electroCore, Inc. Form 4 Filings

electroCore, Inc. (ECOR) disclosed that Co-Chief Executive Officer, President and Chief Operating Officer Michael Fox filed an amended Form 4 to correct the transaction code for a recent purchase. On September 11, 2026 he purchased 5,000 shares of common stock at an average price of $9.8007 per share in an open-market or private transaction, bringing his reported direct holdings to 130,000 shares. This total includes 125,000 shares issuable pursuant to previously granted restricted stock units that vest in scheduled annual installments between April 13, 2027 and September 8, 2029, subject to continued service and with accelerated vesting upon certain termination events following a change in control under the company’s Executive Severance Policy.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Fox Michael reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that Co-Chief Executive Officer, President and Chief Operating Officer Michael Fox received a grant of 5,000 shares of Common Stock on September 11, 2026 at a reported value of $9.8007 per share, bringing his reported direct holdings to 130,000 shares. This total includes 125,000 shares issuable under previously granted RSUs, which vest in scheduled tranches from April 13, 2027 through September 8, 2029, subject to continued service, with full acceleration upon certain terminations within two years after a change in control under the company’s Executive Severance Policy. No Rule 10b5-1 trading plan is reported for this transaction.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Theofilos James Charles reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that director James Charles Theofilos received a grant of 11,123 Restricted Stock Units (RSUs) on September 9, 2026 as part of an annual director equity award. These RSUs vest in 12 equal monthly installments from the grant date, with full vesting instead occurring earlier if service continues through the business day before the next annual stockholder meeting or immediately prior to a change of control. After this grant, Theofilos holds 34,670 equity interests, consisting of 7,385 vested RSUs, 25,894 unvested RSUs, and 1,391 shares of common stock, all held directly. No Rule 10b5-1 trading plan is reported for this award.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Wilber Patricia reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that director Patricia Wilber received a grant of 11,123 Deferred Stock Units on September 9, 2026 as an annual equity award, at a stated price of $0.00 per unit. The award vests in 12 equal monthly installments, or fully earlier upon the next annual stockholder meeting or a change of control, subject to her continuous service. After this grant, she directly holds 83,448 shares, including 35,594 previously vested shares from earlier Restricted Stock Unit awards.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Bonfiglioli Elena reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that director Elena Bonfiglioli received a grant of 11,123 Restricted Stock Units (RSUs) on September 9, 2026 as an annual director award. The RSUs vest in 12 equal monthly installments and fully vest earlier upon the next annual stockholder meeting or a change of control, subject to continuous service. Following this grant, Bonfiglioli holds 41,672 shares and RSUs in total, including 7,637 vested RSUs and 22,912 unvested RSUs. No Rule 10b5-1 trading plan is reported.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Fox Michael reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that Co-Chief Executive Officer, President and Chief Operating Officer Michael Fox received a grant of 55,000 restricted stock units (RSUs) of Common Stock on September 8, 2026 as a compensation-related award. These RSUs vest one-third on the first anniversary of the grant date and the remaining two-thirds in equal annual installments over the following two years, subject to continued service and certain protections upon qualifying termination after a change in control under the company’s Executive Severance Policy. Following this grant, Fox directly holds 125,000 shares/RSUs, including 70,000 previously granted RSUs scheduled to vest in three annual tranches from April 13, 2027 through April 13, 2029. No transactions are reported under a Rule 10b5-1 trading plan.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Goldstein Julie Ann reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) director Julie Ann Goldstein reported an equity compensation grant of 11,123 shares of Common Stock in the form of Annual Deferred Stock Units on September 9, 2026, at a stated price of $0.00 per share, with no Rule 10b5-1 trading plan reported.

The Deferred Stock Units vest in 12 equal monthly installments from the grant date, or earlier in full before the next annual stockholder meeting or immediately prior to a change of control, subject to continuous service. Following this award, her reported holdings total 112,510 shares, including 29,011 vested Deferred Stock Units and 1,665 shares held through NeuroSpine Ventures, for which she disclaims beneficial ownership except to the extent of her pecuniary interest.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Errico Thomas J. reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that director Thomas J. Errico received an award of 15,572 shares of Common Stock in the form of Annual Deferred Stock Units on September 9, 2026. The award vests in 12 equal monthly installments from the grant date, with accelerated full vesting on the earlier of the business day before the next annual stockholder meeting or immediately prior to a change of control, if he remains in continuous service.

