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Galaxy Digital Inc. Form 4 Filings

GLXY NASDAQ

Every Form 4 that Galaxy Digital Inc. (GLXY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow GLXY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GLXY filings page.

Rhea-AI Summary

Galaxy Digital Inc. (GLXY) reported that Chief Legal Officer Matthew W. Friedrich disposed of Class A Common Stock in two related transactions. On September 8, 2026, 30,630 shares of Class A Common Stock were withheld to cover taxes upon the vesting of 60,000 restricted share units (RSUs) at a reference price of $26.33 per share.

On September 9, 2026, he sold 4,993 shares of Class A Common Stock at $27.03 per share in an open-market or private transaction made pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2026. A related footnote states that his holdings include 251,405 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through future vesting dates.

Rhea-AI Summary

Galaxy Digital Inc. (GLXY) reported that Chief Executive Officer and director Michael Novogratz had 4,683 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities arising from the vesting of 8,468 restricted share units (RSUs). This was recorded as a disposition for tax withholding, not an open-market sale. Following this event, he directly holds 440,338 shares of Class A Common Stock, which includes 327,065 shares to be delivered upon future RSU settlement, subject to continued service through the applicable vesting dates.

Rhea-AI Summary

Galaxy Digital Inc. (GLXY) reported that Chief Operating Officer Erin Elizabeth Brown had 1,951 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities upon vesting of restricted stock units. After this tax-withholding disposition, she directly holds 236,250 shares of Class A Common Stock, including shares to be delivered upon future RSU vesting, and no Rule 10b5-1 plan is reported.

Rhea-AI Summary

Galaxy Digital Inc. (GLXY) reports that President and CIO Christopher C. Ferraro exercised 50,000 stock options on 2026-08-18 at an exercise price of $4.83 per share, acquiring 50,000 shares of Class A common stock for cash. Following this exercise, he holds 958,292 Class A shares directly, which includes 288,806 shares to be delivered upon settlement of restricted stock units, subject to continued service through vesting dates. He also continues to hold vested and unvested options over additional Class A shares and 3,411,001 shares of Class B common stock that are linked one-for-one to LP Units exchangeable for Class A common stock.

Rhea-AI Summary

Galaxy Digital Inc. director Douglas R. Deason reported purchasing 12,000 shares of Class A Common Stock on 2026-08-12 at a weighted average price of $21.536 per share, in multiple trades between $21.260 and $21.745. The shares are held indirectly through Deason Capital LLC, and Deason disclaims beneficial ownership beyond his pecuniary interest. Following this purchase, indirect holdings total 71,000 shares, and direct holdings include 31,348 shares to be delivered upon settlement of deferred share unit awards, which remain subject to service-based vesting.

Rhea-AI Summary

Galaxy Digital Inc. director Douglas R. Deason reported an acquisition of 7,866 Class A Common Stock equivalents via a deferred share unit (DSU) award granted on August 6, 2026. These DSUs are scheduled to vest on June 15, 2027, subject to continued service. After this grant, 31,348 shares of Class A Common Stock are reported as to be delivered upon settlement of DSU awards, and an additional 59,000 shares are held indirectly through Deason Capital LLC.

Rhea-AI Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel exercised stock options for a total of 28,589 shares of Class A common stock on 2026-08-06 at exercise prices of $4.83, $9.63 and $11.77 per share. He then sold 9,095 shares at a weighted average price of $19.66 per share, with sale prices ranging from $19.62 to $19.665, to cover taxes related to the option exercises. A footnote also notes 11,797 shares of Class A common stock are to be delivered upon settlement of restricted stock units, subject to continued service through the applicable vesting dates.

Rhea-AI Summary

Galaxy Digital Inc. director Steven John Bandrowczak reported acquiring Class A Common Stock through both an equity award and an open-market purchase. On August 6, 2026, he received a grant of 34,086 deferred share units (DSUs), each representing one share of Class A Common Stock, subject to vesting and continued service. Portions of this award are scheduled to vest in tranches between June 15, 2027 and September 1, 2030. On August 10, 2026, he also purchased 5,100 shares of Class A Common Stock at $19.63 per share in an open-market or private transaction.

