Every Form 4 that Forge Glo Hldg (FRGE) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow FRGE and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FRGE filings page.
Forge Global Holdings, Inc. Chief Financial Officer Nevin James reported equity award changes tied to the company’s merger with The Charles Schwab Corporation. In connection with the merger’s closing, 20,647 shares of Forge common stock held directly by him were cancelled and converted into the right to receive $45.00 per share in cash. In the same merger-related cleanup, 75,222 performance stock units and 6,740 restricted stock units were disposed of to the issuer or converted into Schwab awards under the merger terms. A few days earlier, on February 27, 2026, he acquired 26,665 performance-based restricted stock units after the compensation committee certified maximum performance for 2025 stock price goals.
Forge Global Holdings, Inc. Chief Executive Officer Kelly Rodriques reported dispositions of equity interests in connection with the closing of the company’s merger with The Charles Schwab Corporation. At the merger’s effective time, each share of Forge common stock was cancelled and converted into the right to receive $45.00 in cash per share, and Rodriques disposed of 355,736 directly held shares and 4,718 shares held indirectly through a Roth IRA at that cash amount. Unvested performance stock units and restricted stock units covering Forge common stock were not cashed out; instead, they were assumed by Schwab and converted into restricted stock units covering Schwab common stock based on a defined equity award exchange ratio.
Forge Global Holdings, Inc. director Kimberley H. Vogel reported dispositions of company stock tied to the closing of the company’s merger with The Charles Schwab Corporation. These were issuer-related transactions at the merger effective time, not open-market sales.
Each Forge Global common share was cancelled and converted into the right to receive $45.00 in cash. Outstanding restricted stock units were assumed and converted into Schwab restricted stock units based on an exchange ratio using the $45.00 merger consideration and a $94.7880 average Schwab share price.
Forge Global Holdings director Brian Thomas McDonald reported dispositions tied to the closing of the company’s merger with The Charles Schwab Corporation. On March 2, 2026, his Forge common shares were cancelled and converted into the right to receive $45.00 in cash per share.
At the same effective time, his restricted stock units in Forge were assumed and converted into restricted stock unit awards of Charles Schwab. Each Forge RSU became a Schwab RSU for a number of Schwab common shares determined by multiplying the underlying Forge shares by the quotient of the $45.00 merger consideration divided by $94.7880, the specified average Schwab share price.
Forge Global Holdings director Ashwin Kumar reported dispositions tied to the company’s merger with The Charles Schwab Corporation. On March 2, 2026, his Forge common shares were cancelled and converted into the right to receive cash of $45.00 per share under the agreed merger consideration.
His restricted stock units in Forge were not cashed out but were converted into Schwab restricted stock units. The number of Schwab units is based on the merger consideration of $45.00 divided by $94.7880, which is the specified average Schwab share price, applied to the Forge RSUs outstanding at the merger’s effective time.
Forge Global Holdings director Asiff S. Hirji reported dispositions of company equity tied to the closing of its merger with The Charles Schwab Corporation. On March 2, 2026, each Forge Global common share was cancelled and converted into the right to receive $45.00 in cash per share.
The filing shows issuer dispositions of restricted stock units and common stock held directly and through Hirji-related entities, including Hirji-Wigglesworth Partners, LP and the Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust. Outstanding Forge restricted stock units were converted into Schwab restricted stock units using an exchange ratio based on the $45.00 merger consideration and a $94.7880 average Schwab share price.
Forge Global Holdings Chief Accounting Officer Catherine M. Dondzila reported dispositions tied to the closing of the company’s merger with The Charles Schwab Corporation. She disposed of 23,252 shares of Forge Global common stock and 32,491 restricted stock units in issuer transactions effective at the merger closing.
Under the merger agreement, each Forge Global common share was cancelled and converted into the right to receive $45.00 in cash, without interest. Each outstanding Forge Global restricted stock unit was converted into a Schwab restricted stock unit, based on the $45.00 merger consideration divided by $94.7880, the specified average Schwab share price.
Forge Global Holdings director Debra J. Chrapaty reported dispositions tied to the company’s merger with The Charles Schwab Corporation. On the March 2, 2026 merger effective time, 32,450 shares of Forge Global common stock were cancelled and converted into the right to receive $45.00 in cash per share.