After this award, Errico is reported as having 358,904 shares of Common Stock, including 274,106 shares owned directly, 1,296 shares held by a trust for his family, 11,000 shares held by a trust for his benefit, and 56,930 shares from previously vested deferred stock units.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. GANDOLFO JOHN P reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) director John P. Gandolfo received a grant of 11,123 shares of Common Stock in the form of Annual Deferred Stock Units on September 9, 2026, at a stated price of $0.00 per share as a compensation award.

The Deferred Stock Units vest in 12 equal monthly installments from the grant date, or earlier upon specified events such as the business day before the next annual stockholder meeting or immediately prior to a change of control, subject to Gandolfo’s continuous service. Following this award, he holds 99,221 shares directly, including 84,032 shares that have already vested from previously issued Deferred Stock Units.

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Lev Joshua S. reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that its Co-Chief Executive Officer, President and Chief Financial Officer, Joshua S. Lev, received a grant of 55,000 restricted stock units (RSUs) of Common Stock on September 8, 2026. These RSUs vest one-third on the first anniversary of the grant date and the remaining two-thirds in equal annual installments over the following two years, subject to continued service and specified change-in-control protections. Following this award, Lev holds or is entitled to 139,889 shares and RSUs in total, including previously granted RSUs with vesting dates from December 31, 2026 through January 26, 2029.

For electroCore, Inc. (ECOR), reporting person Joshua S. Lev, CFO and Interim President, reported a series of option exercises and related sales of common stock. On August 21, 24 and 25, 2026, he exercised stock options for a total of 20,000 shares of common stock at an exercise price of $4.50 per share, acquiring 20,000 shares. On the same respective dates, he then sold all 20,000 shares in open-market transactions at weighted-average prices of $10.22 (range $10.14–$10.31), $9.88 (range $9.70–$10.25) and $9.36 (range $9.29–$9.50). A footnote states that his remaining equity position includes 2,889 shares of common stock and 82,000 shares of common stock issuable under previously granted RSUs, subject to future vesting conditions.

electroCore, Inc. director Thomas J. Errico purchased 5,000 shares of Common Stock of ECOR on 2026-08-13 in an open-market or private transaction at a weighted-average price of $9.8544 per share, with individual trade prices ranging from $9.83 to $9.95.

After this purchase, Errico beneficially owns 343,332 shares, including 269,106 shares held directly, 1,296 shares held by a family trust, 11,000 shares held by a trust for his benefit, 2,218 unvested shares underlying deferred stock units, and 54,712 shares that have vested from prior deferred stock units. The Rule 10b5-1 trading plan checkbox for this transaction is not marked as being made under such a plan.

electroCore, Inc. former officer and director Daniel S. Goldberger reported an open-market sale of 80,000 shares of common stock at a weighted average price of $6.80 per share. According to the filing, these shares were sold in multiple transactions at prices ranging from $6.00 to $8.52 per share between April 23, 2026 and May 26, 2026, subject to Rule 144. Following these transactions, he directly holds 211,471 shares of electroCore common stock.

electroCore, Inc. Chief Financial Officer and Interim President Joshua S. Lev reported an open-market sale of 6,667 shares of Common Stock on May 28, 2026 at a weighted average price of $9.00 per share.

After this transaction, he directly owned 84,889 shares, including 2,889 shares of Common Stock and 82,000 shares issuable under previously granted RSUs that vest over several dates through late 2029, subject to continued service and certain change-in-control conditions.

electroCore director Thomas J. Errico increased his stake in the company through open-market buying. On May 21, 2026, he purchased 9,992 shares of electroCore common stock at $5.99 per share in an open-market transaction. This followed a small acquisition of 8 shares on May 20, 2026 classified under Rule 16a-6.

After these transactions, Errico directly owns 360,071 shares of common stock. A footnote explains that his broader holdings also include 259,106 shares owned directly, 1,296 shares held by a family trust, 11,000 shares in a trust for his benefit, 8,872 unvested shares underlying deferred stock units, and 69,797 shares that have vested from previously issued deferred stock units.

electroCore, Inc. executive Joshua S. Lev, the CFO and Interim President, sold 3,000 shares of Common Stock at $6.50 per share on May 22, 2026. According to the filing, this sale was made solely to cover tax withholding obligations triggered by the vesting and settlement of previously granted Restricted Stock Units.

After the transaction, Lev directly holds 91,556 shares of Common Stock. He also has 82,000 additional shares subject to RSUs scheduled to vest between December 31, 2026 and January 26, 2029, contingent on continued service and certain change-in-control protections.

electroCore, Inc. Chief Operating Officer Michael Fox received an equity award of 70,000 shares of common stock, reported as an acquisition at $0.00 per share. Following this grant, he directly holds 70,000 shares.