Rhea-AI Summary

DAFFEY MICHAEL D reported acquisition or exercise transactions in this Form 4 filing.

Galaxy Digital Inc. director Michael D. Daffey reported an equity compensation grant in the form of deferred share units (DSUs). On August 6, 2026, he received a grant of 7,866 DSUs, each representing the right to receive one share of Class A Common Stock, scheduled to vest on June 15, 2027, subject to continued service. Following this award, his directly held and deferred interests total 1,513,285 shares of Class A Common Stock, including 13,285 shares to be delivered upon settlement of outstanding DSU awards, each subject to its respective vesting conditions.

Rhea-AI Summary

Dietze Jane A reported acquisition or exercise transactions in this Form 4 filing.

Galaxy Digital Inc. reported that director Jane A. Dietze received a grant of 7,866 deferred share units (DSUs) on August 6, 2026. Each DSU represents the right to receive one share of Class A Common Stock and is scheduled to vest on June 15, 2027, subject to continued service. Following this award, Dietze now holds rights to 87,930 shares of Class A Common Stock to be delivered upon settlement of DSU awards, each subject to its applicable vesting date.

Rhea-AI Summary

Koutsouras Bill reported acquisition or exercise transactions in this Form 4 filing.

Galaxy Digital Inc. director Bill Koutsouras received a grant of 7,866 deferred share units (DSUs) on August 6, 2026, each representing one share of Class A Common Stock. These DSUs are scheduled to vest on June 15, 2027, subject to continued service. Following this award, he reports 170,752 Class A shares in total, including 70,752 shares to be delivered upon settlement of DSU awards.

Rhea-AI Summary

Adams Medina Rhonda reported acquisition or exercise transactions in this Form 4 filing.

Galaxy Digital Inc. director Rhonda Adams Medina reported a grant of 7,866 deferred share units (DSUs) tied to Class A Common Stock on August 6, 2026. These DSUs are scheduled to vest on June 15, 2027, subject to continued service. After this award, she reports holding 119,919 Class A shares, including 70,752 shares to be delivered upon settlement of DSU awards.

Rhea-AI Summary

Galaxy Digital Inc. President and CIO Christopher C. Ferraro exercised 50,000 stock options on August 10, 2026 at an exercise price of $4.83 per share, acquiring 50,000 shares of Class A common stock for cash. Following this exercise, he directly holds 908,292 Class A shares, including 288,806 shares to be delivered upon settlement of restricted stock units, subject to continued service. He also holds stock options for 81,319 underlying Class A shares at $9.63 expiring March 27, 2029, and 409,271 underlying shares at $11.77 expiring March 31, 2030. In addition, he directly holds 3,411,001 shares of Class B common stock, each tied one-for-one to LP Units that are redeemable or exchangeable into Class A shares.

Rhea-AI Summary

Galaxy Digital Inc. Chief Financial Officer Anthony Paquette exercised stock options for 75,000 shares of Class A common stock at $11.77 per share, paying cash. He now directly holds 505,777 shares, including 378,747 shares deliverable upon settlement of restricted stock units, and retains 225,000 stock options expiring March 31, 2030.

Rhea-AI Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported an exercise-and-sale transaction in Class A common stock. He exercised stock options to acquire 12,000 shares at an exercise price of $4.83 per share and sold 19,000 shares in open-market transactions at a weighted average price of $34.224 per share, with individual sale prices ranging from $34.19 to $34.27. After these transactions, he directly holds 44,934 shares of Class A common stock. Footnotes indicate an additional 11,797 shares are scheduled to be delivered upon vesting of restricted share units, and 710 stock options remain vested and exercisable until March 29, 2028.

Rhea-AI Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a mix of option exercise and share sale in Class A common stock. He exercised stock options to acquire 12,000 shares at an exercise price of $4.83 per share and sold 19,000 shares in an open-market transaction at a weighted average price of $31.623 per share, with individual trades ranging from $31.59 to $31.68. After these transactions, he directly holds 51,934 shares of Class A common stock, plus 11,797 additional shares scheduled for delivery upon vesting of restricted share units, and 12,710 vested stock options that remain exercisable until March 29, 2028.