The filing also shows 2,833 restricted stock units were disposed of in connection with the deal. Under the merger terms, each outstanding Forge Global RSU was converted into a Schwab restricted stock unit based on an exchange ratio using the $45.00 merger consideration and a $94.7880 average Schwab share price.
Forge Global Holdings director Lawrence E. Leibowitz reported equity dispositions tied to the closing of the company’s merger with The Charles Schwab Corporation. On March 2, 2026, each issued and outstanding Forge common share was cancelled and converted into the right to receive $45.00 per share in cash.
In this filing, Leibowitz reports a disposition to the issuer of 27,588 shares of common stock at $45.00 per share, reflecting the cash-out under the merger terms. He also reports a disposition of 5,668 restricted stock units, which were converted into Schwab restricted stock units based on an exchange ratio using the $45.00 merger consideration divided by $94.7880, the specified Schwab average trading price.
Following these transactions, the Form 4 shows zero Forge shares and RSUs held directly by Leibowitz, consistent with Forge becoming a wholly owned subsidiary of Schwab after the merger.
Forge Global Holdings, Inc. Chief Executive Officer Kelly Rodriques reported a routine tax-related share disposition. On February 20, 2026, 1,347 shares of common stock were withheld by the company to satisfy tax obligations tied to the net settlement of restricted stock units, rather than sold in the open market. After this withholding, Rodriques directly held 522,330 shares of common stock. He also had an additional 4,718 shares held indirectly through an account titled “Forge Trust Co CFBO Kelly Rodriques Roth IRA.”
Forge Global Holdings, Inc. Chief Financial Officer Nevin James had 133 shares of common stock withheld on February 20, 2026 to cover tax obligations from settling restricted stock units. After this tax-withholding disposition, he directly held a total of 69,204 Forge Global shares.
Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported a Form 4 transaction involving 755 shares of common stock on February 20, 2026. The shares were withheld by the company to satisfy tax withholding obligations from net-settled restricted stock units, leaving her with 55,743 directly held shares.
Rodriques Kelly reported acquisition or exercise transactions in a Form 4 filing for FRGE. The filing lists transactions totaling 91,444 shares. Following the reported transactions, holdings were 523,677 shares.
Nevin James reported acquisition or exercise transactions in a Form 4 filing for FRGE. The filing lists transactions totaling 32,088 shares. Following the reported transactions, holdings were 69,337 shares.
Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported an acquisition of 8,888 shares of common stock on February 12, 2026. These are restricted stock units (RSUs) granted at a price of $0 per share under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of common stock. Subject to her continued service with the company, 1/36th of the RSUs will vest in equal monthly installments starting on the one-month anniversary of the vesting commencement date. After this grant, she beneficially owns 56,498 shares of Forge Global common stock directly.
Forge Global Holdings, Inc. reported that Chief Executive Officer and director Kelly Rodriques had 16,558 shares of common stock withheld on February 10, 2026 to satisfy tax withholding and remittance obligations tied to the net settlement of restricted stock units. The shares were disposed of at a stated price of $0.00 per share under transaction code F, which indicates a tax-liability payment using shares rather than a market sale. After this adjustment, Rodriques directly beneficially owned 432,233 shares of common stock and indirectly beneficially owned 4,718 shares through a Roth IRA account held at Forge Trust Co.
Forge Global Holdings, Inc. Chief Financial Officer Nevin James reported a tax-related share disposition. On February 10, 2026, the company withheld 1,680 shares of common stock to satisfy tax withholding obligations tied to restricted stock units, a non-cash, code F transaction. Following this withholding, James directly beneficially owned 37,249 shares of Forge Global common stock.
Forge Global Holdings' Chief Accounting Officer Catherine M. Dondzila reported a disposal of 575 shares of common stock on February 10, 2026 to satisfy tax withholding obligations tied to restricted stock units. After this tax-withholding transaction, she directly owns 47,610 shares of Forge Global common stock.
Forge Global Holdings CEO Kelly Rodriques reported receiving 30,035 shares of common stock on January 28, 2026. These shares were acquired at $0 per share upon certification that performance conditions for previously granted performance-based RSUs were met under the 2022 Stock Option and Incentive Plan.
After this award, Rodriques beneficially owns 448,791 shares directly and 4,718 shares indirectly through a Roth IRA account held at Forge Trust Co.
