First Us Bancsha Form 4 Filings

FIRST US BANCSHARES, INC. (FUSB) director Robert C. Field reported that an entity associated with him, Highland Mortgage, LLC, purchased 412 shares of common stock on September 3, 2026 at $16.40 per share in an open-market or private transaction. Following this transaction, Highland Mortgage, LLC holds 12,000 shares indirectly for him, and he also holds 2,960 shares directly.

The filing states that Robert C. Field disclaims beneficial ownership of the shares held by Highland Mortgage, LLC except to the extent of his pecuniary interest, and no Rule 10b5-1 trading plan is reported for this purchase.

FIRST US BANCSHARES, INC. (FUSB) director Robert C. Field reported indirect open-market purchases of the company’s common stock through Highland Mortgage, LLC. On September 1, 2026, the LLC purchased 3,300 shares at a weighted average price of $16.39 per share, and on September 2, 2026, it purchased 288 shares at $16.40 per share. Field also reports 2,960 shares held directly as of September 1, 2026, and disclaims beneficial ownership of the LLC-held shares except to the extent of his pecuniary interest. No Rule 10b5-1 trading plan is reported.

FIRST US BANCSHARES director Staci Pierce reported an open‑market purchase of 245 shares of common stock on August 7, 2026 at a weighted‑average price of $16.51 per share, in transactions ranging from $16.50 to $16.55. Following this trade, Pierce directly owns 10,850 shares.

FIRST US BANCSHARES, INC. director Staci Pierce reported open-market purchases of a total of 755 shares of common stock. On August 3, 2026, Pierce bought 136 shares at a weighted average of $16.53 (individual trades from $16.50 to $16.60), and on August 4, 2026, 619 shares at a weighted average of $16.48 (trades from $16.15 to $16.76). The filing indicates these trades were not made under a Rule 10b5-1 trading plan.

FIRST US BANCSHARES, INC. senior executive Eric H. Mabowitz reported compensation-related stock transactions in company common stock. On 2026-07-08, he exercised stock options to acquire a total of 11,600 shares at exercise prices of $10.01, $11.71, and $14.11 per share. To cover tax obligations, he had a total of 9,353 shares withheld at $16.95 per share, coded as tax-withholding dispositions rather than open-market sales. Following these transactions, he directly owned 19,302 shares and indirectly held 83 shares through the First US Bancshares, Inc. 401(k) Plan.

FIRST US BANCSHARES, INC. senior officer Beverly J. Dozier exercised stock options and had shares withheld to cover tax obligations on common stock awards.

On July 8, 2026, Dozier exercised options for a total of 8,100 shares of common stock at exercise prices of $10.01, $11.71, and $14.11 per share. To satisfy tax liabilities, a total of 6,572 shares were disposed of as tax-withholding transactions at $16.95 per share, which are not open-market sales.

After these transactions, one entry shows direct ownership of 8,752 shares of common stock, along with indirect holdings of 21,821 shares through a 401(k) plan and 8,596 shares held by a trust.

FIRST US BANCSHARES, INC. senior executive vice president and CFO Thomas S. Elley exercised stock options for 6,300 shares of common stock at $11.71 per share. The options were granted on February 12, 2018 and vested in three equal annual installments.

On the same date, 4,924 shares of common stock were disposed of at $16.95 per share to satisfy tax obligations through share withholding, rather than an open-market sale. After these transactions, Elley directly holds 38,156 shares of common stock.

FIRST US BANCSHARES, INC. director John Lee McPhearson reported an acquisition of phantom stock units as part of his board compensation. He received 52.61 phantom stock units on common stock at a reference price of $16.55 per unit, increasing his directly held phantom units to 12,548.09.

The phantom stock units convert into common stock on a 1-for-1 basis and were accrued under the company’s Non-Employee Directors' Deferred Compensation Plan. They are scheduled to be settled in common stock at the end of the deferral period, reflecting a routine, non-cash, compensation-related award rather than an open-market trade.

FIRST US BANCSHARES, INC. director Robert C. Field received a grant of phantom stock units as compensation. On this date, he acquired 370.370 Phantom Stock Units at a reference value of $16.55 per unit, bringing his total phantom units to 2,619.080.

The phantom units convert into common stock on a 1-for-1 basis and were accrued under the company’s Non-Employee Directors' Deferred Compensation Plan. They are to be settled in common stock at the end of the deferral period, and the total includes 7.83 shares attributable to quarterly dividend accruals.