The award is structured as restricted stock units that vest over three years: one-third on the first anniversary of the grant date and the remaining two-thirds in equal annual installments over the next two years. Vesting requires continued service, with additional protection if his employment ends without “cause” or for “good reason” within two years after a “change in control” under the company’s Executive Severance Policy.

electroCore, Inc. former officer and director Daniel S. Goldberger reported an open-market sale of 16,072 shares of common stock at $6.02 per share. According to the footnotes, the shares were sold solely to cover tax withholding obligations triggered by the vesting and settlement of previously issued RSUs.

After the transaction, Goldberger directly owns 291,471 shares, which include 3,665 newly vested shares and 43,200 RSUs that continue to vest in equal monthly installments of 3,600 RSUs, subject to ongoing consulting under a separation agreement. The filing notes a Section 16(b) claim of $1,182, which he voluntarily paid to electroCore.

Lev Joshua S. reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. reported a new equity award to its CFO and Interim President, Joshua S. Lev. He received 45,000 shares of Common Stock as a grant of Restricted Stock Units (RSUs) that vest in full on December 31, 2026, if he remains in continuous service or meets specified change in control conditions. After this grant, he holds 94,556 shares of Common Stock, including 12,556 shares and 82,000 shares underlying RSUs scheduled to vest between 2026 and 2029, reflecting primarily compensation-based, not open-market, activity.

electroCore, Inc. director Thomas J. Errico exercised warrants to acquire a total of 42,055 shares of common stock, with 22,803 shares exercised at an exercise price of $4.35 per share and 19,252 shares at $6.43 per share.

Following these exercises, his directly owned common stock is reported at 350,071 shares. A footnote explains this includes 259,106 shares owned directly, 1,296 shares held by a family trust, 11,000 shares held by a trust for his benefit, 26,615 unvested shares underlying deferred stock units, and 52,054 shares that have vested from prior deferred stock units.

electroCore, Inc. Chief Financial Officer Lev Joshua S. reported new equity awards in the company’s common stock. On January 26, 2026, he acquired 2,889 shares at a price of $0 and a separate 25,000-share award, both held directly.

The 25,000-share award represents restricted stock units that vest in three equal 33% installments on each of the first, second, and third anniversaries of the grant date, subject to continued service. Unvested portions can also vest if he is terminated without cause or resigns for good reason within two years after a change in control, under the company’s Executive Severance Policy. His reported beneficial ownership after these transactions is 49,556 shares, including 21,667 shares tied to previously granted restricted stock units with vesting dates in 2027 and 2028.

electroCore CEO Daniel S. Goldberger reported new equity awards in the company. On January 26, 2026, he acquired 20,375 shares of electroCore common stock at $7.47 per share and received a grant of 26,000 restricted stock units at no cost.

The new restricted stock units vest in three equal installments on the first, second, and third anniversaries of the grant date, subject to continued service, and may also vest upon certain qualifying termination events following a change in control. After these transactions, Goldberger beneficially owned 338,940 shares of electroCore common stock, including shares underlying previously granted restricted stock units with future vesting dates.

electroCore, Inc. Chief Financial Officer reports stock sale and updated holdings. On 12/04/2025, the CFO sold 2,500 shares of electroCore common stock at a weighted average price of $5.05 per share, in a single reported transaction coded as a sale. After this transaction, the reporting person beneficially owns 21,667 shares of common stock.

These 21,667 shares are issuable under previously granted restricted stock units that vest over time. One grant covers 10,000 shares that are scheduled to vest in three annual installments on January 15 of 2026, 2027 and 2028. A second grant covers 11,667 shares, of which 1,000 have already vested and are eligible for sale, and 10,667 are scheduled to vest in two installments on January 12, 2026 and January 12, 2027. The vesting of these awards depends on the CFO’s continued service and includes provisions for accelerated vesting in certain termination events following a change in control, as defined in the company’s Executive Severance Policy.

electroCore (ECOR) filed a Form 4 for its CFO. On 11/12/2025, the executive sold 2,166 shares of Common Stock at a weighted average price of $6.18, with trade prices ranging from $6.0602 to $6.31. Following the sale, the reporting person beneficially owns 23,667 shares.

This balance includes shares issuable under previously granted RSUs: 10,000 scheduled to vest on January 15, 2026 (3,333), January 15, 2027 (3,333), and January 15, 2028 (3,334); and 13,667 of which 3,000 have vested and 10,667 are set to vest on January 12, 2026 (5,333) and January 12, 2027 (5,334), subject to service and change-in-control provisions.