Forge Global Holdings, Inc. reported that its Chief Financial Officer, Nevin James, acquired 15,234 shares of common stock on January 28, 2026. The shares were issued at $0 per share upon certification that performance conditions for previously granted performance-based RSUs were met.
Following this award under the company’s 2025 Inducement Plan, the CFO beneficially owns 38,929 shares of Forge Global common stock. A portion of the RSUs vested on the certification date, and the remaining RSUs are scheduled to vest in 24 equal monthly installments starting one month after February 1, 2026, contingent on continued service.
Forge Global Holdings, Inc. director Kimberley H. Vogel reported an equity award in the form of restricted stock units. On January 28, 2026, she was granted 1,416 RSUs of common stock at a reported price of $0 per share.
The RSUs were granted under the company’s 2022 Stock Option and Incentive Plan, are 100% vested on the grant date, and will settle on the nearest monthly settlement date following grant. After this award, she directly holds 27,121 common shares and indirectly holds 5,521 shares through the Kim Vogel, Inc. Defined Benefit Plan.
Forge Global Holdings director Ashwin Kumar received 1,416 restricted stock units (RSUs) of common stock on January 28, 2026. The RSUs were granted at a price of $0 per share under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of Forge Global common stock. All of these RSUs were fully vested on the grant date and will settle on the nearest monthly settlement date after that grant date. Following this award, Kumar beneficially owns 28,423 shares of Forge Global common stock directly.
Forge Global Holdings, Inc. director Asiff S. Hirji reported a new equity award. On 01/28/2026, he received 1,133 shares of common stock at a price of $0 through fully vested restricted stock units granted under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of Forge Global common stock and will settle on the nearest monthly settlement date after the grant. Following this grant, Hirji beneficially owns 60,670 shares directly, 16,967 shares indirectly through the Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust, and 13,359 shares indirectly through Hirji-Wigglesworth Partners, LP.
Forge Global Holdings, Inc. reported an insider equity transaction by Chief Accounting Officer Catherine M. Dondzila. On January 12, 2026, 666 shares of common stock were withheld by the company to cover tax withholding and remittance obligations tied to the net settlement of restricted stock units. The transaction was coded as an "F" event, indicating a tax-related share withholding rather than an open-market trade, at a stated price of $0 per share. After this tax withholding, Dondzila directly beneficially owned 48,185 shares of Forge Global common stock.
Forge Global Holdings, Inc. reported an insider equity transaction by Chief Executive Officer and director Kelly Rodriques. On 01/12/2026, 2,943 shares of common stock were withheld by the company (transaction code F) at a per-share price of $0 to satisfy tax withholding and remittance obligations related to the net settlement of restricted stock units.
Following this tax withholding, Rodriques beneficially owned 418,756 shares of Forge Global common stock in direct form. In addition, 4,718 shares were held indirectly through a Roth IRA account titled "By Forge Trust Co CFBO Kelly Rodriques Roth IRA."
Forge Global Holdings, Inc. Chief Financial Officer reported a tax-related share withholding tied to equity awards on 12/29/2025. A total of 5,762 shares of common stock were withheld by the company at a reported price of $0 to cover tax obligations from the net settlement of restricted stock units, leaving the officer with 23,695 shares held directly. The filing notes this withholding is connected to a merger agreement with The Charles Schwab Corporation, under which certain equity awards were partially accelerated to address potential tax issues under Sections 280G and 4999 of the Internal Revenue Code, contingent on the officer’s agreement to repay accelerated compensation in certain circumstances.
Forge Global Holdings, Inc. reported an insider equity transaction by its Chief Executive Officer and director related to tax withholding on restricted stock units. On 12/29/2025, 19,519 shares of common stock were withheld by the company at a price of $0 per share to cover tax obligations from the accelerated settlement of an equity award. After this transaction, the reporting person beneficially owned 421,699 shares directly and 4,718 shares indirectly through a Roth IRA. The acceleration of equity award payments was approved by the board in connection with an Agreement and Plan of Merger dated November 5, 2025 among Forge Global, The Charles Schwab Corporation, and a Schwab subsidiary, aimed at mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code.
Forge Global Holdings, Inc. reported that its Chief Financial Officer acquired common shares through the vesting of performance-based restricted stock units. On 12/22/2025, the CFO received 3,111 shares of common stock at a price of $0 per share under the company’s 2025 Inducement Plan, after the Compensation Committee certified that total shareholder return performance goals for the 2025 fiscal year were fully met, earning 100% of the target award.