FIRST US BANCSHARES, INC. director Robert S. Briggs reported a compensation-related grant of phantom stock units. He acquired 69.55 phantom stock units at a reference price of $16.55 per unit, which will convert into an equal number of common shares on a 1-for-1 basis.

The units were credited under the company’s Non-Employee Directors' Deferred Compensation Plan, including amounts attributable to quarterly dividends. After this grant, Briggs holds a total of 16,587.06 phantom stock units, which are to be settled in common stock at the end of the deferral period.

FIRST US BANCSHARES, INC. director David Peter Hale received a grant of 521.86 Phantom Stock Units on common stock at a reference price of $16.55 per unit. These units convert to common stock on a 1-for-1 basis and are accrued under the Non-Employee Directors' Deferred Compensation Plan.

After this award, Hale holds 20,879.34 Phantom Stock Units, including 83.73 units attributable to quarterly dividends. The units are to be settled in common stock at the end of the deferral period, making this a compensation-related, non-market transaction.

FIRST US BANCSHARES, INC. director Jack W. Meigs reported a compensation-related award of phantom stock units. On this Form 4, he acquired 25.99 Phantom Stock Units at a reference value of $16.55 per unit, increasing his direct holdings to 6,199.70 phantom units.

The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period. The units convert to common stock on a 1-for-1 basis, linking the award’s value to the company’s share price over time.

FIRST US BANCSHARES, INC. director Aubrey S. Miller reported receiving a grant of 56.84 Phantom Stock Units on common stock at a reference price of $16.55 per unit. These units convert to common stock on a 1-for-1 basis and are accrued under the company’s Non-Employee Directors' Deferred Compensation Plan.

Following this award, Miller holds 699.40 Phantom Stock Units, including 2.46 shares attributable to quarterly dividends under the plan. The phantom units are to be settled in common stock at the end of the deferral period, so this filing reflects a compensation-related equity accrual rather than an open-market trade.

FIRST US BANCSHARES, INC. director Bruce N. Wilson reported an acquisition of 82.74 Phantom Stock Units on June 30, 2026 as a grant under the company’s Non-Employee Directors' Deferred Compensation Plan. These units are valued at $16.55 per unit and increase his deferred phantom stock balance to 19,734.25 units.

The phantom stock units convert into common stock on a 1-for-1 basis and are to be settled in common shares at the end of the deferral period, rather than through an open-market purchase. Some of the units are attributable to quarterly dividends credited under the same deferred compensation plan.

FIRST US BANCSHARES, INC. director Gordon Stephen Nathaniel received a grant of 362.540 phantom stock units as compensation. These units convert into an equal number of common shares on a 1-for-1 basis and were accrued under the Non-Employee Directors' Deferred Compensation Plan.

After this award, Nathaniel holds a total of 754.700 phantom stock units, which are to be settled in common stock at the end of the deferral period rather than through open-market transactions.

FIRST US BANCSHARES, INC. senior executive William C. Mitchell reported routine equity compensation activity. On June 29, 2026, he exercised stock options to acquire a total of 17,700 shares of common stock at exercise prices of $10.01, $11.71, and $14.11 per share. To cover tax obligations, 14,120 shares were disposed of as a tax-withholding transaction at $16.98 per share, which is not an open-market sale. Following these transactions, he directly holds 27,312 shares of common stock. Indirect holdings include 8,384 shares in the First US Bancshares, Inc. 401(k) Plan and 1,209 shares held by his spouse, for which he disclaims beneficial ownership.

FIRST US BANCSHARES, INC. senior vice president and corporate controller Matthew A. Parker exercised employee stock options and had shares withheld to cover taxes. He exercised options for a total of 600 shares of common stock at strike prices of $10.01 and $11.71 per share.

To satisfy tax obligations, 462 shares were disposed of through tax-withholding transactions at $16.75 per share, leaving Parker with a net increase of 138 shares. Following these transactions, he directly holds 3,051 shares of common stock.

First US Bancshares’ senior executive vice president and CFO Thomas S. Elley exercised stock options for 7,000 shares of common stock on June 26, 2026, at an exercise price of $14.11 per share. These options were granted on February 22, 2017 and vested in equal installments over three years.

In connection with this exercise, 6,220 shares of common stock were delivered at $16.75 per share as a tax-withholding disposition to satisfy exercise-related obligations. After these transactions, he directly holds 36,780 shares of First US Bancshares common stock. The Rule 10b5-1 checkbox is not marked as indicating a trading plan for these transactions.