Rhea-AI Summary

Galaxy Digital Inc. Chief Executive Officer Michael Novogratz reported a routine tax-related share disposition tied to equity compensation. On June 1, 2026, 4,683 shares of Class A Common Stock were withheld at $29.58 per share to cover taxes when 8,468 restricted share units (RSUs) vested.

After this withholding, his direct holdings totaled 445,021 Class A shares. Footnotes state this figure includes 335,533 shares of Class A Common Stock that will be delivered in settlement of RSUs, assuming continued service through their respective vesting dates. The transaction does not reflect an open-market sale.

Rhea-AI Summary

Galaxy Digital Inc. President and CIO Christopher C. Ferraro reported routine equity compensation activity. On June 1, 2026, 7,621 restricted share units vested, and 3,891 shares of Class A common stock were withheld to cover taxes, leaving 858,292 Class A shares held directly. He also holds Class B common stock exchangeable into 3,411,001 Class A shares and stock options over additional Class A shares with exercise prices between $4.83 and $11.77 per share.

Rhea-AI Summary

Galaxy Digital Inc. Chief Operating Officer Erin Elizabeth Brown reported a tax-withholding disposition of 1,951 shares of Class A common stock on June 1, 2026. These shares were withheld at $29.58 per share to cover taxes when 4,403 restricted share units vested.

After this withholding, Brown directly holds 238,201 shares of Class A common stock. Footnotes also state that 166,058 additional shares are scheduled to be delivered in settlement of RSUs, subject to her continued service through future vesting dates.

Rhea-AI Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a routine tax-related share disposition. On June 1, 2026, 161 shares of Class A common stock were withheld to cover taxes when 445 restricted share units vested. After this withholding, he directly holds 58,934 shares, and his position also reflects 11,797 additional shares to be delivered over time as remaining RSUs vest.

Rhea-AI Summary

Galaxy Digital Inc. director Michael D. Daffey reported an exercise-and-sell transaction involving Class A Common Stock. He exercised stock options for 250,000 shares at an exercise price of $16.54 per share before their May 27, 2026 expiry, receiving Class A shares. He then sold a total of 250,000 shares in open-market trades at weighted average prices of $28.66 and $29.27 per share, with individual trades ranging from $28.16 to $29.65. After these transactions, he directly holds 1,505,419 Class A shares, including 5,419 shares to be delivered from deferred share unit awards, indicating he retains a substantial equity position.

Rhea-AI Summary

Galaxy Digital Inc. director Michael D. Daffey exercised stock options for 250,000 shares of Class A common stock at an exercise price of $16.54 per share. The options were vested and had been exercisable until May 27, 2026.

On the same date, he sold a total of 250,000 Class A shares in open-market transactions at weighted average prices of $28.66 and $29.03 per share, across trade ranges from $28.18 to $29.235. Following these transactions, he holds 1,505,419 Class A shares, including 5,419 shares to be delivered in settlement of deferred share unit awards.

Rhea-AI Summary

Galaxy Digital Inc. reported that Galaxy Group Investments LLC, an entity controlled by CEO Michael Novogratz, made a bona-fide charitable gift of 1,650,000 shares of Class B Common Stock. The footnotes state the shares were donated to a donor advised fund. Following this disposition, the reporting person continues to indirectly hold 190,465,103 shares of Class B Common Stock.

Rhea-AI Summary

Galaxy Digital Inc. Chief Operating Officer Erin Elizabeth Brown reported a tax-withholding disposition of Class A common stock tied to RSU vesting. On March 2, 2026, 55,433 shares were withheld at $20.59 per share to cover taxes on 125,124 vesting RSUs. After this, she beneficially owned 240,152 shares, including 170,461 shares to be delivered as remaining RSUs that vest only with continued service.

Rhea-AI Summary

Galaxy Digital Inc. CEO Michael Novogratz reported a Form 4 showing a tax-withholding disposition of 73,479 shares of Class A common stock at $20.59 per share on March 2, 2026. The shares were withheld to cover taxes upon vesting of 132,870 RSUs. After this, he directly owned 449,704 shares, including 344,001 shares to be delivered upon future RSU vesting subject to continued service.