On the same date, the CFO also received 2,222 shares at a price of $0 per share under the 2022 Stock Option and Incentive Plan, again based on 100% achievement of total shareholder return targets for 2025. Following these transactions, the CFO beneficially owned 29,457 shares directly. The filing notes that, in connection with a Merger Agreement with The Charles Schwab Corporation, the board approved acceleration of certain equity awards to address potential adverse tax consequences, with repayment obligations for accelerated compensation under specified conditions.
Forge Global Holdings, Inc. reported that its Chief Executive Officer and director acquired 36,800 shares of common stock on 12/23/2025 at a price of $0 per share. These shares came from performance-based restricted stock units tied to total shareholder return, which the Board certified as earned at 200% of the target award based on 2025 stock price goals under the company’s 2022 Stock Option and Incentive Plan. After this transaction, the reporting person beneficially owned 441,218 shares directly and 4,718 shares indirectly through a Roth IRA. The filing also notes that, in connection with an Agreement and Plan of Merger dated November 5, 2025 with The Charles Schwab Corporation and a Schwab subsidiary, the Board approved accelerated payment of certain equity awards to address potential tax effects, with repayment required under certain conditions.
Forge Global Holdings, Inc. reported an insider equity transaction by Chief Executive Officer and Director Kelly Rodriques. On 12/10/2025, 2,992 shares of common stock were withheld by the company to cover tax withholding and remittance obligations tied to the net settlement of restricted stock units. This is a non-cash transaction coded as "F," meaning the shares were surrendered back to the issuer rather than sold on the market.
After this tax-related withholding, Kelly Rodriques beneficially owns 404,418 shares of Forge Global common stock directly and 4,718 shares indirectly through a Forge Trust Co CFBO Kelly Rodriques Roth IRA.
Forge Global Holdings, Inc. reported a routine insider transaction by its Chief Accounting Officer. On 12/10/2025, 576 shares of common stock were withheld by the company to cover tax withholding and remittance obligations related to the net settlement of restricted stock units. The shares were treated as a disposition at a price of $0, reflecting that this was a tax withholding event rather than an open-market sale. Following this transaction, the officer beneficially owns 48,851 shares of Forge Global common stock in direct ownership.
Forge Global Holdings (FRGE) reported an insider transaction on 11/10/2025 by its Chief Executive Officer and Director. The issuer withheld 2,992 shares of common stock to satisfy tax obligations related to the net settlement of restricted stock units, reported under transaction code F at a stated price of $0.
Following this tax withholding, the reporting person beneficially owns 407,410 shares directly and 4,718 shares indirectly through Forge Trust Co CFBO Kelly Rodriques Roth IRA. This reflects routine RSU tax settlement activity rather than an open‑market sale.
Forge Global Holdings (FRGE) reported an insider transaction by its Chief Accounting Officer on a Form 4. On 11/10/2025, 576 shares of common stock were withheld by the company to satisfy tax obligations related to the net settlement of restricted stock units, coded “F”. After this administrative withholding, the officer directly owned 49,427 shares.
Forge Global Holdings, Inc. (FRGE) disclosed an insider transaction by its Chief Executive Officer and Director. On 10/10/2025, 2,992 shares of common stock were withheld (Transaction Code F) to satisfy tax obligations from the net settlement of restricted stock units, with no sale proceeds.
Following this tax withholding, the reporting person beneficially owns 410,402 shares directly. In addition, 4,718 shares are held indirectly through Forge Trust Co CFBO Kelly Rodriques Roth IRA.
Forge Global Holdings (FRGE) reported an administrative insider transaction by its Chief Accounting Officer. On 10/10/2025, 581 shares of common stock were withheld under Code F to cover taxes upon RSU net settlement at a reported price of $0. Following this withholding, the reporting person beneficially owns 50,003 shares, held directly.
Forge Global Holdings insider filing: Kelly Rodriques, who serves as Chief Executive Officer and a director, reported a voluntary forfeiture of 155,935 restricted stock units on 09/22/2025. The forfeiture was recorded as a disposition at a $0 price under transaction code J because the award was unvested and unsettled. After the reported transaction, the filing shows Rodriques beneficially owns 413,394 shares directly and 4,718 shares indirectly via a trust for a Roth IRA.