FIRST US BANCSHARES, INC. director Bruce N. Wilson reported a compensation-related award of 89.06 Phantom Stock Units on common stock, valued at $15.30 per unit. The units convert to common stock on a 1-for-1 basis and were credited as quarterly dividends under the company’s Non-Employee Directors' Deferred Compensation Plan. These phantom stock units are to be settled in common stock at the end of the deferral period, bringing Wilson’s total deferred phantom stock balance to 19,651.51 units held directly.

FIRST US BANCSHARES, INC. director Aubrey S. Miller received a grant of 61.27 Phantom Stock Units on common stock, valued at $15.30 per unit. These units convert into common shares on a 1-for-1 basis and are issued under the Non-Employee Directors' Deferred Compensation Plan.

After this grant, Miller holds a total of 642.56 Phantom Stock Units, including 2.45 shares attributable to quarterly dividends accrued in the plan. The phantom units are to be settled in common stock at the end of the deferral period, reflecting stock-based, non-cash director compensation rather than an open-market purchase.

FIRST US BANCSHARES, INC. director Jack W. Meigs received a grant of 27.98 Phantom Stock Units on common stock. The units were valued at $15.30 per share and increase his directly held phantom stock balance to 6,173.71 units.

The Phantom Stock Units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are attributable to quarterly dividends. They convert into common stock on a 1-for-1 basis and will be settled in shares at the end of the deferral period, making this a routine, compensation-related equity award rather than an open-market trade.

FIRST US BANCSHARES, INC. director John Lee McPhearson received a grant of 56.63 Phantom Stock Units on the company’s deferred compensation plan. These units are credited at a reference price of $15.30 and convert into common stock on a 1-for-1 basis.

The grant reflects quarterly dividends accrued under the Non-Employee Directors' Deferred Compensation Plan and increases his deferred Phantom Stock Units balance to 12,495.48 units, which will be settled in common stock at the end of the deferral period rather than through open-market transactions.

FIRST US BANCSHARES, INC. director David Peter Hale received a grant of 561.69 Phantom Stock Units on March 31, 2026 as a compensation award. These units convert into common stock on a 1-for-1 basis and are settled in shares at the end of the deferral period.

Following this grant, Hale directly holds a total of 20,357.48 Phantom Stock Units, including 87.77 units attributable to quarterly dividends accrued under the company’s Non-Employee Directors' Deferred Compensation Plan.

Gordon Stephen Nathaniel reported acquisition or exercise transactions in this Form 4 filing.

FIRST US BANCSHARES, INC. director Gordon Stephen Nathaniel received a grant of 392.160 Phantom Stock Units on March 31, 2026. These units were awarded at a reference price of $15.30 per unit and are linked to the company’s common stock on a 1-for-1 basis.

The Phantom Stock Units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and will be settled in common stock at the end of the deferral period. Following this grant, the director holds 392.160 Phantom Stock Units, reflecting routine, compensation-related equity for board service rather than an open-market stock purchase or sale.

FIRST US BANCSHARES, INC. director Robert C. Field reported a grant of 398.64 Phantom Stock Units on common stock. The units were awarded at $15.30 per unit and increase his deferred Phantom Stock Unit balance to 2,248.71 units.

The phantom units convert into common stock on a 1-for-1 basis and are to be settled in common shares at the end of the deferral period. The reported balance includes 6.48 units attributable to quarterly dividends accrued under the Non-Employee Directors' Deferred Compensation Plan.

FIRST US BANCSHARES director Robert S. Briggs reported a compensation-related award of phantom stock units. On the reported date, he acquired 74.85 Phantom Stock Units, credited at a reference price of $15.30 per unit under the company’s Non-Employee Directors' Deferred Compensation Plan.

The phantom units convert into common stock on a 1-for-1 basis and are to be settled in common stock at the end of the deferral period. Following this grant, Briggs holds a total of 16,517.51 phantom stock units under the plan, which accrue from quarterly dividends and other deferred director compensation rather than open-market transactions.

FIRST US BANCSHARES, INC. director John Lee McPhearson reported offsetting trades in company common stock. He completed an open-market sale of 1,500 shares at $8.30 per share held directly, leaving him with 10,633 directly owned shares afterward.

On the same date, McPhearson Land Holdings, LLC, an entity associated with him, executed an open-market purchase of 1,500 shares at $8.30 per share, resulting in 3,000 shares held indirectly through that entity. Additional 3,000 shares are reported as indirectly owned by his spouse, with beneficial ownership disclaimed except to the extent of his pecuniary interest.