Rhea-AI Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a tax-withholding disposition of 4,383 shares of Class A Common Stock at $20.59 per share on March 2, 2026. These shares were withheld to cover taxes on the vesting of 12,153 restricted stock units. After this transaction, he held 59,095 shares, including 12,242 shares to be delivered upon future RSU vesting, subject to continued service.

Rhea-AI Summary

Galaxy Digital Inc. director Douglas R. Deason reported indirect open-market purchases of Class A Common Stock through Deason Capital LLC on February 4, 2026. Deason Capital LLC bought 5,000 shares at $20.75, 10,000 shares at $20.50, and 10,000 shares at $21.12, bringing its indirectly held position to 59,000 shares.

Separately, Deason is shown with 23,482 directly held shares tied to deferred share unit awards. These DSUs were granted on August 6, 2025 and are scheduled to vest in tranches on June 15, 2026, September 1, 2026, September 1, 2027 and September 1, 2028, subject to continued service. He disclaims beneficial ownership of certain securities beyond his pecuniary interest.

Rhea-AI Summary

Galaxy Digital Inc.’s Chief Operating Officer, Erin Elizabeth Brown, reported an equity compensation award on a Form 4. On February 3, 2026, she received 97,497 shares of Class A common stock in the form of restricted stock units, at a reported price of $0.00 per share.

Each RSU converts into one share of Class A common stock as it vests. After this grant, Brown beneficially owns 295,585 shares of Class A common stock to be delivered upon settlement of multiple RSU awards, which vest on scheduled dates in 2026 and 2027, subject to continued service.

Rhea-AI Summary

Galaxy Digital Inc.'s Chief Financial Officer, Anthony Paquette, received an award tied to 97,497 shares of Class A common stock on February 3, 2026. These shares are issuable upon vesting of restricted stock units, each representing one share of Class A common stock.

After this award, Paquette beneficially owns 430,777 Class A shares, including 281,250 shares linked to RSUs scheduled to vest in tranches on December 26, 2026, 2027, and 2028, and 97,497 shares linked to RSUs beginning to vest on March 1, 2027 with additional quarterly vesting.

Rhea-AI Summary

Galaxy Digital Inc. Chief Accounting Officer Robert Daniel Rico reported an equity award under the company’s stock plan. On February 3, 2026, he received 5,168 shares of Class A common stock at a price of $0.00 per share, issuable upon vesting of restricted stock units (RSUs). Following this grant, he beneficially owned 63,478 shares of Class A common stock.

The filing explains that each RSU converts into one share when it vests. It also notes that 24,395 of the reported shares are tied to previously granted RSU awards with vesting schedules running through March 1, 2027 and later quarterly installments, all subject to continued service.

Rhea-AI Summary

Galaxy Digital Inc. reported an insider equity grant for Chief Executive Officer and director Michael Novogratz. On February 3, 2026, he was credited with 174,262 shares of Class A common stock tied to new restricted stock units (RSUs), at a price of $0.00 per share.

Each RSU represents one share of Class A common stock when it vests. After this award, Novogratz is shown as beneficially owning 523,183 Class A shares, including 476,871 shares to be delivered as existing RSUs vest over time, subject to continued service and scheduled vesting dates through 2027.

Rhea-AI Summary

Galaxy Digital Inc. Chief Legal Officer Matthew W. Friedrich received an award of 71,405 shares of Class A common stock on February 3, 2026, reported as an acquisition at no per-share price because it reflects restricted stock units (RSUs).

Each RSU converts into one Class A share. After this grant, 311,405 shares are reported as beneficially owned, to be delivered upon RSU settlement. The footnotes explain that 240,000 RSUs were granted on September 8, 2025, vesting in four equal annual installments, and 71,405 RSUs were granted on February 3, 2026, with 23,564 vesting on March 1, 2027 and the remainder in eight equal quarterly installments, all subject to continued service.

