linked to vesting of restricted and performance stock units, and he executed open‑market sales of 4,237 and 7,684 common shares at weighted average prices of about $52.29 and $52.03 per share. After these transactions, his holdings comprised 36,450 shares held directly, 22,174 restricted stock units, and 2,179 earned performance stock units with additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions executive Eric J. Johnson reported a mix of stock awards and tax-related share withholdings. On March 3, he acquired several common stock grants, including performance-based stock units earned from 2023–2025, 2024 and 2025 cycles, and new restricted stock units that vest in three equal annual installments beginning March 3, 2027.

On March 3 and March 4, shares were withheld at prices around $51–$53 per share to satisfy tax liabilities tied to vesting RSUs and performance stock units, rather than sold in open-market trades. After these transactions, he directly holds 137,094 common shares, RSUs and earned performance share units.

Rhea-AI Summary

Donnelley Financial Solutions Chief Legal Officer Leah Marie Trzcinski reported a mix of equity awards and tax-related share withholdings in common stock. On March 3, 2026, she received 8,101 common-stock-based awards at $0.00 per share and an additional 600 earned performance stock units at $0.00 per share, tied to 2024 and 2025 performance share unit grants and future performance and service-based vesting.

Also on March 3, 805 shares of common stock at $51.77 per share, and on March 4, 2026, 406 shares at $52.97 per share, were withheld to cover tax liabilities upon vesting of restricted stock units. A footnote states her holdings include 4,813 shares held directly, 15,000 restricted stock units, and 950 earned performance share units with additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions Chief Financial Officer David A. Gardella reported a mix of equity awards and related tax share withholdings in company common stock.

On March 3, 2026, he acquired 21,609 and 24,303 shares through grants and earned performance stock units, plus 2,026 additional earned units, while 17,808 shares were withheld to cover tax liabilities on vesting. On March 4, 2026, a further 1,840 shares were withheld for taxes. Footnotes explain that 40,198 earned performance stock units from prior PSU grants were delivered on March 3, 2026, and that his holdings include directly owned shares, restricted stock units, and earned performance share units.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. President, GCM Clay Craig reported a mix of equity awards and share dispositions related to taxes and performance-based grants. On March 3, 2026, he acquired 21,609 shares of common stock at $51.77 per share as a grant or award, and also received additional company-granted stock units with a reported 19,516 and 1,876 shares at a stated price of $0.00 per share under incentive plans.

Several Form 4 entries with code F show dispositions of 20,544, 5,348, and 2,097 shares of common stock, with footnotes explaining that these shares were withheld to pay tax liabilities tied to vesting of restricted stock units and performance stock units, rather than open-market sales.

Footnotes state that performance stock units granted in prior years resulted in 40,198 earned stock units delivered on March 3, 2026, after the Compensation Committee determined achievement of performance goals for several periods. Additional PSUs from 2024 and 2025 remain subject to performance and service-based vesting through the closes of 2026 and 2027. Another award of restricted stock units vests in three equal annual installments beginning on March 3, 2027. Following these transactions, Craig’s holdings include 121,088 shares held directly, 33,817 restricted stock units, and 3,555 earned performance share units with additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions, Inc. Chief Executive Officer Daniel Leib reported stock-based compensation activity and related tax-withholding transactions in Common Stock. On March 3, 2026, he acquired multiple share awards, including earned portions of performance stock units (PSUs) granted in 2023, 2024, and 2025, and company‑granted restricted stock units (RSUs) that vest in three equal annual installments beginning on March 3, 2027.

On March 3 and March 4, 2026, shares were disposed of to satisfy tax liabilities tied to vesting of restricted stock units and performance stock units, each described as payment of tax liability by delivering securities. A footnote states his holdings include 517,834 shares held directly, 94,031 RSUs, and 9,450 earned performance share units with additional service-based vesting.

Rhea-AI Summary

Donnelley Financial Solutions CEO Daniel Leib reported an open-market sale of 10,000 shares of common stock on February 26, 2026, at a weighted average price of $50.3587 per share. The trade was executed under a pre-arranged Rule 10b5-1 trading plan adopted on September 11, 2025. After this sale, Leib’s holdings total 568,181 shares, including 443,953 shares held directly, 75,770 restricted stock units, and 48,458 earned performance share units with additional service-based vesting.