Parker Matthew A. reported disposition transactions in a Form 4 filing for FUSB. The filing lists transactions totaling 233 shares at a weighted average price of $15.57 per share. Following the reported transactions, holdings were 3,053 shares.

First US Bancshares, Inc. executive Eric H. Mabowitz, SEVP and Chief Risk Officer of the bank, reported tax-withholding dispositions of company common stock in early February 2026. On February 9, 2026, 405 shares were disposed of at $15.64 per share, leaving 19,439 shares held directly. On February 10, 2026, two additional tax-withholding dispositions of 405 and 324 shares occurred at $15.52 per share, reducing his direct holdings to 18,710 shares. The filing notes that these transactions represent the withholding of shares for tax purposes, and separately shows 83 shares held indirectly through a 401(k) plan based on information as of February 10, 2026.

First US Bancshares, Inc. senior executive Mitchell William C reported several share dispositions to cover tax obligations related to equity awards. On February 9 and 10, 2026, he transferred blocks of 462, 463, and 370 common shares at prices around $15.52–$15.64 per share under code F, which represents payment of tax liability by delivering securities.

After these transactions, he directly owned 23,732 shares of common stock. The filing also notes indirect holdings of 8,350 shares in a 401(k) plan, based on information as of February 10, 2026, and 1,209 shares held by his spouse, for which he disclaims beneficial ownership.

Dozier Beverly J reported disposition transactions in a Form 4 filing for FUSB. The filing lists transactions totaling 386 shares at a weighted average price of $15.56 per share. Following the reported transactions, holdings were 7,471 shares.

First US Bancshares, Inc. director John Lee McPhearson reported an award of 425 shares of common stock on February 9, 2026. These shares are time-based restricted stock granted under the company’s 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

After this grant, McPhearson directly holds 12,133 common shares. The filing also reports 3,000 shares held indirectly by his spouse and 1,500 shares held indirectly through McPhearson Land Holdings, LLC, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

First US Bancshares reported an equity award to senior executive Matthew A. Parker, its SVP, PAO & Director of Financial Reporting. On February 9, 2026, he received 1,400 shares of common stock as time-based restricted stock under the 2023 Incentive Plan.

These restricted shares will vest in three equal installments on the first, second, and third anniversaries of the grant date, encouraging longer-term retention. Following this grant, Parker beneficially owns 3,146 shares of First US Bancshares common stock, held directly.

First US Bancshares director Robert C. Field received a grant of 1,000 shares of common stock on February 9, 2026. These shares are time-based restricted stock issued under the First US Bancshares, Inc. 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

After this award, Field directly holds 2,960 common shares. An additional 8,000 common shares are held indirectly by Highland Mortgage, LLC, with Field disclaiming beneficial ownership of those securities except to the extent of his pecuniary interest.

First US Bancshares, Inc. (FUSB) executive Mitchell William C, SEVP-Consumer Lending-Bank, received 3,200 shares of time-based restricted common stock on 02/09/2026 at a price of $0 per share under the 2023 Incentive Plan. These restricted shares vest in three equal annual installments on the first, second, and third anniversaries of the grant date.

After this award, he directly holds 25,027 shares of common stock, plus 8,350 shares held indirectly in a 401(k) plan and 1,209 shares held by his spouse, for which he disclaims beneficial ownership.

First US Bancshares, Inc. senior executive Eric H. Mabowitz reported an equity award of company stock. On February 9, 2026, he received 2,800 shares of common stock as a time-based restricted stock grant under the First US Bancshares, Inc. 2023 Incentive Plan at a stated price of $0 per share.

The restricted shares will vest in three equal installments on the first, second, and third anniversaries of the grant date. Following this grant, Mabowitz directly holds 19,844 shares of common stock and indirectly holds 83 shares through the First US Bancshares, Inc. 401(k) Plan, based on plan recordkeeper information as of February 10, 2026.

First US Bancshares senior officer Beverly J. Dozier reported a new equity award of company stock. On 02/09/2026, she acquired 930 shares of First US Bancshares, Inc. common stock at a reported price of $0, as time-based restricted stock under the 2023 Incentive Plan. These restricted shares will vest in three equal installments on the first, second, and third anniversaries of the grant date. Following this grant, Dozier directly owned 7,610 shares, with an additional 8,596 shares held indirectly in a trust and 21,670 shares held indirectly through the company’s 401(k) plan, based on record keeper information as of 02/10/2026.