Rhea-AI Summary

Galaxy Digital Inc. President and CIO Christopher C. Ferraro reported an equity award of 174,262 restricted stock units (RSUs) of Class A common stock on February 3, 2026. Each RSU converts into one Class A share upon vesting, with future vesting tied to continued service.

After this award, Ferraro beneficially owned 862,183 Class A shares, including 444,297 shares to be delivered upon settlement of previously granted RSUs. He also holds stock options covering 81,319, 1,000,000 and 409,271 Class A shares at exercise prices of $9.63, $4.83 and $11.77 respectively, plus 3,411,001 Class B shares that are exchangeable on a one-for-one basis for Class A shares.

Rhea-AI Summary

Galaxy Digital (GLXY) director Douglas R. Deason reported open‑market purchases of Class A Common Stock. He bought 9,000 shares on 11/11/2025 at a weighted average price of $30.82, 8,000 shares on 11/12/2025 at $30.42, and 7,000 shares on 11/13/2025 at $30.18. The filing notes these prices reflect multiple trades within stated ranges.

Following these transactions, 34,000 shares are shown as indirectly held through Deason Capital LLC, and 23,482 shares are listed as directly held from deferred share unit awards. The DSUs include scheduled vesting tranches: 5,419 on June 15, 2026; 5,960 on September 1, 2026; 5,960 on September 1, 2027; and 6,143 on September 1, 2028. The reporting person is identified as a director.

Rhea-AI Summary

Galaxy Digital (GLXY): Director Douglas R. Deason reported open‑market purchases of Class A Common Stock on 11/07/2025, executed in five tranches of 2,000 shares each (total 10,000 shares) at prices of $28.95, $29.15, $31.559, $29.25, and $29.05. These shares are held indirectly by Deason Capital LLC, and the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.

Following the transactions, indirect holdings were 10,000 shares, and a separate line reflects 23,482 shares held directly. Footnotes state the 23,482 include shares to be delivered upon settlement of deferred share units (DSUs), with scheduled vesting of 5,419 on June 15, 2026; 5,960 on September 1, 2026; 5,960 on September 1, 2027; and 6,143 on September 1, 2028, subject to continued service.

Rhea-AI Summary

Galaxy Digital (GLXY) insider transaction: On 10/10/2025, CEO, Director, and 10% owner Michael Novogratz reported a conversion of 2,477,055 shares of Class B common stock into Class A, followed by sales at $36 per share. The sales comprised 2,477,055 shares held by Galaxy Group Investments LLC and 522,945 shares held by Novofam Macro LLC, conducted in connection with a private placement pursuant to an investment agreement dated October 10, 2025.

After these transactions, reported beneficial holdings include 348,921 shares of Class A common stock, which includes 302,609 shares to be delivered upon RSU settlement, and 409,271 stock options with a $11.77 exercise price expiring on March 31, 2030.

Rhea-AI Summary

Galaxy Digital (GLXY) President and CIO Christopher Ferraro reported a Form 4 transaction. On 10/10/2025, he sold 750,000 shares of Class A common stock at $36 per share in connection with a private placement pursuant to an investment agreement dated October 10, 2025, where he was a selling shareholder. Following the sale, he beneficially owns 687,921 Class A shares directly, which includes 270,035 shares to be delivered upon settlement of RSU awards with scheduled vesting through March 2027, subject to continued service.

He also reports derivative holdings: stock options for 1,000,000 shares at $4.83 (expiring 03/29/2028), 81,319 at $9.63 (03/27/2029), and 409,271 at $11.77 (03/31/2030). In addition, he holds Class B common stock corresponding to 3,411,001 shares exchangeable on a one‑for‑one basis into Class A.

Rhea-AI Summary

Galaxy Digital Inc. (GLXY) reported an insider transaction by a 10% owner on 10/10/2025. The reporting person converted 2,477,055 shares of Class B common stock into Class A (code C) and then sold 2,477,055 Class A shares at $36 per share (code S). The sale was in connection with a private placement pursuant to an investment agreement dated October 10, 2025, in which the holder was a selling shareholder.

Following the transactions, the reporting person held 0 Class A shares directly and reported 192,115,103 derivative securities (Class B common stock).