First US Bancshares, Inc. (FUSB) Chairman, President & CEO James F. House received an award of 6,500 shares of common stock on February 9, 2026. The shares are time-based restricted stock granted under the 2023 Incentive Plan at a stated price of $0.00 per share.

These restricted shares will vest in equal installments on the first, second, and third anniversaries of the grant date, tying full ownership to continued service over three years. Following this grant, House directly beneficially owns 151,228 shares of common stock, with an additional 0.8 share held indirectly in a 401(k) plan.

First US Bancshares, Inc. senior executive vice president and chief financial officer Elley Thomas S reported an award of 3,300 shares of common stock on 02/09/2026. These shares are time-based restricted stock granted under the company’s 2023 Incentive Plan at a reported price of $0 per share.

The restricted shares will vest in three equal installments on the first, second, and third anniversaries of the grant date, tying value to continued service. Following this award, Thomas beneficially owns 36,000 shares of First US Bancshares common stock in direct ownership.

First US Bancshares, Inc. director Bruce N. Wilson reported an equity award of common stock. On February 9, 2026, he acquired 425 shares of First US Bancshares common stock at a reported price of $0.00 per share as a stock grant.

The filing notes these are time-based restricted shares granted under the First US Bancshares, Inc. 2023 Incentive Plan, which will vest in full on the first anniversary of the grant date. After this grant, Wilson beneficially owns 15,193 common shares, held in direct ownership form.

First US Bancshares director receives restricted stock grant

Director Tracy E. Thompson was granted 1,000 shares of First US Bancshares common stock on 02/09/2026 as time-based restricted stock under the company’s 2023 Incentive Plan. These shares will vest in full on the first anniversary of the grant date.

After this award, Thompson directly beneficially owns 109,541 shares of First US Bancshares common stock.

First US Bancshares director receives restricted stock grant

Director Staci Pierce was awarded 1,000 shares of First US Bancshares, Inc. common stock as time-based restricted stock under the company’s 2023 Incentive Plan. The award was granted on February 9, 2026 at a price of $0.00 per share, reflecting an equity grant rather than an open‑market purchase.

These restricted shares will vest in full on the first anniversary of the grant date, subject to the plan’s conditions. Following this award, Pierce beneficially owns a total of 9,850 shares of First US Bancshares common stock in direct ownership.

First US Bancshares director reports restricted stock grant. Director Aubrey S. Miller received 1,000 shares of common stock on February 9, 2026, reported at a price of $0.00 per share, indicating an equity award rather than an open-market purchase.

These shares are time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan and will vest in full on the first anniversary of the grant date. Following this grant, Miller beneficially owns 14,291 shares of First US Bancshares common stock in direct ownership.

First US Bancshares director receives restricted stock grant

Director Jack W. Meigs acquired 425 shares of First US Bancshares, Inc. common stock on February 9, 2026. The shares are time-based restricted stock granted under the company’s 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

Following this grant, Meigs beneficially owns 7,891 shares of common stock directly.

First US Bancshares, Inc. director Marlene M. McCain received a grant of 1,000 shares of common stock as time-based restricted stock. The grant was made on 02/09/2026 under the First US Bancshares, Inc. 2023 Incentive Plan at a stated price of $0.00 per share.

The restricted shares will vest in full on the first anniversary of the grant date. Following this award, McCain directly beneficially owns 5,507 shares of First US Bancshares, Inc. common stock.

First US Bancshares director Hale David Peter received a stock grant. On 02/09/2026, he was awarded 1,000 shares of common stock at a stated price of $0.00, described as time-based restricted stock under the 2023 Incentive Plan. These restricted shares will vest in full on the first anniversary of the grant date. After this grant, he beneficially owned 22,424 common shares directly.

First US Bancshares director Gordon Stephen Nathaniel received a grant of 1,000 shares of common stock on February 9, 2026. These shares are time-based restricted stock under the company’s 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

Following this award, Nathaniel beneficially owns 2,700 shares of First US Bancshares common stock, all held directly.

First US Bancshares, Inc. director Robert S. Briggs reported an equity award of 1,400 shares of common stock on February 9, 2026. These shares are time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

Following this award, Briggs beneficially owns 63,593 shares of common stock directly and 4,430 shares indirectly through his spouse.

First US Bancshares director reports stock option exercise and share disposition. Director Aubrey S. Miller exercised a stock option for 3,000 shares of First US Bancshares common stock at $8.30 per share on February 6, 2026, increasing his direct holdings to 14,888 shares. On the same date, he disposed of 1,597 shares of common stock at $15.59 per share, leaving him with 13,291 directly owned shares.